1 to 3 of 3 Trade Surveillance Jobs in London with Remote Work Options

a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory … you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science, or a related field. At least 4 years … of experience in regulatory compliance, or technology in the financial services industry. MUST HAVE - Knowledge of regulatory requirements related to surveillance and monitoring for Market Abuse as well as Record keeping rules for financial institutions. Proven analytical skills with experience conducting impact assessments and gap analysis. Strong business analysis more »

Product Manager Salary: £60,000 - £80,000 Location: London/Bristol - Hybrid Skills : Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 Are you looking for an excellent opportunity to join an exciting vendor who provide Regulatory and Surveillance … to compete with market leading financial services platforms. To be considered for the role of Product Manager the following experience is essential; knowledge of Trade, Market or eComms Surveillance Best Execution and regulatory reporting would be highly beneficial ability to manage, define and scale the product road map … with your CV and stating why you feel you would be perfect for this role. For more information please apply to Felix @ Artemis Talent Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 more »

Description:Job Title Lead EngineerLocation LondonCorporate Title Vice PresidentYou will be joining the dbSleuth Technology Team within Regulatory & Cross Product IT delivering Level 1 surveillance across all business sections of Deutsche Bank. The program is directly responsible for delivering regulatory-mandated Client Surveillance functions as part of overall … focused organisation, striving for the highest quality architecture, design and code across our teams. You will help to manage deliveries, designs and build our surveillance front end application, working in a fast-paced, agile environment. Our workload for new deliveries is high, we use Python based microservices, event driven more »