Compliance Manager Jobs in the North West

1 to 3 of 3 Compliance Manager Jobs in the North West

Compliance Policy Manager

Salford, Greater Manchester, North West, United Kingdom
Hybrid / WFH Options
Aj Bell Limited
We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »
Employment Type: Permanent, Work From Home
Salary: £55,000
Posted:

Compliance Manager (Consumer Credit)

Cheshire East, England, United Kingdom
Barleycorn
My client requires an ambitious and talented COMPLIANCE MANAGER. Key Responsibilities: work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements approve financial promotions to ensure they are in line with regulatory requirements provide advice on FCA … regulations assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders report on the performance of Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational efficiencies lead on the oversight of the Appointed … Representative network Highlight any instances of non-compliance within the business to the CEO so that a formal investigation can take place Manage one member of the Quality Assurance Team, ensuring improvements to the process are a focus point of their work, and reporting on performance where required Conduct more »
Posted:

Compliance Manager-Corporate SHEQ

Warrington, England, United Kingdom
Tradebe Management Ltd
liabilities in a sustainable way. We provide services to the entire industrial complex with high safety and quality standards. We are looking for a Compliance Manager to join us at one of corporate headquarters in Warrington, with some occasional travel to other sites. The role Reporting to the … the legal register and record assessments of applicable legislation. * Report the outputs of assessment, identify impacts on the business, and propose Opportunities for Improvement Compliance Audits Establish an audit programme to monitor the effectiveness of H&S policies including implementation of relevant processes and procedures. Functional Support To provide … the Corporate & Operational SHEQ departments. * Assume responsibilities as defined in Policies and relevant processes and procedures. * Ad-hoc requests when required. * Assume Site SHEQ compliance responsibilities for office locations where there are no operational activities * Lead in the implementation of our internal PROUD programme. We offer * Competitive salary * Annual more »
Posted:
Compliance Manager
the North West
25th Percentile
£30,000
Median
£55,000
75th Percentile
£76,250