1 to 2 of 2 Regulatory Compliance Jobs in Potters Bar

control assessments are completed. What you'll do • Ensuring awareness and reporting of all of the governance related initiatives (Events, Breaches , incidents & actions) • Monitoring regulatory or audit deadlines to make sure we don't miss anything • Partnering with teams to help assess new or changing products, processes, controls and … features by embedding good regulatory compliance and risk practices • Thorough awareness & understanding of industry risk standards and practices • Contribution to risk assessments (RCSA) in the 1st line and drive actions to address the root causes that may lead to operational risk losses by challenging both historical and proposed … inadequate controls, and emerging risks. Who you are • Experienced risk professional and have worked in 1st line risk management (desirable but not essential) • Relevant regulatory/prudential regulatory experience in financial services • Have experience in Risk & Control Assessments, Audit Management, Regulatory Compliance, Incident Management and Event more »

specific responsibilities will include Leadership: Develop and communicate a clear long-term vision for operational resilience. Provide influential advice for risk-based decisions and regulatory compliance. Act as a thought leader and subject matter expert. Ensure effective communication with stakeholders. Strategy & Planning: Develop strategies with leadership to address operational … best practices. Proven track record in leading operational resilience in large corporations. Experience developing and applying resilience frameworks. Strong knowledge of European and UK regulatory matters, with Canadian knowledge as a bonus. Experience using market trends and technology innovation for practical applications. Experience in presenting to executives, boards, and … clear pathways to desired outcomes. Is able to quickly adapt to new realities even in the face of ambiguity and uncertainty Risk Control and Regulatory Environment Builds and maintains a culture that fosters the integration of risk and controls into the business. Ensures their people understand the risks in more »