26 to 29 of 29 Compliance Officer Jobs in the UK

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This role is initially a FTC with the view to be made perm after. This candidate MUST HAVE previous/current Banking experience in the UK. … Assist the Head of Compliance/MLRO and/or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal and regulatory requirements related to regulatory and Financial Crime (FC) Compliance Oversight of the Quality Assurance framework (Financial Crime) . Becoming an SME within this … area of specialty assisting the Compliance and Business teams to maintain the framework to a high standard. Ensuring that payment flows and Requests For Information (RFI’s from the business units) are monitored and analysed so that responses are provided in a timely fashion and are proactive in our more »

name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team. This person ideally would have extensive experience in core compliance tasks and particular PA Dealing. Key … Skills: 8+ years of Compliance experience Regulatory knowledge with regard to OBI's & PA dealing Ability to face off with senior stakeholders and investment teams Excellent communication skills more »

as we aim to become the Bank of choice for businesses wishing to transact in the African continent. Job Purpose Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. Working closely with Bank … CASS audit and following up on recommendations and exceptions identified by the external auditors. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive the minimise the risk of regulatory failure and the resultant reputational … damage. Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: Relevant qualification – Compliance qualification or LLB preferred. Minimum of 3 – 4 years of relevant industry experience. Good knowledge of the trade finance and regulatory framework. more »

payment and core banking products for both individual and corporate customers, including payment accounts and deposit accounts. In this role, you will provide critical compliance advice, challenge, and support to the first line of defence. Key Responsibilities: Collaborate with product owners throughout various stages of the product lifecycle, offering … robust oversight and monitoring of internal policy and procedure compliance. Operate in line with the Bank's Risk Management framework and relevant risk and compliance policies. Support the Compliance Manager and Head of Advisory by reviewing and challenging relevant governance committee papers, and deputise for the Compliance … and rulebooks related to payment services and accounts; knowledge of European requirements is a plus. Experience in branch banking or a regulatory law/compliance background is beneficial. Knowledge of banking products and processes for individual and corporate products, preferably with sales process experience. Sound judgment and strong decision more »