Compliance Policy Analyst - 6 month contract Are you passionate about ensuring regulatory compliance within a dynamic and fast-paced environment? I am seeking a talented individual to join an organisation as a Compliance Policy Analyst on a contract basis. Key Responsibilities: Conduct a thorough review … of their compliance policies and 1LOD operating procedures. Map these policies and procedures to regulatory requirements, ensuring alignment with standards set by regulatory bodies. Provide assurance that their most impacted policies and procedures are fully compliant with relevant regulations. Implement thematic monitoring strategies to proactively identify and address compliance … and attention to detail. Excellent communication and interpersonal skills. Ability to work independently and collaboratively within a team environment. Proven track record of driving compliance initiatives and delivering results. If you're ready to make a significant impact on regulatory compliance and contribute to ongoing success, we encourage more »
As an Anti Money Laundering ComplianceAnalyst, you will play a key role in guiding the Business in respect of anti-money laundering and counter-terrorist financing (AML/CTF) compliance. Working as part of a team and reporting to the Anti Money Laundering Compliance Deputy Manager … you will focus on ensuring compliance with requirements across selected licenced jurisdictions. The ideal candidate will be able to demonstrate excellent written and verbal communication skills and be able to effectively summarise large amounts of information whilst identifying its relevance to the Business. You will be responsible for developing … agreed deadlines. Strong research abilities. Ability to multitask and manage multiple streams of activity at once. Enthusiastic and self-driven attitude. Main Responsibilities Assessing compliance across existing and prospective licenced jurisdictions. Reviewing and impact assessing legal and regulatory developments relating to AML/CTF. Drafting business development requests. Monitoring more »
Leeds, England, United Kingdom Hybrid / WFH Options
Fruition IT
Role: Senior Security Risk & ComplianceAnalyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & ComplianceAnalyst to … lead across initiatives relating to security and risk. The Information Security Risk & ComplianceAnalyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & ComplianceAnalyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & ComplianceAnalyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »
Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm adheres to FCA compliance … team of 4, reporting to the Head of Compliance. Responsibilities: * To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme * To assist in ensuring that the Company establishes and maintains effective systems or internal controls in order to … controls, so that prompt remedial action may be taken by Senior Management * To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes * To assist in identifying, investigating and rectifying rule breaches, and fulfil any associated reporting requirements. * To assist in coordinating the more »
Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »
IT ComplianceAnalyst Cambridge £28k-£30k We’ve partnered with a scientific company based in Cambridge in the search for an IT ComplianceAnalyst to join their highly successful IT team. You will have a focus on IT Governance, policy writing, security compliance as well …/Cover Letter. Benefits include 25 days annual leave, yearly bonus, annual pay reviews, flexible working, private medical insurance plus many more! The role: compliance with IT Security Standards (ISO27001) policy writing IT Support Risk Assessments with IT audits What are we looking for? (or previously) in an IT more »
IT ComplianceAnalyst Cambridge £28k-£30k We’ve partnered with a scientific company based in Cambridge in the search for an IT ComplianceAnalyst to join their highly successful IT team. You will have a focus on IT Governance, policy writing, security compliance as well …/Cover Letter. Benefits include 25 days annual leave, yearly bonus, annual pay reviews, flexible working, private medical insurance plus many more! The role: compliance with IT Security Standards (ISO27001) policy writing IT Support Risk Assessments with IT audits What are we looking for? (or previously) in an IT more »
Compliance Coverage Professional – Information and Data Management Analyst Glasgow 3252976 Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units … and Infrastructure Divisions across all regions and jurisdictions. The Group provides Compliance coverage of information and data-related risk management, recordkeeping, testing and training initiatives, including the Firm's governance of Artificial Intelligence and Machine Learning (AIML) and Cloud implementation. About Morgan Stanley Morgan Stanley is a leading global … perspectives and needs is an important part of our culture. What will you be doing? Help implement Morgan Stanley's Privacy, Technology and Data Compliance program, primarily focusing on data and information management, AIML and Cloud governance Help provide Compliance coverage in connection with new business initiatives, new more »
long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of … the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules … and regulations; Initiate enhancements to improve compliance framework efficiency; Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse; Support compliance reviews and approvals for financial promotions and marketing materials; Collaborate with other members more »
Investment Risk & ComplianceAnalyst Salary £30k Peterborough (Hybrid) This is an associate-level role for an ambitious Risk/Compliance professional, a newly-created position with a growing business in the investment and funds space. The role will directly support the Senior Investment Risk & Compliance Manager more »
Role Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money … Laundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and parameters related to financial transactions … manage alerts and cases from compliance systems and tools and identify behaviors that deviate from the norm and escalate suspicions as required. They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are more »
Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line … of defence’ compliance including thematic review work, compliance monitoring and interfacing with the business. What you'll be doing: You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team. Carrying out required monitoring … timescales. Producing high quality monitoring reports, suggesting remedial action where required and tracking issues to closure. Producing monthly QA MI for the Head of Compliance to review on an on-going basis. Providing constructive feedback development points to other business functions to drive a positive compliance culture whilst more »
IT Security and ComplianceAnalyst York - Hybrid (2-3 days per week on-site) 12 months Main Purpose: Provide Security & Compliance support to the NiM businesses and IT incl. relevant contribution to agreed IT support model, operational sustain incl. incident and request management, Market Security Compliance … Nestle in the Market) businesses, by providing first level support, incorporating the Service Portal and subject matter experts, to agreed targets and SLO, ensuring Compliance by following relevant GLOBE Standards and Policies, incl. Nestlé IT Security Policy and Cyber Securirty Awareness Supporting the Security & Compliance Specialists with ownership … of relevant MSCI measures and ISMS controls Providing support to the Market Role Coordinator for GLOBE SAP Security sustain and projects Supporting the application compliance process and governance framework for solution onboarding. Specifically supporting facilitation of the Control Decision Tree, application controls and supporting IT application owners to supply more »
My client is looking for a Data Protection and ComplianceAnalyst on an initial 6 month contract to support the Privacy by Design and Default objective of the team on several new projects. Meeting appropriate measures and governance which are in place to meet compliance with the more »
