1 to 18 of 18 Compliance Manager Jobs in the UK excluding London with Remote Work Options

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

Compliance Manager - Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4027G £70K - £80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support … the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on compliance processes and systems to team members … and assist with resolving problems where possible. regular updates to the Head of Compliance on levels of workload in the team, identifying potential areas of risk or a shortfall in performance. checks to ensure that core controls are being followed, using system enquiries and reports, internal documentation and staff more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Technical Risk and Compliance Manager You must be UK based to apply No Sponsorship is offered with this role I am working with a leading software company who are currently experiencing rapid growth and a variety of exciting customer engagements across a variety of sectors, to support this … they require a Technical Risk and Compliance Manager with experience in SaaS software. The role is being offered on a remote basis with occasion onsite client visits You will be responsible for overseeing and managing the technical aspects of their risk and compliance program Responsibilities Technical Expertise … mitigate these risks. Knowledge of secure software development practices, secure networking and protection mechanisms, and data security. Technical Risk Develop and maintain the technical compliance framework and documentation for the company’s platform, keeping this updated as changes are made to their security approach. Implement and monitor technical controls more »

Your new company An international insurance organisation with offices in Surrey is actively recruiting a Compliance Manager to join their expanding team. The role is part-time with a 25-hour max and requires you to be in the office twice-weekly. Offering a salary of … pro rata based on experience, hybrid working, pension contribution and more below! Your new role As a Compliance Manager, you will ensure that the insurance organisation's staff, operations, and business transactions follow all relevant legal and internal rules, including Compliance with Data Protection Regulations. Additional responsibilities … Maintain and improve and continually improve an effective Compliance Risk Management Framework Evaluate business activities to assess Compliance Risk Educate and train employees on regulatory and industry practices Ensure that regulatory and compliance risks are identified, managed, mitigated and reported on, and the Board are made aware more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

VAT Compliance Senior Manager Bradford, United Kingdom Full time We’re looking for a VAT Compliance Senior Manager to join us in our Bradford office. This is hybrid working – 2 days in the office, 3 days remote. Within this role, you will be responsible for leading … and developing the in-house VAT compliance function. You will take ownership for BAU activity across a number of UK and foreign jurisdictions and will also work with the Liberty Global Tax team and Systems Indirect Tax Manager to drive system improvements and embrace the use of technology … to create an outstanding in-house function. The role also includes leading the transition of any new VAT compliance activity into LSS. What will you be doing? * Day to day management of the team * Coordinating preparation, review and timely filing of returns * Operation and evidence of controls over VAT more »

Export Control Manager Havant, Hampshire | Permanent, Full-Time | Hybrid Working The primary purpose of this position is to provide expert advice and guidance to individuals and managers at all levels within the business unit to ensure compliance with UK and foreign import/export laws (including the US … Regulations (ITAR)), as well as conforming with internal corporate policies and procedures, including CMMC accreditation in the future when available. As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders … you will drive a culture of compliance to protect the business and enable strategic objectives. This role is business critical as SLS UK must stay compliant with both UK & EU trade regulations, in particular export controls for all military sales, which are a large % of SLS UK GTV. The more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

Building Compliance Testing Manager (Air tightness, Sound Insulation, Ventilation) Borehamwood, UK £35,000 - £45,000 + Training + Progression + Development + Laptop/Tablet + Workwear + Holiday + Pension Are you an experienced air tightness, sound insulation and ventilation testing engineer looking to get into a … an impressive portfolio of clients and customers within the housing association sectors and have lengthy goals to become the market leading, go-to building compliance testing company. In line with this growth, the company are looking to onboard an excellent testing manager to effectively manage and monitor the more »

We're looking for an IT Compliance & Controls Manager to join us in Watford. The opportunity: You will be a key member of our IT Team, helping to ensure there is a robust data & technology controls framework. This role offers an excellent opportunity to make a genuine impact … on the company’s risk and compliance frameworks across the EMEA region. What you’ll be doing: This position will involve the following tasks/deliverables: Establishing, embedding and enhancing a comprehensive data and controls framework across the EMEA region that reflects WPP guidance; Conduct regular checks and operational … Preparing detailed audit reports, highlighting findings, recommendations, and opportunities for continuous improvement; Collaborating with stakeholders from across the business to foster a culture of compliance and risk management; Monitor and track the implementation of audit recommendations, ensuring timely and appropriate remediation actions are taken; Staying updated on changes in more »

Tax Manager – Corporate Tax Compliance and Advisory - Leeds Base Location: Leeds is the main hub however we are open to regional candidates as well. The KPMG Corporate Tax team is a cornerstone of our business. Operating from London we do work that matters, serving the region with diligence … our clients are kept up to date with emerging corporate and wider tax developments impacting their business Managing the delivery of UK corporation tax compliance services Supervising the work of junior members of staff and providing coaching to support their development. Assisting our Partners, Directors and Senior Managers with … Partners in business development activities What will you need to do it? Qualified CTA or ACA/CA or equivalent Strong UK corporation tax compliance and advisory experience, including tax accounting Ability to: Analyse problems, identify core issues, investigate, evaluate, and integrate information Communicate with impact, in a way more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and … advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »