1 to 5 of 5 Regulatory Compliance Jobs in West Yorkshire

services teams and fee-earners from across the Group in respect of a range of work with particular emphasis on conflicts of interest queries, regulatory compliance, risk and professional ethics. The Solicitor may be required to support other areas of the team from time to time. Role Responsibility … Developing and promoting an understanding of the regulatory and professional environment in which the Group operates. Assisting with regulatory investigations and reporting requirements in conjunction with the COLP and COFA, working closely with colleagues in HR and Finance. Supporting colleagues in the resolution of potential legal and commercial … conflicts. Dealing with ad hoc regulatory and ethics queries. Developing and delivering training on topical risk areas and regulation, in accordance with business needs. Drafting/updating policy documents and guidance notes. Maintaining awareness of regulatory/compliance changes and helping to implement the processes to incorporate more »

ensure they deliver on time, on budget and with minimum disruption. Ensure that all projects are delivered to scope, budget and relevant standard of regulatory compliance. Evaluate new equipment for critical and base stock requirements. Ensure systems and procedures are in place to meet legal and statutory requirements. Keep more »

on trends or critical to quality findings identfied. Engages operational leaders in execution of quality strategies, while driving a strong culture of quality and compliance and continuous improvement. Essential Job Duties: Is responsible for inspection preparation, conduct and response Ensures development, maintenance, and execution/delivery of fit-for … purpose/risk-based audit programs aligned with global RC&QA strategies and alignment with industry best practices and regulatory expectations Represents RC&QA as a senior leader as a key point of contact in various client meetings including but not limited to proposals and bid defences Propose and … create appropriate organisational metrics/dashboards demonstrating quality and compliance Communicate escalation issues to management in a timely manner implementing appropriate functional and business solutions and providing regular update Negotiate, influence and effectively manage constructive crucial conversations with business partners and external stakeholders Partner with operational leaders to ensure more »

documentation Communicate software solutions and ideas to technical and non-technical stakeholders Cyber Risk understanding and risk management to implement security governance and meet regulatory compliance Data analysis making recommendations to improve business performance Analytical and problem-solving skills Training Velocity apprenticeship training programmes are delivered virtually by more »

documentation. Communicate software solutions and ideas to technical and non-technical stakeholders. Cyber Risk understanding and risk management to implement security governance and meet regulatory compliance. Data analysis making recommendations to improve business performance. Analytical and problem-solving skills Training Velocity apprenticeship training programmes are delivered virtually by our more »