environment. Strong communication and interpersonal skills. Preferred Qualifications: Experience with financial modeling libraries (e.g., QuantLib, pandas, numpy). Knowledge of regulatory requirements such as BaselIII, Dodd-Frank, and CCAR. Familiarity with database systems and querying languages (e.g., SQL). Demonstrated ability to drive results and influence stakeholders more »
analytical skills, with proficiency in quantitative analysis, statistical modelling, and risk assessment techniques. - Solid understanding of regulatory requirements related to market risk management (e.g., BaselIII, FRTB). - Advanced proficiency in programming languages such as Python. - Exceptional communication skills, with the ability to convey complex concepts and analysis more »
best practices are applied for optimal liquidity conditions. Ensure compliance with financial and trading regulations, with a keen understanding of liquidity regulations such as BaselIII and the Capital Requirements Directive IV. Support onboarding FIX and liquidity clients. Utilise knowledge of reading and interpreting FIX logs to understand more »
including important asset classes ( Fixed Income, Equities, Commodities, including Derivatives), types of stakeholders (Institutional Investors, Exchanges, Asset Managers, Regulators), Risks Assessment, New Regulations (e.g. BaselIII/IV). Working knowledge of important Sustainable Finance standards. This includes financial products such as Fixed Income (ICMA Green Bonds Principles more »
onsite, Tuesday & Wednesday ) Context: Finance has mobilised the Integrity of Regulatory Reporting Programme (“IRR”) to transform the Finance operating model and control framework. The Basel 3.1 Operating Model & Data Management Controls (“B3.1 OMDMC”) team plays a key role in implementing the IRR requirements for PRA reporting. A key requirement more »
and driving their operational risk framework, ensuring the Bank's continued success and stability. Must Haves: Second Line Operational Risk Experience Capital Markets Experience Basel 3.1 Experience Make an Impactful Difference: Lead and empower a talented Operational Risk team, serving as the Second Line of Defence. Oversee the daily more »
deliver to a set of expected standards being set by the Regulatory Reporting Assurance programme, and delivers to a standard playbook defined by the Basel 3 Reforms central Operating model and controls function. The role holder will be working with process owners, service owners and Risk and Control colleagues … to define the operating model that will be in place following the implementation of the Basel 3 Reforms, and to define any interim operating models required until the reforms are implemented. This operating model will include process maps, definition of roles and responsibilities, governance forums and hand offs between … in the Operating Model and Controls team, which is a central global team established to oversee delivery of operating model and controls for the Basel 3 Reforms programme. Key Accountabilities: To document the business process controls, IT general controls and Business Application Controls and ensure full syndication and approval more »
Regulatory Policy Manager - 6 months + contract - £937 PD Inside - Hybrid Regulatory Policy manager, Credit risk, Compliance, Basel, PRA Working with a leading global banking client to secure the services of a Regulatory Policy Manager for London. The role holder will lead on regulatory interpretation of regulatory requirements for … the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory developments for: Basel 3.1; Climate risk; and Artificial intelligence/machine learning (AI/ML). In this role, you will: Review and opine on existing and more »
that they are able to link prudential guidance and regulations to the Bank’s business Literate and able to lead the project to implement Basel 3.1 in the Bank. As a senior qualified accountant within the finance team, also able to contribute on more general accounting topics and projects … to meet PRA requirements and expectations as the Bank grows. Lead on regulatory reporting submissions, including the annual benchmarking of high risk returns The Basel 3.1 project Lead the continuous improvement of controls over Prudential Reporting Work with the Prudential Risk team (2nd line) and finance’s FP&A more »
