1 to 25 of 28 Permanent Compliance Analyst Jobs in England

Role: Senior Security Risk & Compliance Analyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to … lead across initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »

Senior Compliance Analyst £40,000 - £50,000 + Package Primarily Remote - 1 day in London **Unfortunately my client cannot provide Visa Sponsorship at this time** Are you prepared to lead the way in revolutionizing the financial landscape? Join our dynamic team as a Senior Compliance Analyst … We transcend traditional methods by seamlessly integrating digital assets with a user-centric approach, all while maintaining a steadfast commitment to security. As a Compliance Analyst, you'll be instrumental in defining the future of finance. Skills Strong understanding of relevant laws, regulations, and industry standards Analytical and … communication skills, both written and verbal Ability to interpret complex information and explain it clearly Experience with conducting audits and reviews Proficiency in using compliance software and tools Ability to collaborate effectively with cross-functional teams Integrity and ethical behavior Desirable Cryptocurrency Experience Startup Experience If you have the more »

A City based Insurance Group seeks a person with Compliance Analyst experience within the Insurance Market with experience of Conduct risk in a hybrid role based in the City. The role is to support the compliance function with day-to-day advisory and oversight activities, assist in … the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of … technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Respond to a variety compliance related of queries from managed clients (including queries relating to sanctions, complaints and conduct risk). Provide reliable information, analysis and guidance to the Compliance team more »

Compliance/Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities: Support the delivery … of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist with the dealing of complaints, including liaising with … the claim’s teams, coverholders/TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards. Assist the team in providing more »

JOB DESCRIPTION: The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term investment management activities. This role assists with various compliance testing and requires attention to detail. The … Compliance Analyst is a primary liaison internally for compliance-related inquiries. JOB RESPONSIBILITIES: Updates pre-trade compliance system for securities lending and short-term investment management programs as required following established internal Program Change protocols. Daily monitoring and reporting of Lenders contractual and regulatory securities lending … parameters. Confirm daily that short-term investments are in compliance with client investment guidelines. Review of cash and non-cash collateral to confirm there is sufficient collateral. Daily compliance review of discretionary securities lending activity. Escalate non-compliant situations internally for appropriate escalation. Follow-up and assist with more »

Information Security Compliance Analyst Based in our UK Head Office – Keynsham, Chocolate Factory Hybrid Working (2 days in the office) – Dog Friendly Office – Free Parking We are focused on delivering our purpose of healthy animals, happy owners and benefit every clinic, customer, and patient. Join us and be … mission to deliver the highest quality care to millions of animals. About The Role We are excited to be looking for an Information Security Compliance Analyst – The information security team is responsible for safeguarding the organisation's digital assets and information. This role will also involve conducting policy … You would be contributing to incident response efforts. You’ll be Involved In: Policy Development and implementation: Risk Management Third Part management Incident Preparation Compliance Monitoring and Reporting Continuous Improvement What you get in return: At IVC Evidensia we recognise that our people are fundamental to the success of more »

The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as … identifying the nature of an entity's role in a transaction and producing corporate trees to ascertain beneficial ownership and subsidiary holdings. Deployment of Compliance Training: Take responsibility for deploying group-wide computer-based compliance training programs. Policy Adherence: Review and adhere to internal compliance policies and … procedures, ensuring alignment with applicable legislation and regulations. Procedure Documentation: Assist in drafting and documenting procedures, policies, and processes as necessary to enhance compliance practices. Administrative Tasks: Provide support for all compliance matters and undertake day-to-day administrative tasks related to compliance activities. Monitoring Alerts: Clear more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet … stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements: Bachelor's more »

Job Title: Security Compliance Analyst Location: Birmingham (hybrid) Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet … stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements: Bachelor's more »

Risk & Compliance Analyst (Data Privacy & Protection) London/Hybrid Contract until end December 2024 £300.00 p/d If you’re looking for a career that will help you stand out, join HSBC, and fulfil your potential. Whether you want a career that could take you to the … support and rewards that will take you further. We are currently seeking an experienced individual to join this team in the role of Risk & Compliance Analyst (Data Privacy & Protection). The Senior Associate, Information Security & Privacy, UK will support and report to the Senior Manager, Information Security & Privacy … lineup into the EMEA COO. This role will support the Head of Information Security & Privacy to oversee and monitor HSBC Innovation Banking to ensure compliance with applicable existing and emerging laws and regulations. Key Responsibilities: the Head of Information Security & Privacy in the delivery and maintenance of the Bank more »

Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »

Coopman Search and Selection are delighted to partner with a leading alternative asset manager with circa $15 billion AUM who are looking hire a Compliance Analyst due to the continued growth of the firm. In this role you will be responsible for a providing generalist compliance support … to the wider compliance team. You will report directly into the Head of Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning … Provide support to the Compliance Team with oversight of Compliance System Responsible for maintenance of Registers Produce training slides Regular collection of compliance and risk MI for preparing Risk Management and Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy more »

Job DescriptionJob Title: Security Compliance AnalystLocation: LondonSalary: Up to £70k DOEWe are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest regulatory … standards are met while delivering exceptional client service.In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet stringent security … control standards.Key Responsibilities:Conduct access certification audits and identify non-compliant permissions.Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation.Generate actionable metrics for leadership review.Maintain internal team documentation.Address employee inquiries and issues promptly and effectively.Requirements:Bachelor's degree preferred.Proficiency in MS Office applications, particularly Excel more »

Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team. Key Responsibilities: Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations. Assist in developing and implementing compliance policies, procedures, and controls … to mitigate risk and uphold industry standards. Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement. Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits. Stay updated on regulatory developments and industry … trends to proactively address compliance issues and contribute to a culture of compliance within the organisation. Requirements: Bachelor's degree 1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management. Excellent communication and interpersonal skills to collaborate more »

AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will … of compliance. A chance to build invaluable experience as part of an informal and collaborative team of more than a dozen in a sociable compliance team Please apply for full spec. Compliance Analyst - City. more »

long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of … the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules … and regulations; Initiate enhancements to improve compliance framework efficiency; Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse; Support compliance reviews and approvals for financial promotions and marketing materials; Collaborate with other members more »

Business Compliance Control Analyst (12 month FTC) London FirstBank UK is a globally recognised, successful bank who provide world-class services to various institutions and individuals. Offering a comprehensive range of retail and corporate financial services/products, this thriving business boasts over 10 million active customers in … over 700 business locations. Due to business requirements, we are now looking to acquire the services of an experienced Business Compliance Control Analyst Hybrid role – 3 days a week in the London office, 2 days from home - Office hours are Monday-Friday, 9am-5pm with a 1-hour … the unit head. Providing support to the unit head in conducting QC on periodic Clients’ Due Diligence (KYB) Reviews undertaken by RMs/Business Compliance Support on all high-risk relationships to ensure compliance with the Bank’s Policy and CDD standards. Conducting sample QC of KYB reviews more »

As an Anti Money Laundering Compliance Analyst, you will play a key role in guiding the Business in respect of anti-money laundering and counter-terrorist financing (AML/CTF) compliance. Working as part of a team and reporting to the Anti Money Laundering Compliance Deputy Manager … you will focus on ensuring compliance with requirements across selected licenced jurisdictions. The ideal candidate will be able to demonstrate excellent written and verbal communication skills and be able to effectively summarise large amounts of information whilst identifying its relevance to the Business. You will be responsible for developing … agreed deadlines. Strong research abilities. Ability to multitask and manage multiple streams of activity at once. Enthusiastic and self-driven attitude. Main Responsibilities Assessing compliance across existing and prospective licenced jurisdictions. Reviewing and impact assessing legal and regulatory developments relating to AML/CTF. Drafting business development requests. Monitoring more »

X4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments. In this role … with deadlines Re-design and implement the policies and procedures as regulation and best-practice evolves over time Instilling a positive, proactive culture towards Compliance Key requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments more »

Market Data Admin & Compliance Analyst - £200 per day Inside IR35 - 6-month rolling contract Harrington Starr are partnering with a Global Investment Bank who are seeking a detail-oriented and knowledgeable individual to join their team as a Market Data Admin and Compliance Support Analyst. You will … play a vital role in managing market data systems, supporting compliance efforts, and providing exceptional support to users and IT staff. Responsibilities: Manage contracts and agreements for market data systems and trading applications. Oversee market data license management with vendors. Handle permissioning and access control for exchange data and … trading applications. Maintain an inventory of market data and trading applications. Manage market data cost allocations and invoices on finance and control systems. Ensure compliance with market data regulations and requirements, including information management and compliance reviews. Participate in market data and applications audits. Conduct regular audits of more »

A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 3+ years Lloyd's Insurance Compliance background. Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in … its day-to-day activities. This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and … reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty, sanctions and licensing standards. more »

Do you have a passion for ensuring smooth international trade compliance 💥Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: colleagues on trade compliance best practices and regulations. with Logistics to manage export controls and customs compliance for CDW shipments. efficient trade compliance processes and tools using technology … regulations. products for export and supporting country-of-origin determinations. accurate trade documentation and records. implementation of Technology Control Plans. in internal and external compliance audits. To be successful, you will have: degree/certificate in compliance, international trade/logistics, customs, or international studies (or equivalent experience more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »

passion for research, and who has a creative way in which they can present their findings. This isn’t about having particular risk or compliance experience, but more around a desire to learn and want to progress with a business that can offer a lot of exposure, and a … progressive career. What you’ll be doing: Documentation for both new and existing clients to ensure compliance with AML and other legal and regulatory requirements. Risk assessments of customers and applying the commensurate level or due diligence (i.e SDD, SCDD, EDD) using external sources. Interacting with Sales team, LATAM … correct and current. Evaluating the adequacy, comprehensiveness, and effectiveness of the Company’s Account Opening and KYC procedures. Monthly management information on account opening. Compliance in other ad-hoc matters including but not limited to drafting procedures, training and other matters arising from time to time. What we’re more »

Company - Investment Bank Role - Compliance Monitoring and Testing Analyst Location - London Hybrid Responsibilities/Accountabilities Contribute to second line monitoring activity and completion of the monitoring annual plan, ensuring the firm can demonstrate it is meeting its regulatory obligations. With oversight, responsible for performing the ongoing review, management … and testing of regulatory and operational risks and controls. Assist in the review and updating of the Compliance Monitoring Plan. Completion of the Risk and Control Self-Assessment process across all areas of the business. Perform root cause analysis on any operational risk events that occur. Assist with Corporate … and team, there is a need for all team members to support each other, providing the opportunity to gain exposure to other areas of Compliance from time to time as required. Contribute to ongoing trade surveillance and the submission of STORs. Working with the Head of Compliance to more »