1 to 25 of 30 Permanent Compliance Analyst Jobs in England

A leading FX Trading company in London are looking for a 'Compliance Analyst’ to join their team. Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance/… AML/KYC role within the FX/CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements. Assist in recommending regulations … policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance Reports to ensure transparency and accountability. Person Specification: Compliance/AML/KYC experience within the FX Trading industry. more »

Miryco Consultants is working with a high performing Boutique RegTech Consultancy looking to bring on board a qualified Compliance Analyst/Advisor to their team. This role is ideal for a strong financial services compliance analyst with foundational regulatory knowledge. Responsibilities: Assist in guiding the business … along FCA regulations. Proactively monitor regulatory updates and emerging risks. Stay informed of industry best practices and regulatory guidance. Developing and delivering compliance training, policies, and procedures. Staying abreast of the regulatory landscape. Conduct regular reviews of client monitoring plans and related activities to identify potential compliance issues. … employees and regulators. Experience: Excellent academic background. Upwards of 2 years’ relevant experience within financial services. Strong Microsoft Excel and analytical skills. Knowledge of compliance monitoring best practices and gap analysis testing is desired. Salary: Competitive with strong bonus and industry leading benefits Location: London more »

X4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments. In this role … with deadlines Re-design and implement the policies and procedures as regulation and best-practice evolves over time Instilling a positive, proactive culture towards Compliance Key requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet … stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements: Bachelor's more »

Job Title: Security Compliance Analyst Location: Birmingham (hybrid) Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet … stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements: Bachelor's more »

Risk & Compliance Analyst (Data Privacy & Protection) London/Hybrid Contract until end December 2024 £300.00 p/d If you’re looking for a career that will help you stand out, join HSBC, and fulfil your potential. Whether you want a career that could take you to the … support and rewards that will take you further. We are currently seeking an experienced individual to join this team in the role of Risk & Compliance Analyst (Data Privacy & Protection). The Senior Associate, Information Security & Privacy, UK will support and report to the Senior Manager, Information Security & Privacy … lineup into the EMEA COO. This role will support the Head of Information Security & Privacy to oversee and monitor HSBC Innovation Banking to ensure compliance with applicable existing and emerging laws and regulations. Key Responsibilities: the Head of Information Security & Privacy in the delivery and maintenance of the Bank more »

Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »

The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as … identifying the nature of an entity's role in a transaction and producing corporate trees to ascertain beneficial ownership and subsidiary holdings. Deployment of Compliance Training: Take responsibility for deploying group-wide computer-based compliance training programs. Policy Adherence: Review and adhere to internal compliance policies and … procedures, ensuring alignment with applicable legislation and regulations. Procedure Documentation: Assist in drafting and documenting procedures, policies, and processes as necessary to enhance compliance practices. Administrative Tasks: Provide support for all compliance matters and undertake day-to-day administrative tasks related to compliance activities. Monitoring Alerts: Clear more »

Investment Risk & Compliance Analyst Salary £30k Peterborough (Hybrid) This is an associate-level role for an ambitious Risk/Compliance professional, a newly-created position with a growing business in the investment and funds space. The role will directly support the Senior Investment Risk & Compliance Manager more »

Project: Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements Need to provide assurance and thematic monitoring that the most impacted policies. Knowledge and Skills Required: Knowledge of FCA rules is important, and experience of mapping policies and/or procedures to regulatory requirements (ideally more »

As an Anti Money Laundering Compliance Analyst, you will play a key role in guiding the Business in respect of anti-money laundering and counter-terrorist financing (AML/CTF) compliance. Working as part of a team and reporting to the Anti Money Laundering Compliance Deputy Manager … you will focus on ensuring compliance with requirements across selected licenced jurisdictions. The ideal candidate will be able to demonstrate excellent written and verbal communication skills and be able to effectively summarise large amounts of information whilst identifying its relevance to the Business. You will be responsible for developing … agreed deadlines. Strong research abilities. Ability to multitask and manage multiple streams of activity at once. Enthusiastic and self-driven attitude. Main Responsibilities Assessing compliance across existing and prospective licenced jurisdictions. Reviewing and impact assessing legal and regulatory developments relating to AML/CTF. Drafting business development requests. Monitoring more »

Job DescriptionRole: Senior Security Risk & Compliance AnalystLocation: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on sitePackage: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to lead across … initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst Key Responsibilities … for risk committeeManage and develop independent risk reportingSupporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risksData security and risk management principlesRisk management policies and processes to identify and analyse more »

Compliance/Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities: Support the delivery … of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist with the dealing of complaints, including liaising with … the claim’s teams, coverholders/TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards. Assist the team in providing more »

Job DescriptionX4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments.In this role … the policies and procedures as regulation and best-practice evolves over timeInstilling a positive, proactive culture towards ComplianceKey requirements include:Previous experience working in compliance within a Fintech, Payments or Traditional Bank environmentExpertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto AssetsDetailed knowledge of financial crime more »

Job Description I'm currently supporting an international bank, who are looking for a compliance analyst to join their team on an initial contract basis. This is an interesting position as it looks to utilise a candidates data visualisation skills, as well as demonstrating their understanding of financial more »

Job DescriptionAML COMPLAINCE ANALYST £65,000This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms.Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be … areas of compliance.A chance to build invaluable experience as part of an informal and collaborative team of more than a dozen in a sociable compliance teamPlease apply for full spec.Compliance Analyst - City. more »

Job Description This role is based in the 2LoD Financial Crime Compliance team initially worlking on a project. The role holder will have a good understanding of the Transaction Monitoring tool used by the Bank. To review the effectiveness of the rules within the transactions monitoring system (Actimize). more »

JOB DESCRIPTION: The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term investment management activities. This role assists with various compliance testing and requires attention to detail. The … Compliance Analyst is a primary liaison internally for compliance-related inquiries. JOB RESPONSIBILITIES: Updates pre-trade compliance system for securities lending and short-term investment management programs as required following established internal Program Change protocols. Daily monitoring and reporting of Lenders contractual and regulatory securities lending … parameters. Confirm daily that short-term investments are in compliance with client investment guidelines. Review of cash and non-cash collateral to confirm there is sufficient collateral. Daily compliance review of discretionary securities lending activity. Escalate non-compliant situations internally for appropriate escalation. Follow-up and assist with more »

Job Description I have an exciting new opening for a passionate and talented individual to fulfill the role of Compliance Analyst within the financial solutions sector for my incredibly successful award-winning client based in a prime location in Manchester city. As a Compliance Analyst, you … will play a vital role in ensuring regulatory compliance and upholding industry standards within a leading organisation in Manchester. A typical day: Implementing and enforcing policies and procedures in accordance with FCA regulations. Conducting compliance reviews, assessments, and presenting recommendations to senior management. Keeping abreast of regulatory developments … and disseminating updates to internal teams effectively. Reviewing and approving marketing materials and financial promotions within consumer financial services. Balancing compliance requirements with innovative approaches to marketing copy and designs. Developing, maintaining, and optimizing compliance workflows to ensure efficiency and regulatory adherence. Working in a fast-paced environment more »

Coopman Search and Selection are delighted to partner with a leading alternative asset manager with circa $15 billion AUM who are looking hire a Compliance Analyst due to the continued growth of the firm. In this role you will be responsible for a providing generalist compliance support … to the wider compliance team. You will report directly into the Head of Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning … Provide support to the Compliance Team with oversight of Compliance System Responsible for maintenance of Registers Produce training slides Regular collection of compliance and risk MI for preparing Risk Management and Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy more »

Role: Senior Security Risk & Compliance Analyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to … lead across initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »

Senior Compliance Analyst £40,000 - £50,000 + Package Primarily Remote - 1 day in London **Unfortunately my client cannot provide Visa Sponsorship at this time** Are you prepared to lead the way in revolutionizing the financial landscape? Join our dynamic team as a Senior Compliance Analyst … We transcend traditional methods by seamlessly integrating digital assets with a user-centric approach, all while maintaining a steadfast commitment to security. As a Compliance Analyst, you'll be instrumental in defining the future of finance. Skills Strong understanding of relevant laws, regulations, and industry standards Analytical and … communication skills, both written and verbal Ability to interpret complex information and explain it clearly Experience with conducting audits and reviews Proficiency in using compliance software and tools Ability to collaborate effectively with cross-functional teams Integrity and ethical behavior Desirable Cryptocurrency Experience Startup Experience If you have the more »

Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team. Key Responsibilities: Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations. Assist in developing and implementing compliance policies, procedures, and controls … to mitigate risk and uphold industry standards. Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement. Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits. Stay updated on regulatory developments and industry … trends to proactively address compliance issues and contribute to a culture of compliance within the organisation. Requirements: Bachelor's degree 1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management. Excellent communication and interpersonal skills to collaborate more »

AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will … of compliance. A chance to build invaluable experience as part of an informal and collaborative team of more than a dozen in a sociable compliance team Please apply for full spec. Compliance Analyst - City. more »

long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of … the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules … and regulations; Initiate enhancements to improve compliance framework efficiency; Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse; Support compliance reviews and approvals for financial promotions and marketing materials; Collaborate with other members more »