1 to 25 of 100 Permanent Compliance Manager Jobs

the Accent team. At Accent we believe everyone has the right to a safe, secure and warm place to call home. Were looking forAsset& Compliance Administration Managerto join ourteam. About the role and person: 35 hours per week Permanent Ensuring the safety of our customers in their homes is … a key priority for Accent. As our Asset & Compliance Administration Manager your focus will be leading the team in a concise and structured fashion to ensure that processes and interactions aid the delivery of Customer Safety and planned maintenance. Your role will undertake a proactive approach to zero … tolerance on Customer Safety and you'll ensure all aspects of customer safety/compliance are maintained, while supporting the delivery and completion of planned maintenance programmes. It's an exciting time to join us as changes in legislation mean that you'll be actively involved in improving our more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Job Family : Investigator Travel Required : Up to 10% Clearance Required : None Financial Crimes Compliance Manager Opportunities available for Supervisors (Leads) and Managers This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings within GMS … will then be able to match them with positions that become available in the future. What You Will Do: Guidehouse is seeking an experienced compliance supervisor to serve as a Team Lead overseeing a team Senior Analysts and Analysts executing BSA/AML/Sanctions and regulatory compliance functions on behalf of our clients. The Financial Crimes Compliance Supervisor will be responsible for driving team performance and quality. The responsibilities will include: Manage and supervise a team of Senior Analysts and Analysts, executing across a variety of regulatory compliance and financial crime-related functions, to more »

Job Family : Investigator Travel Required : None Clearance Required : None What You Will Do : The responsibilities of the Financial Crimes Compliance Technical Fraud Manager will include but are not limited to: Oversee the management and maintenance of workflows, automations, and analytics (50-60 different workflows). Examples of workflows … ACH, wire, check, Real-time) as well as related fraud typologies. Working knowledge of loss and fraud detection/prevention principals, multiple fraud areas, compliance and regulatory issues related to the department and/or company. Strong analytical and research skills. The ability to multi-task and effectively prioritize more »

Job Family : Investigator Travel Required : Up to 10% Clearance Required : None Financial Crimes Compliance Manager Opportunities available for Supervisors (Leads) and Managers What You Will Do: Guidehouse is experiencing exponential growth, driven by an inclusive culture with a desire to see all succeed! We'd like the opportunity … includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace. Guidehouse is seeking an experienced compliance supervisor to serve as a Team Lead overseeing a team Senior Analysts and Analysts executing BSA/AML/Sanctions and regulatory compliance functions on behalf of our clients. The Financial Crimes Compliance Supervisor will be responsible for driving team performance and quality. The responsibilities will include: Manage and supervise a team of Senior Analysts and Analysts, executing across a variety of regulatory compliance and financial crime-related functions, to more »

WEEE Compliance Manager - (Waste Electrical and Electronic Equipment) Location - Stratford Upon Avon, CV37 0HR Hours - Monday to Friday, 8:30-5:00. 1 day in the office and the rest remote, however this can change on occasion. We have an exciting opportunity for a Compliance Manager … time with hybrid working, typically 1-2 days a week in Stratford Upon Avon office the other three to four from home. The WEEE Compliance Manager has total responsibility for the scheme and ensuring all deadlines and Agency standards are met. The individual will need to deal with … for collecting and verifying WEEE & Battery returns. Member communication and account management of key WEEE clients Ensure up to date on Legislation changes. Ensure compliance with all QA procedures in line with job tasks. Responsible for recruitment and retention of WEEE members. To provide first line support to members more »

environment that encourages equality, innovation and professional growth. We have partnered with a growing international EMI who are on the hunt for an experienced Compliance Manager with international exposure to payments! As Compliance Manager, you'll collaborate within the 2nd Line of Defense (2LOD) Risk and … Compliance team. This multifaceted position entails overseeing varied responsibilities, ensuring each day presents unique challenges. You will undergo comprehensive training encompassing payment systems and broader card scheme landscapes, as well as detailed exploration of platform functionalities and products. Success in this role hinges on proactive, detail-oriented individuals thriving … in dynamic settings and dedicated to upholding the utmost standards of compliance and integrity. The role demands a hands-on approach, with a fervent dedication to regulatory compliance and a willingness to delve into project intricacies, all within a supportive team environment. Please note, this is a hybrid more »

We are currently recruiting for a Technical Compliance Manager on behalf of our client in Newcastle who are leading providers of facilities management services across the healthcare sector. Strong engineering (Mechanical & Electrical) background and technical compliance experience is essential. Healthcare & Hospitals experience is a must. The Technical … Compliance Manager will cover 2 hospitals with... APCT1_UKTJ more »

Commercial & Compliance Manager 4 days in Office - 1 from Home Richmond Based Up to £80,000 This business is an award-winning specialist recruitment agency providing permanent employees and contractors globally through its specialist recruitment brands all dedicated to IT Solutions. In late 2023, the group received a … support the rapid expansion of our global sales teams and you will also have day to day management responsibilities initially for 2 x Contracts Manager (UK/Europe & US). As an individual, you will have an extensive background working within global IT recruitment agencies in a hands-on … position providing the internal and external services listed below. You should have strong recruitment industry compliance expertise and be up to date with all relevant tax and employment legislation (and the practical application of) such as ‘Off Payroll (IR35) Working Regulations’ in the UK and ‘Worker Classification’ in the more »

efficiencies, and, crucially, developing new capabilities and services for our valued customers. As part of the CoE, we are looking for an Responsible AI Manager to help outlining, delivering and extending Data & AI Compliance use cases across Group Privacy. Job Description We are seeking to hire a Responsible … AI Manager - Compliance to lead Informa’s Responsible AI compliance efforts and contribute to the creation of the AI Policy Framework for the Informa Group. The role will involve working closely with the Group Data Governance forum, the Privacy Team, and the Responsible AI Manager, Governance … and thrive in complicated but ambitious organisations. The role is well-suited to versatile candidates with a background in AI Governance, Data Ethics, Privacy Compliance & Operations, Data Governance, etc. People with heart and ambition, and a strong mix of emotional and professional intelligence, will be successful in the role. more »

Lead Technical Compliance Manager Salary £60-70k This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No … Supporting Executive Stakeholders in strategic change Specialist advice in technical regulations Utilise professional knowledge base in conduct environments Your Profile Previous role in a Compliance Advisory capacity Familiarity with secured lending (mortgage) environments Strong practical expertise in applying Consumer Duty, Conduct Risk and TCF Knowledge of the FCA Handbook more »

Peaple Talent have partnered with a large retail organisation based in Northampton who are recruiting a Governance, Risk and Compliance Manager. Reporting into the Head of Information Security, the Governance Risk and Compliance Manager will be responsible for the day to day management of the GRC deliverables … and management of direct reports in the GRC team to ensure effective Governance, risk and compliance aligning to the organisational information security policies. Role Responsibilities: Provide leadership and direction to the Governance Risk and Compliance team, plus day to day task management, performance management and development. Maintain and … standards, procedures and guidelines. Implement, monitor, maintain and continuously improve the GTS risk management process. Deliver and maintain strategies and audit capabilities to maintain compliance to the GDPR , PCI - DSS and Cyber Essentials. Ensure the maintenance and delivery of an effective, engaging information security awareness programme to the wider more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and analysis more »

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join their team, this role is based in Kent and operates on hybrid model. This is permanent role. This role will … report directly to the head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial more »

InterQuest are leading the search for an exciting new mandate for on of our growing retail banking clients. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance … per week. Responsibilities would include - Highlighting any regulatory/conduct risk concerns to stakeholders/wider business - Acting as point of contact for the Compliance function on key business/regulatory projects , including attendance at Steering Committee’s. - Ensuring customer outcomes are at the heart of decision making To … be considered you would need - Compliance advisory experience within retail lending - Strong conduct risk background with an in depth knowledge of the FCA handbook. - Knowledge of consumer duty/regulatory principles This role would offer up to £75k per annum with excellent benefits. Please click apply for consideration more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

JOB- Reliability/Compliance Lead LOCATION- Welwyn Garden City TERM- Permanent SALARY- £50,000 - £63,000 per annum (dependant on experience) We are looking for Compliance Engineer, Reliability Engineer or similar Engineer, Lead or Manager on a permanent basis in the Welwyn Garden City area with experience … assuring that products and manufacturing processes are compliant to appropriate Directives, Regulations and Regulatory boards. This would also be well suited for a Quality Manager or Quality Engineer with experience in Electronics/compliance. The Reliability/Compliance Engineer will ideally have the following attributes: Qualified in Engineering … ideally (NVQ/HNC/HND/Degree or similar) OR Qualified by experience Experience in a similar Compliance, Reliability, Quality or similar focused role. Industry experience within Engineering or Manufacturing. Exposure to various Regulations and governing bodies such as LUV, CE, UL, IPC, or similar. Capable of leading more »

Our Client Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment … Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provide constructive challenge to the business, governance committees, and second line of defence. The Product Risk … Manager is responsible for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own more »

Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and … fraud investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage. • One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This … role will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute … comprehensive compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks. Present findings to more »

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are … policies and support them with new products and services. You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary. What You Offer Extensive experience in commodities compliance advisory within the financial services industry. In-depth knowledge of more »

MERJE are working with a boutique Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. You will be tasked with: Provision of technical advice, support & regulatory guidance Development & completion of the … annual compliance monitoring programme Ensuring that the company identifies any changes in law and regulation by horizon scanning Review and implementation of compliance policies & procedures Projects including preparing for new regulation, new funds, new investments or researching specific legal or regulatory queries from the Board or wider team … and submission of regulatory reporting through Regdata, Connect, FINRA etc Ownership of the AML program Experience needed: 8-10 years of relevant and broad compliance experience gained in a fund or investment management environment Strong interpersonal and relationship building skills including the ability to interact with and influence at more »

Compliance Advice Manager Brighton/Hybrid £40,000 - £60,000 per annum I am currently recruiting for a Compliance Advice Manager for a well established financial services provider in Brighton (2 days a week in the office). Compliance Advice Manager The role requires … a candidate with strong Compliance experience ideally in a financial services/insurance. The roles will cover a variety of compliance elements including but not subject to: * Reporting * Advisory * Business Partnering * Conduct risk/Consumer duty * Regulatory change * Data protection * FCA regulation knowledge If this sounds like you more »

impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the … firm. We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting retail and independent branch office compliance testing. The Senior Manager is an individual contributor and will conduct testing to evaluate the … effectiveness and adequacy of certain internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine the testing program and will remain current on regulatory developments, enterprise-wide policies more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »