24 Permanent Compliance Manager Jobs in London

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Job Title: Compliance Manager/Counsel Client: International law firm (small/medium sized) Location: London, United Kingdom Office: 2/3 days in whilst getting settled, the rest working from home. Possibility to reduce days in the office after probation (if preferred) Hours: open to full time … or part time Reporting into: Compliance Partner Salary: £competitive Looking for: A compliance professional who is legally qualified in the UK or Ireland, with at least 8 years PQE Overview: Due to recent growth and evolving compliance needs, a reputable law firm with operations in London and … the northeast, are seeking to recruit a Compliance Manager/Counsel. They are looking for a talented individual to oversee their internal compliance environment, including strategy and policy development, client onboarding procedures, data privacy compliance, and general regulatory and ethical duties. The world is your Oyster more »

Assistant Manager Compliance (Regulatory) West end Permanent Hybrid 2/3 split (very generous and achievable annual bonus of up to 58%) Up to £55,000 cer Financial are working alongside a bank who are based in Knightsbridge. They are seeking a Assistant Manager Compliance (Regulatory … to work with them on a permanent basis. The Responsibilities of an Assistant Manager Compliance (Regulatory) Will Include: Assist with the UK Regulatory Compliance monitoring plan by executing reviews independently on various themes such as suitability and appropriateness, client categorisation and financial promotions. Completing regulatory reports and … business and prepare white papers where relevant. Provide project management assistance and regulatory advice for duration of project. Assist with the provision of regulatory compliance training. Assist with all tasks related to Single Customer View requirements. Any other tasks that may be required within Regulatory Compliance subject matters. more »

We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support compliance operations of the firm. Reporting to APUKs Senior Compliance Manager, the Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions … within the UK. The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input. This opportunity requires a subject matter expert to contribute … times of ambiguity. Key job responsibilities Assist in ensuring APUKs payment activities operate in accordance with all legal and regulatory requirements by monitoring the compliance of business activity Provide advice on regulatory requirements, including in the development of compliance requirements for new business propositions Assist with the development more »

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

Compliance Manager City of London £70,000 - £80,000 per annum I am currently recruiting for Compliance Manager role for one of my well established insurance clients in city centre London. This role offers hybrid working. My client operates at providing specialist insurance solutions to US … coverholders and brokers (a lot of US exposure and opportunity). They are looking for a candidate with skills and expertise including: * 5+ years Compliance experience within an insurer or broker (ideally Lloyds market) * FCA regulation and handbook proficiency * Conduct and consumer duty, product governance knowledge The role reports more »

SOx compliance Manager London- Hybrid (2 days/week in the office) £80,000+Bonus+Benefits My client, a global manufacturing firm, is seeking a Sox Compliance Manager to join their growing function. The purpose of the role is to define, assess, monitor, and report on compliance … IT & OT control requirements and assist in the facilitation of IT risk assessments and reviews. Key Responsibilities: • Create and oversee the SOx 404 ITGC Compliance Program's continuing oversight. • Assist with the review and monitoring of the IT Risk Management Program. • To carry out and assist with IT control more »

of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing … payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay updated with … relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory requirements more »

The Technical Compliance Manager will be responsible for ensuring we are contractual complicit across our hard services facilities operation. They will coordinate and advise on Internal and External reporting, Audits, Operating Procedures and Planning, additionally mitigating contractual risk and ensuring compliance against all service specifications and contract … deliverables. A proactive approach to ensuring compliance is essential and any experience within Healthcare/knowledge of Health Technical Memorandums (HTM’s) would be desirable but not essential. Experience required: Held a similar position where compliance management is critical responsibility. Previous experience of effectively managing compliance on … a PFI contract Proven background in Facilities Management NEBOSH + Internal Auditor training Understanding of compliance and familiarisation of Health Technical Memorandums (HTM’s) Good IT Skills with experience using CAFM systems Main Responsibilities: Managing building compliance with the aim achieving 100% Compliance Day-to-day management more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Compliance Manager - Lloyds Market London/Hybrid Duties Support the business as the Compliance function SME. Assess ongoing compliance with Lloyd's Regulatory Principles Designing and maintaining thematic reviews and monitoring activities Undertake reviews of regulatory developments Create & maintain relevant compliance policies & procedures Lead on … the production and submission of accurate and timely regulatory reports. Provide timely responses to queries received from the International business. Design and deliver compliance training Stakeholder management with the International business Knowledge and experience: Good knowledge of FCA requirements Compliance experience within the London Insurance Market International level … of experience in Licencing Applications, desirable but not essential. Experience of regulatory reporting and the use of FCA systems. Previous experience of managing other compliance professionals (not essential) Experience of working with senior management. Please apply for further information and a full JD. more »

Compliance Associate-Manager City of London £60,000 - £80,000 per annum I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, hedge fund managers, private equity … firms and more. The role will include: * Monitoring - run the plans, generate and collate information for the reg compliance function. * Working closely with other parts of the business such as corporate finance. * Helping clients build capital - providing advice and guidance to business teams. The candidate should have: * 5 - 8+ … Compliance experience within an investment firm, asset/wealth/investment manager, boutique firm, or consultancy (advisory and capital markets). * Compliance monitoring essential. * Familiar with AML/CTF, Sanctions, MiFID. more »

Investments Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

Roe : Compliance Advisory Manager – Workplace Pensions. 3 months contract starting immediately. Rate - £450/day, however quality profiles only. Contract Inside IR35 – Starting with 3 months and extendable. London or Reading – twice in a week – Hybrid As a Compliance Advisory Manager – Workplace Pensions you will: • Help more »

efficiencies, and, crucially, developing new capabilities and services for our valued customers. As part of the CoE, we are looking for an Responsible AI Manager to help outlining, delivering and extending Data & AI Compliance use cases across Group Privacy. Job Description We are seeking to hire a Responsible … AI Manager - Compliance to lead Informa’s Responsible AI compliance efforts and contribute to the creation of the AI Policy Framework for the Informa Group. The role will involve working closely with the Group Data Governance forum, the Privacy Team, and the Responsible AI Manager, Governance … and thrive in complicated but ambitious organisations. The role is well-suited to versatile candidates with a background in AI Governance, Data Ethics, Privacy Compliance & Operations, Data Governance, etc. People with heart and ambition, and a strong mix of emotional and professional intelligence, will be successful in the role. more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

The Firm I'm currently working closely with a prestigious and US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. Responsibilities You will lead data protection initiatives affecting the Firm’s London and EU offices, including ongoing review and update … data breaches, and maintaining registrations Staying up to date on regulations Responding to data subject requests Knowledge sharing and training with the wider London Compliance team and provide training to lawyers and staff on data protection issues What do you need? 4-5 years of experience in GDPR and more »

compliance and Contractor Care Manager EMEA Recruitment Sector Hybrid Working £50,000 - £70,000 We are on a thrilling journey to become the ultimate global leader in Sustainability Staffing. Since our inception, we've expanded to 13 offices, boasting over 450 employees and a sales turnover of approximately … 135m. As industry experts in Sustainability, Infrastructure, and Natural Resources, we are now seeking a dynamic Compliance & Contractor Care Manager to join our team in London. In this role, you will spearhead the support for our global contractors, overseeing compliance, quality control, supplier management, and more. Join … us in shaping the future of sustainable staffing! The Role Compliance & Quality Control · Coordinate compliance, financial requirements, and supplier register maintenance. · Manage new initiatives post-legislation changes, audit management companies, and implement penalties for breaches. · Implement Quality Management System, identify process improvements, and ensure industry-specific compliance. Onboarding more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute … comprehensive compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks. Present findings to more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Are you ready to revolutionize compliance software solutions? Do you thrive in a dynamic environment where innovation meets industry standards? Look no further! We're seeking a visionary Product Director to lead our Compliance SaaS offering across diverse industries. As our Product Director, you'll spearhead the development … that encompasses risk management, auditing, and e-learning programs. Your expertise will drive our platform's evolution, ensuring it remains at the forefront of compliance technology. What we're looking for: End-to-End User Experience : You've walked in the shoes of our users, understanding their needs and … teams to achieve their full potential, while aligning with company objectives. Salary Range: £150,000 - £170,000 Join us in shaping the future of compliance software. If you're ready to make an impact, apply now and embark on an exciting journey with us more »

you will have exceptionally strong data skills. You will also have an understanding of shippers behaviors, while being able to support shippers to ensure compliance to our terms and conditions. You will also be able to build mechanisms that prevents defect re-occurrence, while being able to scale these more »

MERJE are working with a boutique Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. You will be tasked with: Provision of technical advice, support & regulatory guidance Development & completion of the … annual compliance monitoring programme Ensuring that the company identifies any changes in law and regulation by horizon scanning Review and implementation of compliance policies & procedures Projects including preparing for new regulation, new funds, new investments or researching specific legal or regulatory queries from the Board or wider team … and submission of regulatory reporting through Regdata, Connect, FINRA etc Ownership of the AML program Experience needed: 8-10 years of relevant and broad compliance experience gained in a fund or investment management environment Strong interpersonal and relationship building skills including the ability to interact with and influence at more »