9 Compliance Manager Jobs in the South West

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

WEEE Compliance Manager - (Waste Electrical and Electronic Equipment) Location - Stratford Upon Avon, CV37 0HR Hours - Monday to Friday, 8:30-5:00. 1 day in the office and the rest remote, however this can change on occasion. We have an exciting opportunity for a Compliance Manager … time with hybrid working, typically 1-2 days a week in Stratford Upon Avon office the other three to four from home. The WEEE Compliance Manager has total responsibility for the scheme and ensuring all deadlines and Agency standards are met. The individual will need to deal with … for collecting and verifying WEEE & Battery returns. Member communication and account management of key WEEE clients Ensure up to date on Legislation changes. Ensure compliance with all QA procedures in line with job tasks. Responsible for recruitment and retention of WEEE members. To provide first line support to members more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

Technical Compliance Manager Tiverton C£45 - 50,000 DOE plus Excellent Benefits My client, a highly successful food/drinks manufacturer, is looking to recruit a Technical Compliance manager for one of their sites. The successful Compliance Manager will be the main compliance more »

So, what are you waiting for? Join a Community that cares about you! More about your role We are looking to recruit a Contractor Compliance Manager on a permanent basis. Reporting to the Head of Property Inspection, you will be required to manage our database of contractors and … ensure compliance at all times. You will work closely with clients and colleagues in order to gain feedback on their performance as well as ensuring that we have the right level support across our regions. More about you The ideal candidate will have a proven track record of working more »

private equity. The team is dedicated to maintaining the highest standards while navigating the complex regulatory landscape. The company seeks a talented and experienced Compliance Monitoring Manager to join their team. As the Compliance Monitoring Manager, you will be crucial in ensuring that the company's … operations comply with regulatory requirements and internal policies. Your attention to detail, analytical skills, and passion for maintaining compliance will be essential to the company's success. Your new role Develop and implement a robust compliance monitoring program. Conduct regular compliance reviews and assessments to identify any … ensure adherence to regulatory standards. Keep abreast of regulatory changes and update policies and procedures accordingly. Prepare and submit regulatory reports as required. Provide compliance training to staff members. Investigate and resolve compliance-related issues. Liaise with external regulators and auditors. What you'll need to succeed Bachelor more »

Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Advisory Manager. Responsibilities: Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. Maintain Regulatory development log and provide business impact assessments and … regulatory updates in a timely manner. Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration. Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks. Develop and implement compliance training programs to educate employees on relevant laws, regulations, and internal policies. Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements. Collaborate with internal stakeholders, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance. Investigate and respond more »

Technical Compliance Manager Tiverton C£45 - 50,000 DOE plus Excellent Benefits My client, a highly successful food/drinks manufacturer, is looking to recruit a Technical Compliance manager for one of their sites. The successful Compliance Manager will be the main compliance representative during customer audits whether that be for BRC or Retailer audits. You will report to the Head of Compliance at the company's sister site This is a key role within the company, and you will be the main contact for technical queries. As a key auditor … we are looking for someone who can build relationships with the site managers and the Quality/Technical manager, working closely to help drive standards across the group. Compliance Manager Key Duties will include: ·Auditing, carry out internal auditing, BRC and customer audits. ·Health & Safety - You would more »

Technical Compliance Manager/Compliance Officer Wincanton/Shepton Mallet/Yeovil A303 area £45,000-50,000 My Client, a successful, innovative and expanding food packaging company is looking to recruit a Technical Compliance Manager/Compliance Officer/QMS Manager for … the business and ensure conformity to BRC ·Input and maintenance of data within Company database ·Support and Lead the business with technical queries Technical Compliance Officer Skills/Experience required: ·BRC experience ·QMS experience ·Competent in using Microsoft Office and Outlook, including Word and Excel. Knowledge of Cin7 helpful … commutable from Yeovil, Wincanton, Shepton Mallet, Frome, Castle Cary, Martock, Somerton, Shaftesbury and may suit a candidate that has previously worked as a Technical Manager, Technical Officer, Compliance manager, Quality, Quality Systems, BRC, Food Safety Standards more »