51 to 75 of 106 Compliance Manager Jobs

efficiencies, and, crucially, developing new capabilities and services for our valued customers. As part of the CoE, we are looking for an Responsible AI Manager to help outlining, delivering and extending Data & AI Compliance use cases across Group Privacy. Job Description We are seeking to hire a Responsible … AI Manager - Compliance to lead Informa’s Responsible AI compliance efforts and contribute to the creation of the AI Policy Framework for the Informa Group. The role will involve working closely with the Group Data Governance forum, the Privacy Team, and the Responsible AI Manager, Governance … and thrive in complicated but ambitious organisations. The role is well-suited to versatile candidates with a background in AI Governance, Data Ethics, Privacy Compliance & Operations, Data Governance, etc. People with heart and ambition, and a strong mix of emotional and professional intelligence, will be successful in the role. more »

an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This includes horizon … regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring reviews as assigned by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the … report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist in the Implementation of the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite. Where required, aid in reviewing and more »

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader … Compliance duties. What you'll do Working closely with the rest of the Risk & Compliance team and the business, you will help them build a best in class compliance program. You will be involved in, but not limited to, these duties: Advise the business to help build … great investing products that help our customers achieve their life goals Manage relationships across the business Provide compliance oversight of investing products and processes through monitoring and periodic reviews to ensure they work as planned and deliver good customer outcomes Monitor our investment products and services, and provide feedback more »

right attitude to deliver our global initiative in a lean way. Purpose We have an exciting roadmap and are looking for an experienced Risk & Compliance Manager based in London to join us on our journey. This role will support the oversight of risk and compliance across all … responsible for ensuring the underlying controls adhere to business risk appetite. The end-to-end accountability covers the whole risk taxonomy including operational, regulatory compliance, people, legal, resilience and data, financial crime, cross-border activity, reputation and brand risk as well as financial controls and financial exposure. What you … ll be doing Governance Supporting the MLRO to understand key risks and compliance matters across the UK, including through advice on new products, businesses and technologies, and any changes to regulations. Establishing and maintaining effective arrangements to ensure that risks are being effectively managed to the new venture’s more »

Lead Technical Compliance Manager Salary £60-70k This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No … Supporting Executive Stakeholders in strategic change Specialist advice in technical regulations Utilise professional knowledge base in conduct environments Your Profile Previous role in a Compliance Advisory capacity Familiarity with secured lending (mortgage) environments Strong practical expertise in applying Consumer Duty, Conduct Risk and TCF Knowledge of the FCA Handbook more »

Lead Technical Compliance Manager Salary £60-70k This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No … Supporting Executive Stakeholders in strategic change Specialist advice in technical regulations Utilise professional knowledge base in conduct environments Your Profile Previous role in a Compliance Advisory capacity Familiarity with secured lending (mortgage) environments Strong practical expertise in applying Consumer Duty, Conduct Risk and TCF Knowledge of the FCA Handbook more »

Peaple Talent have partnered with a large retail organisation based in Northampton who are recruiting a Governance, Risk and Compliance Manager. Reporting into the Head of Information Security, the Governance Risk and Compliance Manager will be responsible for the day to day management of the GRC deliverables … and management of direct reports in the GRC team to ensure effective Governance, risk and compliance aligning to the organisational information security policies. Role Responsibilities: Provide leadership and direction to the Governance Risk and Compliance team, plus day to day task management, performance management and development. Maintain and … standards, procedures and guidelines. Implement, monitor, maintain and continuously improve the GTS risk management process. Deliver and maintain strategies and audit capabilities to maintain compliance to the GDPR , PCI - DSS and Cyber Essentials. Ensure the maintenance and delivery of an effective, engaging information security awareness programme to the wider more »

Fixed term Maternity Cover The Compliance Manager will be responsible for Data Analysis/Report writing, running and monitoring the complaints system and general compliance around the reporting on the contract. Why it's an opportunity not to be wasted. Tracking and reporting on Key Performance Indicators … KPIs) established with the Councils, as well as internal targets set by Biffa. Establishing and maintaining a self-monitoring mechanism to ensure compliance, while also optimising operational schedules for efficiency. Identifying and communicating any instances of non-compliance to Business Managers, collaborating with management, operational teams, and internal more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and analysis more »

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join their team, this role is based in Kent and operates on hybrid model. This is permanent role. This role will … report directly to the head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the … firm. We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting retail and independent branch office compliance testing. The Senior Manager is an individual contributor and will conduct testing to evaluate the … effectiveness and adequacy of certain internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine the testing program and will remain current on regulatory developments, enterprise-wide policies more »

We have an exciting opportunity for a Fleet & Maintenance Compliance Manager to join us at our Rugby Hub . We're always on the lookout for top talent to join our growing business. In fact, we never stand still, we work hard, make quick decisions and deliver to … for our business. Your purpose (in a nutshell) Reporting to the Head of Fleet, this role will provide advice and guidance for all legal compliance of the hub transport department. Through ensuring the company, fleet meet all legal requirements under the Road Traffic Act, EU regulations, Construction & use Regulations … and Operators licence requirements. To provide, monitor and deliver all compliance administration to an exceptional standard to ensure Road Transport Compliance. To provide local Engineering and maintenance support to ensure roadworthiness and fleet availability to meet operational requirements. You will be accountable for: Managing an on-site fleet of more »

InterQuest are leading the search for an exciting new mandate for on of our growing retail banking clients. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance … per week. Responsibilities would include - Highlighting any regulatory/conduct risk concerns to stakeholders/wider business - Acting as point of contact for the Compliance function on key business/regulatory projects , including attendance at Steering Committee’s. - Ensuring customer outcomes are at the heart of decision making To … be considered you would need - Compliance advisory experience within retail lending - Strong conduct risk background with an in depth knowledge of the FCA handbook. - Knowledge of consumer duty/regulatory principles This role would offer up to £75k per annum with excellent benefits. Please click apply for consideration more »

Compliance Advice Manager Salary £55-60k This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work closely … with 1st line to educate on compliance responsibilities Provide SME involving the FCA Handbook and PRA regulations Produce update reports/MI to various committees and stakeholders We're looking for... Compliance-specific experience (FCA/PRA) Financial Services background essential Excellent 'soft' skills Experience in Data Protection more »

The Firm I'm currently working closely with a prestigious and US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. Responsibilities You will lead data protection initiatives affecting the Firm’s London and EU offices, including ongoing review and update … data breaches, and maintaining registrations Staying up to date on regulations Responding to data subject requests Knowledge sharing and training with the wider London Compliance team and provide training to lawyers and staff on data protection issues What do you need? 4-5 years of experience in GDPR and more »

be responsible for ensuring that all matters relating to Estates Department quality control are implemented and that effective monitoring is setup to show our compliance to HTMs, HBNs, PAM, the Health and Safety at Work Act and ensure all appropriate remedial tasks are tracked and recorded. They will be … senior member of the Asset Management Team providing specialist advice on a whole range of estates and technical issues, providing specialist expert knowledge on compliance, developing data capture and delivering reporting to Senior Managers. The post holder will collect and maintain the asset base for all sites and work … in conjunction with the CAFM manager on compiling the Preventative Maintenance Schedule. They will write Risk Assessments and Method Statements (RAMS) for Estates related works and review RAMS for additional and capital works. They will be responsible for writing and reviewing Estates policies and procedures and standing operational procedures. more »

be the UK’s number one provider of secure, integrated cloud services to the small to mid-size market. We’re searching for a Compliance Manager on a part time basis to lead our team of Information Security Specialists based from our head office in London. Six Degrees … to the small to mid-size market. The purpose of this role will be to perform the activities of the function that supports the Compliance team and its management. This requires regular interaction with all departmental leads, Senior Management and Subject Matter Experts within the organisation. There will be … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

Compliance Monitoring Analyst/Stockbrokers/Hybrid/Tunbridge Wells/Up to £80,000 + bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing and delivering a compliance monitoring programme to provide … assurance to the business in relation to regulatory compliance and conduct risk, aswell as ensuring fair and consistent outcomes for customers. Role & Responsibilities: Ensuring Regulatory and Conduct Monitoring independently assesses how the firm consistently delivers fair customer outcomes and meets regulatory requirements, to encourage safe growth and protection of … of the assurance activity including an accurate measurement of the level of any regulatory and conduct risk. Provide appropriate recommendations to the Head of Compliance based on the observations and findings of the monitoring activity. Provide input to the design of the Compliance Monitoring Annual Plan, effectively analysing more »

Compliance Monitoring & Assurance Manager Retail Banking Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £45k - £55k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or perhaps … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. And that means this could be just the start of a long and successful career for you with the … Bank. You’ll be performing thematic and deep dive reviews across the business and across the entire customer journey as part of the annual Compliance Assurance Plan. You’ll use your investigative skills to identify and scope the impact of any Compliance and Conduct breaches, communicating your findings more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »

Our Client Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment … Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provide constructive challenge to the business, governance committees, and second line of defence. The Product Risk … Manager is responsible for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »