91 Compliance Manager Jobs

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

inclusive environment that helps them thrive. My client is one of the largest Utility Companies in the UK, they are looking for an AI Manager to lead the development of AI ethical framework and governance. Role : AI Manager (Ethics & Compliance) Location : Windsor (2 days week on-site … Duration : 6 Months We are seeking a dynamic and experienced Responsible AI Manager to lead the development and implementation of our AI ethical framework and governance. The successful candidate will play a key role in ensuring that the clients use of artificial intelligence and machine learning technologies aligns with … the organisation. Collaborate with stakeholders, including colleagues in the legal and regulatory teams, data science and analytics, technology, developers and business leaders to integrate compliance considerations into existing processes and workflows and the AI development lifecycle. Engage with technology teams to develop and implement robust systems for monitoring and more »

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are … policies and support them with new products and services. You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary. What You Offer Extensive experience in commodities compliance advisory within the financial services industry. In-depth knowledge of more »

Business Relationship Manager, Accountancy Audit, Compliance, L&D, Mainly Remote, 12 month FTC Business Relationship Manager/Audit Learning & Development Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to … into a permanent role. This is within the Audit space of this particular firm where you will be working almost as a Business Relationship Manager (more on the business side) between Learning & Development and Audit. Audit experience/knowledge is not essential but is preferable. Alternative to Audit, we … trusting relationships with key stakeholders in the business and really help to drive new ideas forward. Read on for more details Experience required: Experienced Manager (or equivalent) Strong understanding of Audit including the regulatory environment Ability to build and maintain strong working relationships with senior stakeholders Proven ability to more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »

Apprenticeships Compliance and Data Manager Initial 3-Month Fixed Term Contract Up to £50,585.00 per annum. Flexible Working Arrangements Immediate Start This role is pivotal in ensuring the smooth operation of an apprenticeship programme. The postholder will be tasked with maintaining an up-to-date understanding of … Return (ILR). Additionally, the postholder will act as the primary resource for all matters concerning apprenticeship systems, providing guidance to colleagues to ensure compliance with funding requirements. Moreover, they will be responsible for conducting and coordinating audits of apprentice records to identify and address any data or compliance … for accurate cost estimation and audit preparation. Facilitate responses to ESFA audits by identifying risks early and recommending improvements. Conduct internal audits to ensure compliance with policies and procedures. This list of responsibilities is not exhaustive, and the postholder may be expected to undertake additional tasks within the scope more »

Buliding Compliance Test Engineers Manager (air tightness, sound insulation, ventilation) Borehamwood Full Time Position (9am-5pm) This is an excellent opportunity for the right candidate to take on a pivotal role at JosTec. The successful candidate will be responsible for overseeing the performance, workload, and technical knowledge enhancement … of management skills, technical expertise, and the ability to maintain high standards of work and equipment integrity. The successful candidate will ensure operational efficiency, compliance with regulations, and the achievement of departmental KPIs through effective leadership and management. Engineers perform air tightness tests (part L), sound insulation tests (Part … and good level of Maths and English. The successful applicant will use a company vehicle to travel to and from jobs. Role: Test Engineers Manager Salary: £29,000-£40,000 plus bonus, depending on experience. Benefits: Competitive salary 23 days annual leave More leave accrued after 5 years of more »

Senior Content Creation Manager, Audit, Accountancy, Compliance, L&D, Mainly Remote, 12 month FTC Senior Content Creation Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to travel to the London … different learning opportunities, you would be joining a friendly and diverse team whose work really matters. Read on for more details Experience required: Senior Manager (or equivalent) with a background in programme development, both non-technical and audit-technical course content, and preferably with experience of regulatory reporting requirements more »

you will have exceptionally strong data skills. You will also have an understanding of shippers behaviors, while being able to support shippers to ensure compliance to our terms and conditions. You will also be able to build mechanisms that prevents defect re-occurrence, while being able to scale these more »

About us Templeton and Partners are a leading international recruitment consultancy, specializing in providing IT talent solutions to global enterprises. With offices across eight global locations, including our multi-lingual London office, we pride ourselves on our service-oriented teamwork more »

EDI) Team. No prior NHS experience is required, but a strong commitment, insights, and energy for our EDI goals are essential. The Senior EDI Compliance and Assurance Manager role is a new opportunity pivotal in advancing our EDI strategy across objectives and work plans. You'll aid divisional … and the National EDI Improvement Plan. 5. Manage and coordinate EDI projects, forums, and meetings. 6. Assist in workforce project duties related to EDI compliance and risk management. 7. Collaborate with internal and external stakeholders for strategic EDI projects. 8. Maintain reporting cycles, draft assurance reports, and share best more »

Job Family : Investigator Travel Required : None Clearance Required : None What You Will Do : The responsibilities of the Financial Crimes Compliance Technical Fraud Manager will include, but are not limited to: Oversee the management and maintenance of workflows, automations, and analytics (50-60 different workflows). Examples of workflows … of filing requirements in regard to known suspects vs unknown suspects. Working knowledge of loss and fraud detection/prevention principals, multiple fraud areas, compliance and regulatory issues related to the department and/or company. Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance). … Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations. Experience working with manual and system generated alerts/cases for the detection of potentially suspicious activity. Ability to detect and mitigate red flags for potential financial more »

The Manager, Global Aggregate Reports Quality and Compliance is an integral member of the Global Aggregate Report office and PV Writing Organization. The position holder responsibility includes the entire CSL product portfolio and development pipeline. Responsibilities include: - Acts as a Regulatory Intelligence Triage Manager, responsible for driving … reports including scientific analysis and presentation of safety data which is a key contribution for successful product registrations. Acts as a Regulatory Intelligence Triage Manager, responsible for driving initial assessment of regulatory changes related to Safety Sciences in alignment with functional Leads (e.g., Signal detection processes, aggregate reporting processes … within the GRIP process. Coordinates the Aggregate Reports Quality Review Board and overseeing Aggregate report KPIs across CSL business units. Acts as a Triage Manager, performs impact assessments of evolving pharmacovigilance legislation and regulatory guidance in safety sciences, e.g., aggregate reporting, literature review, signal detection/signal management (GRIP more »

Responsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 Months We're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … GDPR and EU Act, adhering to established ethical principles. Develop and implement a robust framework for ethical AI usage. Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle. Work with technology teams to establish effective monitoring and evaluation systems for AI applications. Implement … awareness of AI ethics principles and solicit input for framework development. Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements. Required Experience & Skills: Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices. Familiarity with more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

Edinburgh or Glasgow based ** Hybrid ** Competitive remuneration This is a fantastic opportunity to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory engagements. The new team is rapidly growing and the SM role will be pivotal … alongside the brightest minds in the business. We're looking for : Experience of financial services internal audit, risk management and/or conduct and compliance related experience working within a professional service or financial services firm(s) Knowledge and experience of a combination of the following: FCA conduct rules more »