2 Contract Compliance Officer Jobs in London

to make a positive, sustainable contribution to both the UK economy and society. On behalf of this organisation, AMS is looking for a Senior Compliance Officer - Regulatory for a 12 -month contract, based hybrid in London. Purpose of the Role: The Compliance Reviews Team ('CRT') main mandate … is to carry out risk-based compliance reviews with a focus on UK specific Compliance risks. The Compliance Officer in the CRT is mainly responsible for carrying out assigned Compliance reviews and, where necessary, allocated independent testing and controls across CIB business lines throughout Europe. … As a Senior Compliance Officer - Regulatory , you will be responsible for: Leading and driving forward the allocated programme of risk-based thematic, transversal, targeted and desk focused Compliance reviews/independent Testing. Performing testing and reviews/controls independently or with limited guidance. Leading the review process more »

Job Title: Compliance Investigations Officer Duration: 5 months Rate/Salary: £300-400 per day inside IR35 (dependent upon experience) Location: London based/hybrid working (2-3 days in office per week) The Role: - End to end case management and change management focus for Internal Compliance Programme - Meet and enhance our objectives pursuant to the Assurance Plan and the Annual Compliance Plan - Supporting confidential end to end internal investigations of alleged misconduct in alignment with the Investigation Coordination Process including witness interviews, maintaining case files, drafting reports of case findings, recommending disciplinary action etc. … enhancing the investigations process and framework by e.g. analysing and reporting on investigation trends - Assisting in internal and/or external reporting such as Compliance quarterly and annual reporting The Candidate: - 3 to 5+ years experience in a similar role - Financial Services experience required (Insurance industry experience highly advantageous more »