Axon Moore are delighted to be partnered with an award-winning innovative tech consultancy to recruit an Internal Control & ComplianceOfficer to join their global brand. Operating from 26 locations across the world, they bring together teams of creative experts with diverse backgrounds and experiences, who enjoy working … and learning in a collaborative and open culture and are committed to world-class delivery. Our client is looking to add an Internal Control & ComplianceOfficer to the Finance function to ensure compliance with the regulations of CFA 2017, SAO, IR35 and OEPI as well as ensuring … internal controls are fit to meet wider compliance with relevant tax legislation and are scalable in line with anticipated business growth. This is an exciting and challenging opportunity for someone who is looking to work in a fast-paced technology consultancy environment. You will be part of an established more »
Job Title – Senior ComplianceOfficer - Mat Cover 12 months Location – BL9 8RR Working rota – Monday - Friday Working hours – 40 Hours What You'll Be Doing: As a Senior ComplianceOfficer , you'll be doing the following: Lead compliance audits to ensure adherence to relevant regulations … e.g PCI DSS Conduct investigations/subject access requests maintaining the upmost confidentiality at all stages. Collaborate with PMO ensuring compliance for new and existing projects. Complete data protection impact assessments and provide security oversight of those completed by the wider business What We're Looking For: Complete vendor more »
Leeds, West Yorkshire, Yorkshire, United Kingdom Hybrid / WFH Options
INCLUSIVE CONSULTING
Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious ComplianceOfficer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are … gain your levels 3 through to 6 CISI qualifications as you develop and progress with the firm. You will be reporting directly to the Compliance Monitoring Manager and will regularly liaise with the Regulation and AML teams. This opportunity would ideally suit either an existing ComplianceOfficer … and 2 days from home. Key Responsibilities: Monitor business risks in accordance with regulatory requirements and internal procedures. Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives. Review and monitor customer complaints where required, complete MI, contribute to Root more »
Job DescriptionCompliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a ComplianceOfficer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house more »