Governance & Compliance Specialist
Greater London, England, United Kingdom
Hybrid / WFH Options
Hybrid / WFH Options
National Bank of Canada Financial Markets - London
financial services in Europe. Role Overview: National Bank of Canada/National Bank Financial Inc. London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main … Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. Conducting regular audits and assessments to identify and mitigate compliance risks. Keeping abreast of industry regulations and updates, providing guidance to internal stakeholders. Investigating and addressing compliance concerns, escalating issues as … necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial markets compliance. Must more »
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