14 Permanent Compliance Specialist Jobs in the UK

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject … matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements. as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme. as the Compliance Specialist providing Asset … Servicing entity support for all Compliance matters. a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class more »

Payroll compliance specialist Morgan Hunt is working with a National Regulatory body who are recruiting for a Payroll compliance specialist. This position will sit within the Pensions payroll team as a main point of contact for all payroll related issues within the organisation. The perfect candidate will … speaking events within the industry. This permanent hybrid role based in Brighton and is paying up to £55,000. Key Responsibilities of the Payroll compliance specialist : Support AE Compliance and Enforcement ( C & E ) from a payroll perspective on all case work, as required Deep understanding of the … payroll industry and systems including the key stakeholders, enabling Auto enrolment to thoroughly investigate any non-compliance in this area and put corrective solutions in place where necessary Develop payroll data analysis and compliance tools that support AE C&E investigations To help the major AE payroll and more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector … offering a range of services and advanced technology solutions. What we're looking for: In-depth understanding of Legal and Compliance Regulations, focusing on SIPP and ISA products and HMRC laws Strong leadership and critical thinking for risk assessment Exceptional problem-solving with acute attention to detail Skilled in … off for your birthday Private Healthcare Smart Pensions Plan Hybrid working options Perks at work Team social events Are you interested in the Technical Compliance Specialist and would like to be considered? We would love to hear from you! Click the apply button now or contact us on more »

Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am currently work with one of the world's leading manufacturing businesses and their brand new Health Care business as a Data Compliance Specialist. This is a fully home based role with very … occasional travel (circa once a quarter) for team meetings. This is an ideal opportunity for an experienced and diligent Data Compliance Specialist with a demonstrable track record in working with vast quantities of data and working on large scale projects. My clients has a terrific reputation as an … will reward you with both an attractive salary and benefits package then get in touch to find out more. Key Responsibilities Manage GDPR/Compliance projects of various duration lengths using defined company processes and tools to produce the desired results. Schedule, coordinate, document and monitor all compliance more »

Harvey Nash's client are seeking a Cyber Risk and Compliance Specialist to join their growing team. As they're in the midst of improving their digital offering, internal infrastructure and security posture, it's a great time to join them and make your mark! The Role The … organisation are looking for a Cyber Risk & Compliance Specialist who can create and implement an effective risk management framework, ensure the organisation is fully compliant via internal and external audit, plus assessing and improving their security posture via their policies, procedures and controls. The role is suitable for … implement a security mindset Cybersecurity Risk Management - ISO 27001 Frameworks Audit - knowledge of regulation and process Data Protection - GDPR, Financial Data, Personal Information Projects - compliance, certifications, Cyber Essentials Desired: Certifications such as Cyber Essentials Plus, CISSP, CREST, ISO 27001 Audit (or similar) In Return The organisation has impressive benefits more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector more »

Harvey Nash's client are seeking a Cyber Risk and Compliance Specialist to join their growing team. As they're in the midst of improving their digital offering, internal infrastructure and security posture, it's a great time to join them and make your mark! The Role The … organisation are looking for a Cyber Risk & Compliance Specialist who can create and implement an effective risk management framewo... APCT1_UKTJ more »

financial services in Europe. Role Overview: National Bank of Canada/National Bank Financial Inc. London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main … Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. Conducting regular audits and assessments to identify and mitigate compliance risks. Keeping abreast of industry regulations and updates, providing guidance to internal stakeholders. Investigating and addressing compliance concerns, escalating issues as … necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial markets compliance. Must more »

Compliance Learning Specialist Locations: Epsom Salary: Circa £60,000 plus benefits Job Type: Full-time Working Pattern: Hybrid (2 days per week in office, 3 days remote) Annual bonus of up to 10% Private medical insurance Pension contributions: up to 6% employee, 15% employer. On-site gym and … to the location being not close to a train station) Latham and Bond HR are currently supporting our client in their search for a Compliance Learning Specialist. In this role, you will have the opportunity to work collaboratively with the Compliance and Quality Assurance teams to develop and … interventions that are crucial for maintaining focus on optimal customer outcomes. Additionally, you will play a key role in shaping the future landscape of compliance training, ensuring the cultivation of the right cultural framework within the organisation. Your responsibilities will include designing, developing, and delivering comprehensive financial services training more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Specialist to join their team in Edinburgh. This role will support the management of aspects relating to UK Export Control and Trade Compliance. Responsibilities: Ensure compliance with company procedures for record keeping to … imported goods under Customs control to fulfill financial obligations. Collaborate with Project Teams and functions to ensure proper management of Export Control and Trade Compliance aspects of Equipment and Technology (including data) in alignment with UK and Foreign export authorizations. Support preparations for internal/external audits concerning Export … Control and Trade Compliance matters. Provide guidance to Project Teams for compliance with UK Export Control regulations and internal corporate policies. Advise on the most suitable and valid UK export licenses, including MOD Form 680s, End User Undertakings, and other necessary government permissions for exporting from the UK. more »

The company: A people-centred business in the North East is searching for a Governance Risk and Compliance Specialist to join the team. This business has recently received huge investment from a global tech phenomenon and is looking to drive technical innovation across its platforms and applications. They … security teams as well as a data protection team, you'll play a crucial role. Your primary responsibilities will involve: Establish an effective technical compliance framework. Ensure that the business maintains a robust security posture while remaining agile and competitive. Work closely with compliance experts, technology teams, and … risks. Maintaining and enhancing the Information Security Management System (ISMS), policies, standards, and processes Lead in audits, partnering with external test houses and Group compliance teams. Ensure that all platforms meet all technical compliance requirements set by local and international regulators. Key skills required for this role: Experience more »

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading … team. Responsibilities: Provide regulatory guidance to the business; regulatory reporting. Design and maintenance of compliance standards and procedures. Managing operational efficiency. Represent Compliance in project-specific PRD meetings. Maintain a deep understanding of the investment industry. Experience: Minimum 5 years of relevant work experience, with at least more »

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support … the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business area stakeholders and internal risk and compliance partners. Manage regulatory visits and inspections. Prepare written inspection and assessment reports and provides recommendations for improvement. Provide guidance to mitigate compliance risks and control gaps. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Identify and implement corrective action plans for resolution of problematic issues. Recommend practices to reduce potential for violations and noncompliance. Manage operational efficiency. Set more »

Location: BD4 6HN Division: Commercial Contract Type: Permanent - Salaried We're looking for a Field Operations Compliance and Administration Specialist to join our team. Supporting our customer, you'll brief in store activity for a team of Field Merchandisers. Develop, collate, prepare and publish effective and usable compliance … of your role will be to manage the relationship with our key customer to agree the in store activity required and report back on compliance updates. Your main responsibilities will include: Work as an embedded member of the customers team, and an active part of the Hallmark team, balancing … the interests of both parties. Own the compliance data, dashboards and operational outputs required to manage customer SLAs, expectations and contractual obligations. Identify the right data required to fulfil internal and external customer needs. Communicate regularly with the customer users to evolve and improve outputs. Own and develop accurate more »