detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports more »
reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, DoddFrank or other similar G20 regulators Experience in horizon scanning of regulations - Proven ability to assess new and changing regulation, to “size-up more »
have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, DoddFrank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge proposed IT more »
