1 to 25 of 26 Dodd-Frank Jobs

and stakeholders. Develop User Acceptance Testing strategies and scripts, obtaining stakeholder approval. Support UAT phases across different project stages and implementations. Accountabilities: Deep knowledge of REMIT, EMIR, Dodd-Frank, MiFID II, and related energy trading regulations. Review regulatory texts, guidance, and industry best practices. Produce Business Requirements Documents (BRDs) & Functional Specification Documents (FSDs) and secure sign More ❯

IT systems used in Prime Brokerage (e.g., trade capture, EMS/OMS, risk platforms, reconciliation, and client reporting platforms). Experience working on regulatory (e.g. Basel III, Dodd Frank, MiFID II) and operational change projects. Presenting and explaining complex business or technical ideas to an audience who are not familiar with the subject. Proficiency in data More ❯

or platform modernization deals. Familiarity with platforms such as Calypso, Broadridge, Murex, Bloomberg, Snowflake, and Markit EDM is advantageous. Knowledge of key regulations (MiFID II, EMIR, SFTR, Dodd-Frank, Basel III) and their impact on technology spend. Preferred Qualifications Bachelor’s/master’s in business, Finance, or Technology. Familiarity with cloud platforms (AWS, Azure), data More ❯

project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge proposed IT solutions. - Have effective communication skills More ❯

fixed income instruments (e.g., bonds, derivatives, structured products) and related investment strategies. Familiarity with fixed income trading platforms , portfolio management systems, risk analytics , and compliance regulations (e.g., Dodd-Frank, MiFID II). Excellent communication skills with the ability to work across teams and engage clients effectively. Ability to analyze complex financial concepts and translate them into More ❯

fixed income instruments (e.g., bonds, derivatives, structured products) and related investment strategies. Familiarity with fixed income trading platforms , portfolio management systems, risk analytics , and compliance regulations (e.g., Dodd-Frank, MiFID II). Excellent communication skills with the ability to work across teams and engage clients effectively. Ability to analyze complex financial concepts and translate them into More ❯

and signed off by relevant stakeholders. Facilitate/support UAT at different levels as required for the project, phase/implementation. Accountabilities : Strong knowledge of REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Reference and review regulatory text, guidance docs and industry best practices. Produce BRD’s & FSD’s and obtain sign More ❯

support of UAT. As a Precious Metals, Regulatory Reporting Business Analyst – you’ll need to prepare and submit reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations, analyse trading data using SQL and Indexes, and collaborate with stakeholders to ensure smooth desk operations. This Precious Metals, Reg Reporting Business Analyst is a … month rolling contract Paying up to £800/Day Inside IR35 Hybrid working: 3 days per week in Central London Precious Metals , EMIR, MiFID, MAR, MAS, and Dodd-Frank You will get exposure to the Precious Metals business and will offer the opportunity to learn about and assist with the daily Precious Metals Trading desk & regulatory … managers. Key responsibilities: Prepare and submit regulatory reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations. Conduct detailed analysis and reporting around metals trading, focusing on physical commodities rather than derivatives. Work closely with traders, compliance officers, and other stakeholders to gather requirements and provide solutions. Utilize SQL and Indexes to analyse trading More ❯

projects. Knowledge of data governance tooling. Understanding of trade surveillance. Strong business analysis skills. Ability to liaise with business and IT stakeholders. Nice to Have: Understanding of Dodd Frank and GDPR. Knowledge of investment banking. Experience working under pressure. Solid communication skills, both written and oral. Seniority level Seniority level Not Applicable Employment type Employment type More ❯

experience in client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally More ❯

experience in client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally More ❯

and signed off by relevant stakeholders. Facilitate/support UAT at different levels as required for the project, phase/implementation. Accountabilities : Strong knowledge of REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Reference and review regulatory text, guidance docs and industry best practices. Produce BRD’s & FSD’s and obtain sign More ❯

Key Responsibilities: Design, develop, test, and deploy enhancements and customizations within the Endur platform. Implement business logic using JVS (JavaScript in Endur) and OpenComponents . Develop and maintain TPR (Transaction Post-Processing Reports) , deal templates , reporting tools , and interfaces (e.g. More ❯

Key Responsibilities: Design, develop, test, and deploy enhancements and customizations within the Endur platform. Implement business logic using JVS (JavaScript in Endur) and OpenComponents . Develop and maintain TPR (Transaction Post-Processing Reports) , deal templates , reporting tools , and interfaces (e.g. More ❯

to multi-task and prioritize in demanding situations and meet deadlines; Strong analytical, project management and communication abilities. We'd love to see: Regulatory knowledge in MiFID2, Dodd Frank, EMIR; Prior knowledge of Bloomberg platforms in Global Markets More ❯

Experience in the precious metals trading domain (gold, silver, platinum, etc.).- Understanding of physical and financial commodity instruments.- Knowledge of regulatory requirements affecting metals (e.g., LBMA, Dodd-Frank).- Exposure to Agile/Scrum methodologies and working in cross-functional teams.- Prior involvement in OpenLink cloud migration or digital transformation initiatives. More ❯

to multi-task and prioritize in demanding situations and meet deadlines; Strong analytical, project management and communication abilities. We'd love to see: Regulatory knowledge in MiFID2, Dodd Frank, EMIR; Prior knowledge of Bloomberg platforms in Global Markets; Knowledge of Bloomberg Trading API; An additional European language. Bloomberg is an equal opportunity employer and we value More ❯

optimisations for compliance and efficiency Support testing phases (UAT, functional testing) and production rollouts Create process maps, use cases, and training materials Ensure regulatory compliance (Basel III, Dodd-Frank, LBMA, etc.) Key Skills & Experience ✅ 8+ years as a Business Analyst in commodities trading (with a strong focus on precious metals ) ✅ Deep understanding of trade lifecycle: pricing More ❯

optimisations for compliance and efficiency Support testing phases (UAT, functional testing) and production rollouts Create process maps, use cases, and training materials Ensure regulatory compliance (Basel III, Dodd-Frank, LBMA, etc.) Key Skills & Experience ✅ 8+ years as a Business Analyst in commodities trading (with a strong focus on precious metals ) ✅ Deep understanding of trade lifecycle: pricing More ❯

data providers. - Develop and maintain customized reports and dashboards that support critical business processes within the capital markets function. - Stay current with regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) that impact capital markets and ensure systems meet compliance standards. - Work with compliance and risk management teams to integrate necessary controls, reporting, and data privacy More ❯

digital assets Advanced degree in Finance, Economics, Business Administration, or related field Professional risk certification preferred (FRM, PRM, or equivalent) Strong knowledge of relevant regulatory frameworks (Basel, Dodd-Frank, GDPR, etc.) Deep understanding of institutional client segments and their unique risk profiles Experience developing risk frameworks for complex institutional products and services and interfacing with regulators More ❯

and market data sources to support decision-making. Develop and maintain reports and dashboards supporting critical capital markets processes. Stay updated on regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) and ensure systems comply. Collaborate with compliance and risk teams to integrate controls, reporting, and data privacy features into IT solutions. Candidate personal data will More ❯

statements, dealing with margin calls, paying agent, prime brokerage and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation tools and processes Work closely and partner with finance, treasury, risk, audit More ❯

project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge proposed IT solutions. - Have effective communication skills More ❯

IT systems used in Prime Brokerage (e.g., trade capture, EMS/OMS, risk platforms, reconciliation, and client reporting platforms). Experience working on regulatory (e.g. Basel III, Dodd Frank, MiFID II) and operational change projects. Presenting and explaining complex business or technical ideas to an audience who are not familiar with the subject. Proficiency in data More ❯