FINRA Jobs

1 to 25 of 171 FINRA Jobs

Head of Engineering

London Area, United Kingdom
Eames Consulting
communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization. Experience with regulatory compliance (e.g., SEC, FINRA, GDPR) and security best practices in the financial services industry. Proven track record of successfully delivering complex technology projects on time and within budget. more »
Posted:

Senior Financial Advisor & Planner - Wealth Management/Personal Strategy

Littleton, Colorado, United States
Hybrid / WFH Options
Empower
in relationship management and customer satisfaction College degree or extensive industry experience required Series 65 or equivalent required Must possess a clean U4 record. FINRA fingerprinting required What will set you apart CFP preferred The ability to compare and contrast the benefits and suitability of different investment options and products. more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Advisor & Planner - Brokerage/Premier Accounts

Littleton, Colorado, United States
Hybrid / WFH Options
Empower
conducting presentations to groups of clients around the country. What you will bring Bachelor's Degree or higher in business, finance, or related field. FINRA Series 7, 63, and 65 FINRA registrations required within corporate-established timelines. FINRA Fingerprinting required. What will set you apart High-level knowledge of current more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Associate Financial Advisor

Wausau, Wisconsin, United States
Edward Jones
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Associate Financial Advisor

Sterling, Colorado, United States
Edward Jones
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Associate Financial Advisor

Fairmont, Minnesota, United States
Edward Jones
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Associate Financial Advisor

Northfield, Minnesota, United States
Edward Jones
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Braintree, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Hingham, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Bridgewater, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Cohasset, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Monponsett, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Hull, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Medfield, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Waban, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Charlestown, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Scituate, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Avon, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Foxboro, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Holbrook, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Arlington, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Humarock, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Canton, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Cambridge, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:

Financial Representative Trainee - Braintree, MA

Rockland, Massachusetts, United States
Mutual of Omaha
insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the more »
Employment Type: Permanent
Salary: USD Annual
Posted:
FINRA
25th Percentile
£39,750
Median
£41,500
75th Percentile
£43,250