1 to 12 of 12 Head of Compliance Jobs

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique opportunity to manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory more »

Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk management framework within the Bell SI business. They will be responsible for Bell’s internal audit function, ensuring ISO certifications are maintained as well as ensuring corporate … compliance policies are established and adhered to. They will be leading a team and working with key stakeholders within the business to ensure that the organisation remains compliant and has a positive approach to risk management. They will also be responsible for developing the ESG and CSR capabilities within … Role Responsibilities: Lead a team to manage the IMS internal audit function, ensuring that all required internal audits are completed as necessary to ensure compliance to Bell’s ISO certifications (9001, 27001, 45001, 14001). Day to day management of HSEQ Lead, Quality & Information Security Audit Lead and more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

As The Payment Firm (TPF) moves into its next exciting phase, the business is looking to recruit a confident and dynamic Head of Compliance/MLRO to oversee and manage the businesses regulatory functions and obligations. The company is an authorised eMoney Institution that is live in … the market with a range of payment services, serving consumers, merchants and third-party businesses. Responsibilities The role is hybrid, based in the City of London office at least three days per week and offers the opportunity for an experienced compliance professional to join a dynamic and … term career at the firm with the opportunity for personal growth and development. The role holder is responsible for the implementation and ongoing development of the Compliance and Financial Crime risk culture including the regulatory and financial crime frameworks, and systems and controls within the business. To oversee more »

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. The business is approaching unicorn status and has operations in the UK, Middle East and Asia. Their products are … innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: Acting as the group MLRO Design, implement and lead a robust and commercially focused risk and compliance strategy. Implement and maintain an effective risk … management framework that identifies, assesses, controls and reports on key risks. Build out and manage a team of compliance and risk professionals based in the UK and/or on Group level. Managing the firm’s AML and CFT risks and for ensuring processes are in line with more »

Our client is a UK based; well-funded, leading global payments solution company regulated by the FCA. They are seeking a Head of Compliance Onboarding to join their fast-growing team in London. This role can NOT sponsor a work visa. Excellent base salary plus bonus and … benefits. Key responsibilities: Lead the Compliance Onboarding Team, and Assist the Compliance Director in the establishment and maintenance of effective onboarding and anti-money laundering systems and controls Develop, improve and manage the company's policies and procedures related to AML in line with the latest AML …/CFT regulations in the industry Working closely with the Group Compliance department, as well as other functions across the business to ensure alignment across all stakeholders dealing with corporate clients Oversee the approval of new applications and ad-hoc compliance requests, acting as a point of more »

Get to know us 🎆 BANXA is a hyper-growth global Payment Services Provider that enables the purchase of digital assets and currencies such as Bitcoin or USDT using traditional currencies, such as Australian Dollars, Euros and Pounds (just to name a few)! Every 15 seconds someone purchases cryptocurrency with … powering global crypto giants, such as OKEX, Metamask and Trust Wallet and in 2024 Banxa UK received the UK FCA registration - joining the likes of Paypal and Bitstamp - and the first firm to do so in 2024! 🚀 Our on-and off ramp product manages the entire value chain to … re a global team spanning across 10 countries, with 4 offices, in Australia, Lithuania, USA & Philippines and are coming to the UK. The majority of the team sits in Melbourne at our Australian headquarters in Cremorne, however our connected and collaborative culture empowers our people to excel no matter more »

Head of Compliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional Head of Compliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments … and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Regulatory Liaison Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and more »

Job Description Head of Risk and Compliance - Retail Bank Our Client is a new challenger bank due to open for business soon in London. They are looking to recruit a Head of Risk and Compliance with at least 5 to 10 years proven track … record of heading up a small UK bank's Risk and Compliance team. The Client will be aiming the bank at the Caribbean community in the first instance, so any experience of working or understanding the Caribbean community and culture would be very handy for this position. … Ability to work under pressure. Must be comfortable working for a small UK based bank in advising the bank and being the first line of defence to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an more »

Your new company A high-profile Ministerial Department supporting businesses to invest, grow and export Your new role Interim Head of GRC (Governance, Risk and Compliance) - SC Cleared What you'll need to succeed We are working exclusively with a Public Sector Client, recruiting for the role … of Interim Head of Governance, Risk and Compliance (GRC).The role is a new requirement, and the client needs a candidate to join as soon as possible, delivering across set responsibilities and role requirements.The Head of GRC is responsible for building and leading the … GRC team, in line with the Cyber Security Strategy. This role requires a deep understanding of: Information Security Risk Management Risk Management Security Policies Assurance Tools Strong background in Cloud Technology This position requires a candidate with the ability to think strategically and tactically, communicate effectively, execute with precision more »