2 Contract MiFID Jobs in England

evidence submitted for closure. What we require from the candidate: Experience in Controls testing and Compliance review testing. Experience in Regulatory compliance such as MiFid II. Experience within Banking sector. Capable of working independently and drawing conclusions. Next steps If you are interested in applying for this position and meet more »

This is an excellent opportunity with Projecting Group working directly with one of our global Fintech clients. We are currently looking for an MiFID Transaction Reporting Specialist to manage MiFID Transaction Reporting (RTS22) submissions, assist with regulatory submissions (MiFID Trade Reporting, EMIR, SFTR, etc.), and handle future transaction-based regulatory … transaction-based regulatory requirements, ensuring compliance and effective reporting. Requirements Main tasks will include: Responsibility for the daily production, delivery and oversight of RLAMs MiFID Transaction Reporting BAU submissions Undertake the associated BAU assurance activities in collaboration with compliance and RLAMs assurance partner. Carry out remediation work as required where … change environment. Participate in internal and external audits and regulatory inspections in relation to the firms reporting obligations. Youll also need: Strong knowledge of MiFID Transaction reporting obligations Knowledge of at least one of the following additional regulatory submissions: MiFID Trade Reporting (RTS1/2), SFTR, EMIR, AIFMD Prior experience more »