Knowledge of trade lifecycle processes including: booking, amendment, contracts, and settlements. · Knowledge and interest of GB Power trading (products, market, etc.). · Knowledge of MiFID, EMIR, REMIT, MAR For more information, please contact Tomas at Marlin Selection and apply via the link provided. more »
Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable Experience in cryptocurrency and/or MiFID II highly beneficial Our client is not able to provide via sponsorship for this role Benefits Flexible and support a hybrid working environment. A competitive more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
verbal communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the more »
advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/or private finance markets Good knowledge of MiFID II and IB Conduct rules Strong teamwork credentials, while also being able to work independently Candidates must be based in the UK with full and more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »
has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment Institution – as per FCA Handbook and relevant regulations (i.e. SMCR, MiFID II). The role will also be responsible for Compliance Monitoring … deadline. Essential experience & skills 5+ years core compliance experience in an investment firm or other financial services sector, in a management role Knowledge of MIFID 2, including client classification for professional clients, best execution, client disclosures, remuneration policies and ongoing training requirements for MIFID staff Understanding of the SMCR rules … and implementation of suitability and background checks Experience with FCA reporting for PSD and MiFID firms A good knowledge of data protection and GDPR rules Experience in making judgments from applying policies and processes to non-routine scenarios with imperfect information Demonstrate strong moral and ethical principles Comfortable in a more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, ongoing, and remediation clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate more »
of regulatory reporting such as EMT, EET, EPT, Solvency II etc, with the ability to interact with 3rd part vendors where necessary. Experience to MIFID and PRIIPS. Understanding of the costs and charges associated with pooled funds and how this impacts regulatory report templates such as EMT, EPT, CTI etc. more »
all reviews and observe all processes and implementing improvements when applicable. The Client Data Administrator will have a good understanding of Regulations such as Mifid, Cobbs & GDPR. The Candidate At least 3-5 years relevant industry experience working with Client Data, Static Data, Client CRM systems within Wealth Management or more »
I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »
e.g., workstream meetings, steering committee updates) Participate in the testing phase and oversee the resolution of defects related to requirement and design clarifications using MiFID reporting systems and processes to ensure accuracy, reliability, and compliance with regulatory standards Required Skills Hands-on experience in business analysis within financial services, preferably … on the Buy-side Experience as a Business Analyst in regulatory reporting, with knowledge of MiFID/MAS being advantageous Solid technical background with familiarity in programming languages such as Java and C# Experience with different methodologies like waterfall or agile Exceptional attention to detail and strong interpersonal skills Excellent more »
step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/or Employment Agency inmore »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
plus experience of working within a sales, relationship management or commercial role Experience of selling data solutions into the buy side community Exposure to MIFID, PRIIPs, SFDR Regulations Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and more »
Senior Business Analyst – MiFID, EMIR, IT Senior Business Analyst is required to join a well-known financialmarkets business. This is a permanent position (hybrid – 3 days in office), based in London and offers a competitive package. Working closely with the Head of Business Analysis, you will lead a small … team of BA’s working in the post trade clearing area of the business. The main focus will surround regulations such as MiFID and EMIR, and cover technology focused projects. Key requirements: Proven experience as a Senior BA inFinancialMarkets Experience in regulation, specifically MiFID and EMIR Experience in … global financialmarkets brand. If you feel like you match the above and would like to hear more, please apply within. Senior Business Analyst – MiFID, EMIR, IT Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain more »
