35 Permanent MiFID Jobs in London

of regulatory reporting such as EMT, EET, EPT, Solvency II etc, with the ability to interact with 3rd part vendors where necessary. Experience to MIFID and PRIIPS. Understanding of the costs and charges associated with pooled funds and how this impacts regulatory report templates such as EMT, EPT, CTI etc. more »

all reviews and observe all processes and implementing improvements when applicable. The Client Data Administrator will have a good understanding of Regulations such as Mifid, Cobbs & GDPR. The Candidate At least 3-5 years relevant industry experience working with Client Data, Static Data, Client CRM systems within Wealth Management or more »

Job Description Project Manager with MiFID - City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks … ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »

e.g., workstream meetings, steering committee updates) Participate in the testing phase and oversee the resolution of defects related to requirement and design clarifications using MiFID reporting systems and processes to ensure accuracy, reliability, and compliance with regulatory standards Required Skills Hands-on experience in business analysis within financial services, preferably … on the Buy-side Experience as a Business Analyst in regulatory reporting, with knowledge of MiFID/MAS being advantageous Solid technical background with familiarity in programming languages such as Java and C# Experience with different methodologies like waterfall or agile Exceptional attention to detail and strong interpersonal skills Excellent more »

Senior Business Analyst – MiFID, EMIR, IT Senior Business Analyst is required to join a well-known financial markets business. This is a permanent position (hybrid – 3 days in office), based in London and offers a competitive package. Working closely with the Head of Business Analysis, you will lead a small … team of BA’s working in the post trade clearing area of the business. The main focus will surround regulations such as MiFID and EMIR, and cover technology focused projects. Key requirements: Proven experience as a Senior BA in Financial Markets Experience in regulation, specifically MiFID and EMIR Experience in … global financial markets brand. If you feel like you match the above and would like to hear more, please apply within. Senior Business Analyst – MiFID, EMIR, IT Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain more »

Technical Business Analyst (MiFID) - CONTRACT - Up to £650 P/D - Elite Financial Firm Job Title – Technical Business Analyst (MiFID) Employment Type: Contract Salary – Up to £650 P/D Location – London Length: 6 Months (High Potential of Extension) An Elite Financial Firm is looking for a talented Technical Business … unlimited tech budget and promote a great culture! Role Working closely with Software Engineers, other Business Analysts and stakeholders on a large-scale greenfield MiFID project. Being involved in re-architecting the whole reporting ecosystem A chance to truly be entrepreneurial Skills Experience in the finance sector is essential Knowledge … of MiFID or working on a regulatory reporting platform is essential Strong Computer Science fundamentals (ability to understand/read code) Experience working in mission critical environments where speed, reliability and scalability are the most important attributes Knowledge of SQL queries more »

has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment Institution – as per FCA Handbook and relevant regulations (i.e. SMCR, MiFID II). The role will also be responsible for Compliance Monitoring … deadline. Essential experience & skills 5+ years core compliance experience in an investment firm or other financial services sector, in a management role Knowledge of MIFID 2, including client classification for professional clients, best execution, client disclosures, remuneration policies and ongoing training requirements for MIFID staff Understanding of the SMCR rules … and implementation of suitability and background checks Experience with FCA reporting for PSD and MiFID firms A good knowledge of data protection and GDPR rules Experience in making judgments from applying policies and processes to non-routine scenarios with imperfect information Demonstrate strong moral and ethical principles Comfortable in a more »

very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »