Knowledge of trade lifecycle processes including: booking, amendment, contracts, and settlements. · Knowledge and interest of GB Power trading (products, market, etc.). · Knowledge of MiFID, EMIR, REMIT, MAR For more information, please contact Tomas at Marlin Selection and apply via the link provided. more »
report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory changes and updates, advising the firm on necessary adjustments to policies and procedures. Risk Management: Identify and assess compliance risks … Knowledge: In-depth understanding of FX, Credit, or Rates trading products and markets. Regulatory Expertise: Comprehensive knowledge of market abuse regulations, including MAR and MiFID II. Experience in dealing with regulatory bodies is highly desirable. Analytical Skills: Strong analytical and problem-solving skills with the ability to interpret complex trading more »
plus experience of working within a sales, relationship management or commercial role Experience of selling data solutions into the buy side community Exposure to MIFID, PRIIPs, SFDR Regulations Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
Senior Business Analyst – MiFID, EMIR, IT Senior Business Analyst is required to join a well-known financialmarkets business. This is a permanent position (hybrid – 3 days in office), based in London and offers a competitive package. Working closely with the Head of Business Analysis, you will lead a small … team of BA’s working in the post trade clearing area of the business. The main focus will surround regulations such as MiFID and EMIR, and cover technology focused projects. Key requirements: Proven experience as a Senior BA inFinancialMarkets Experience in regulation, specifically MiFID and EMIR Experience in … global financialmarkets brand. If you feel like you match the above and would like to hear more, please apply within. Senior Business Analyst – MiFID, EMIR, IT Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »
House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/or Employment Agency inmore »
Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »
step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports more »
scalable and robust infrastructure that can handle high throughput and low latency demands. • Knowledge of relevant financial regulations and compliance standards such as GDPR, MiFID II, or others applicable infinancial trading to ensure that all technological solutions are compliant with legal standards. • Deep knowledge of algorithmic trading, data structures more »
Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure and understanding of Give up agreements more »
client portfolio Scopes client engagements and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a more »
utilization and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »
within an advisory capacity in an investment, commercial, or wholesale bankGood knowledge of Debt Capital Markets and/or private finance marketsGood knowledge of MiFID II and IB Conduct rulesStrong teamwork credentials, while also being able to work independentlyCandidates must be based in the UK with full and unrestricted right more »
Clearing House, Exchange, Member Firm or the ETD department within a bank.Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantageServices offered by Computappoint Limited are those of an Employment Business and/or Employment Agency in relation more »
Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable Experience in cryptocurrency and/or MiFID II highly beneficial Our client is not able to provide via sponsorship for this role Benefits Flexible and support a hybrid working environment. A competitive more »
South East London, England, United Kingdom Hybrid / WFH Options
Clarity Resourcing
pipelinesOutstanding written & verbal communications skillsHighly advantageous but not essential:Understanding of futures (especially LME), options or other exchange traded derivativesExperience of regulatory reporting (eg MIFID, EMIR)Advantageous:REST API experience including deployment, security and orchestrationWeb frameworks (eg React, Knockout and JQuery)Windows Forms (WinForms) and WCFAzure DevOps for work item more »
Group Compliance. EXPERIENCE REQUIRED: High level knowledge and understanding of UK regulations including, but not limited to, the FCA/PRA Handbook, PSD2, SMCR, MIFID 2, EMIR, Product Governance and their implications upon the business activities of the bank. Ideally have a high level of knowledge and understanding of compliance more »
