101 to 125 of 133 Regulatory Change Jobs in England

Peaple Talent have partnered with a large professional services organisation based in Swindon who are recruiting a Change Lead with experience of working with regulatory change. You will lead strategic change across our client’s organisation, ensuring customer centric end to end thinking across all business areas … key stakeholders, all impacted people and subject matter experts on a day-to-day basis. The role holder will have an excellent aptitude towards change, be innovative and flexible with a strong desire to create new and improved processes which are designed around creating an excellent customer experience whilst … being highly efficient thus supporting the teams in achieving their targets. The role holder, a change professional who has experience of shaping and leading new ways of working within an organisation, will be responsible for leading initiatives from identification of a business problem through to root cause analysis and more »

Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue … Management Manage the delivery of an annual Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed … the Operational Risk function. Policies and Procedures Manage the creation and delivery of a Compliance Policy Framework that is designed to address all material regulatory and conduct risks. Provide input into and assist with the drafting of relevant Compliance policies and procedures. Support the Compliance team to ensure all more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money Laundering Reporting Officer (MLRO … extensively analyse data to establish instances and sources of attempted money laundering. Monitoring of compliance within applicable regulations and analyse the impact of any regulatory changes. Receive escalations regarding high value and higher risk customers such as politically exposed persons (PEPs), play a key role in the decision making more »

process for the alternatives fundBuild and maintain strong relationships with clients, partners, and stakeholders, providing exceptional service and strategic guidance.Stay abreast of market trends, regulatory developments, and emerging opportunities in the alternative investment landscape.Ensure compliance with regulatory requirements and internal policies, maintaining the highest standards of integrity and … potential investments.Collaborate with internal stakeholders to integrate ESG factors into investment decisions.Contribute to ESG reporting and communications.Stay abreast of the latest ESG trends and regulatory changes within the financial services industry.The Successful ApplicantWe seek an experienced and dynamic ESG Aware Fund of Alternative Funds Portfolio Manager (Director) to join … thinking, and problem-solving abilities.Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and stakeholders.Knowledge of international markets, regulatory frameworks, and best practices in alternative investments.A strong understanding of the ESG regulatory landscape within the financial services industry.Bachelor's degree in Finance more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics … Global employee recognition scheme which gives us the opportunity to recognize success. Chance to get involved in shaping our culture and affecting real positive change by joining one of our Employee Resource Groups (ERGs). A creative and engaging company culture right across the business. If you find yourself more »

and innovative insurance products. * Monitoring the performance of existing products and recommending adjustments to pricing and coverage as needed. * Staying current with industry trends, regulatory changes, and emerging methodologies to ensure best practices are consistently applied. * Preparing clear and concise reports for management and other stakeholders, outlining pricing recommendations … the ability to effectively collaborate with cross-functional teams. * Proven ability to manage multiple projects and priorities in a fast-paced environment. * Knowledge of regulatory requirements and industry standards related to insurance pricing more »

drive priorities for technology deliverables in our regions and be accountable for ensuring that deliveries occur in line with regional P&L, control, and regulatory objectives.As the Head of Post-Trade Technology, you will own the full suite of products for one of the foremost Post Trade businesses in … the world. The Post Trade business includes regulatory reporting services (including ARM, APA, EMIR, etc.), a trade matching platform and a suite of intelligent analytics tools that are used by major global counterparties on both the buy-side and sell-side. One of your key objectives will be to … and the incumbent must be proactive and collaborate on solutions with global stakeholders and colleagues in different regions and time zonesHighly experienced at managing regulatory requirements and projects and confident in acting as a key point of liaison to regulators globallyProven track record of delivering, planning solutions in a more »

financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a professional to ensure the company operates within legal and … Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. … Collaborate with legal, risk management, and business units. Prepare reports for senior management and regulatory authorities. What you'll need to succeed Minimum of 5 years of experience in financial services compliance. In-depth knowledge of relevant regulations (e.g., FCA, GDPR). Strong analytical skills and attention to detail. more »

Overview: The Assistant Grid Connections Engineer will play a key role in supporting the development and implementation of grid connection projects, ensuring compliance with regulatory standards and industry best practices. This position offers an excellent opportunity for a dedicated individual to gain hands-on experience in the renewable energy … for renewable energy installations. Conduct site assessments and feasibility studies to evaluate grid connection options and requirements. Collaborate with internal teams, external stakeholders, and regulatory authorities to obtain necessary permits and approvals. Support the preparation of technical specifications, drawings, and documentation for grid connection applications. Assist in coordinating grid … systems. Provide technical support and assistance to project managers, engineers, and other team members as needed. Stay informed about industry trends, emerging technologies, and regulatory changes related to grid connections. Adhere to safety protocols, quality standards, and project timelines to ensure successful project delivery. Qualifications: Bachelor's degree in more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

culture.Cultivate and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players.Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships.Requirements:A minimum of 10 years of relevant experience in mergers and … M&A deals, demonstrating strong financial acumen and analytical skills.Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations.Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results.Excellent communication and negotiation skills, enabling you to more »

and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players. Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships. Requirements: A minimum of 10 years of relevant experience in mergers … A deals, demonstrating strong financial acumen and analytical skills. Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations. Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results. Excellent communication and negotiation skills, enabling more »

all applicable customs and trade regulations while maximize feasible savings for the business. The position is responsible for monitoring key industry developments, legislative, and regulatory changes affecting the businesses, assess impact and represent the client in various Trade Associations to ensure their interests are represented. The position will also … compliance personnel and will also support the Global Supply Chain with all departmental goals and objectives. Responsibilities Monitors regional key industry developments, legislative, and regulatory changes affecting the internal business units, assess impact and represent the client in various Trade Associations to ensure their interests are represented. Implement Global more »

1LoD and Internal Audit, through effective verbal and written communication. Produce high-quality risk assessments and reports. Support the business through various projects and change programmes, including the delivery of key regulatory initiatives. Maintain robust oversight and monitoring of internal policy and procedure compliance. Operate in line with … when required. Invest in your personal development with support from your line manager. Build and maintain relationships with external industry bodies, staying informed on regulatory changes. Additional Skills: Ambitious and resilient individual with strong communication, reasoning, and influencing skills. Strong understanding of UK regulations and rulebooks related to payment … services and accounts; knowledge of European requirements is a plus. Experience in branch banking or a regulatory law/compliance background is beneficial. Knowledge of banking products and processes for individual and corporate products, preferably with sales process experience. Sound judgment and strong decision-making skills aligned with the more »

firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and industry bodies, contacts and working groups Working on ad hoc more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

established targets.Work collaboratively with colleagues globally to ensure smooth operation, consistent service and optimal trading conditions for clients.Keep up-to-date with market developments, regulatory changes, and technical advancements related to cryptocurrencies.Grow the client base and strengthen existing relationships.Qualifications:Proven experience as an OTC broker/trader/sales … dealer background, comfortable with trading on a discretionary basis.Exceptional understanding of digital assets and blockchain technology preferred.A deep understanding of international financial markets and regulatory standards.Excellent interpersonal and communication skills, with a client-focused approach to trading.Demonstrated ability to perform under pressure, make quick decisions and handle high volumes more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Responsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the group's products and services. Manage the process of Suspicious Activity Reports (SARs) effectively. Compliance: Ensure that the business … remediation activities. Skills & Experience Previous experience as a compliance officer/manager in the FinTech industry (must) 6-10 years of experience in Compliance Regulatory Affairs, AML/CFT in the UK (must) Degree in Law is preferred FCA certification is mandatory Experience in developing and administering internal controls more »

our brand as a trusted thought leader and innovator in SaaS solutions. 10. Continuous Learning and Development: Stay informed about developments in data technology, regulatory changes, and industry best practices, and leverage this knowledge to inform our sales strategies and product roadmap. KEY SKILLS & REQUIREMENTS · Ideally 10+ years experience … with the ability to articulate complex technical concepts to diverse audiences. · Deep understanding of the data industry, including its key players, market dynamics, and regulatory environment. · Proficiency in CRM software and other sales productivity tools. · Willingness to travel as needed to meet with clients, attend industry events, and support more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

successful candidate will be involved in a number of different projects within a portfolio of work, to include end of life/support systems, regulatory changes within their banking and shared services. The project will initially be for 3 months, with good potential to be extended for 6 months … experience of the full project life cycle, working in large transformation programmes or have relevant transferable skills or experience, and the following skills: - Business Change/Transformation Experience with regulatory and compliance projects Experience of DSDM Project methodology would be useful, although not essential A confident communicator able … to debate/challenge concisely, empathetically and clearly at all levels A creative thinker with the ability to deliver change initiatives Excellent written & spoken English & interpersonal communication, with good attention to detail Be a team player, show initiative and be able to work independently This contract position has already more »