1 Temporary Regulatory Change Jobs in the UK

a highly diligent and detail-oriented Conflicts Analyst on a temporary basis, to help conduct and manage the risk management procedures in accordance with regulatory and statutory requirements/guidelines and the firms AML, sanctions and associated policies, including onboarding and ongoing monitoring of new and existing cases. Expected …/matters, ensuring all necessary documentation is obtained and verified and overseeing/verifying file opening procedures in accordance with the firms policies and regulatory requirements. Conducting and recording outcomes of risk assessments on new and existing clients and gathering CDD (Customer Due Diligence) and in appropriate matters EDD … and sanctions using the resources available from external providers (eg LSEG World-Check) and carrying out, assessing, reporting and recording adverse media searches. Assessing change of status reports from ongoing monitoring service of external providers for AML/sanctions and alerting case handlers accordingly. Completing and recording client and more »