1 to 25 of 30 Regulatory Change Jobs in the UK with Remote Work Options

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI … join us and realize their full potential to grow into leadership positions within the business. Our Products: RegPlatform is a technology platform that streamlines regulatory change management. It provides firms with a one-stop, continuously maintained inventory of global regulations, with effortless horizon scanning, integration capabilities and workflow … management. RegPlatform combines industry leading AI technology with expert validated insights to simplify the complexities of multi-jurisdictional regulatory content. RegBrain allows customers to apply CUBE's AI models directly to their own content, enabling faster release and feedback cycles. Our flagship AI services will be included, spanning structural more »

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements … governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay … updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing training. … Maintaining an effective horizon scanning framework to keep the business fully informed on regulatory and legislative initiatives. Supporting regulatory change work, led by the first line. Serve as a mentor for to colleagues within the team and wider risk function Contributing to the development of the Conduct more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI … join us and realize their full potential to grow into leadership positions within the business. Our Products: RegPlatform is a technology platform that streamlines regulatory change management. It provides firms with a one-stop, continuously maintained inventory of global regulations, with effortless horizon scanning, integration capabilities and workflow … management. RegPlatform combines industry leading AI technology with expert validated insights to simplify the complexities of multi-jurisdictional regulatory content. RegBrain allows customers to apply CUBE's AI models directly to their own content, enabling faster release and feedback cycles. Our flagship AI services will be included, spanning structural more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

Here's what's in it for you: 1. Be the Compliance Champion: Own the responsibility of guiding the business in interpreting and applying regulatory requirements. Your expertise will be instrumental in ensuring practices align with the latest standards, keeping them ahead of the curve. 2. Stay Ahead of … the Curve: Lead the charge in horizon scanning, keeping the business informed about regulatory developments, industry trends, and emerging risks. Your proactive approach will ensure they are always prepared for what's next. 3. Shape Compliance Culture: Take the reins in maintaining and communicating compliance policies and training programs. … Your efforts will foster a culture of compliance throughout the organization, setting the standard for excellence. 4. Drive Change: Lead the way in implementing regulatory change programs, demonstrating your ability to navigate complexities and drive successful outcomes even in the face of change. 5. Influence and Lead more »

Here's what's in it for you: 1. Be the Compliance Champion: Own the responsibility of guiding the business in interpreting and applying regulatory requirements. Your expertise will be instrumental in ensuring practices align with the latest standards, keeping them ahead of the curve. 2. Stay Ahead of … the Curve: Lead the charge in horizon scanning, keeping the business informed about regulatory developments, industry trends, and emerging risks. Your proactive approach will ensure they are always prepared for what's next. 3. Shape Compliance Culture: Take the reins in maintaining and communicating compliance policies and training programs. … Your efforts will foster a culture of compliance throughout the organization, setting the standard for excellence. 4. Drive Change: Lead the way in implementing regulatory change programs, demonstrating your ability to navigate complexities and drive successful outcomes even in the face of change. 5. Influence and Lead more »

Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI … join us and realize their full potential to grow into leadership positions within the business. Our Products: RegPlatform is a technology platform that streamlines regulatory change management. It provides firms with a one-stop, continuously maintained inventory of global regulations, with effortless horizon scanning, integration capabilities and workflow … management. RegPlatform combines industry leading AI technology with expert validated insights to simplify the complexities of multi-jurisdictional regulatory content. RegBrain allows customers to apply CUBE's AI models directly to their own content, enabling faster release and feedback cycles. Our flagship AI services will be included, spanning structural more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

in project management skills and tools. They willhave good knowledge and experience in the Pensions industry and ideally come from a Financial Services or Regulatory Change background. This role will be hybrid working and can be based in one of our Amersham, Birmingham, Bristol, Cheltenham, Glasgow, Guildford, Leeds … experience for the role. Experience in the Pensions industry and ideally knowledge of Pensions Dashboard regulations and requirements. Business Analysis foundation and/or Change Management qualifications (desirable, not essential). A strong understanding of Microsoft Office programmes, in particular Project Excel, Word and Outlook. Excellent communication and interpersonal more »

The role is an opportunity to be part of a growing capability. You will be working on projects that include client service proposition design, regulatory change, process improvement, digital transformation, and technology platform implementation. Requirements: Operational or change experience in wealth, asset management, or private banking Ability … to deliver change from strategy through solution implementation Understanding of how these businesses deliver value, control costs, and grow their business Comfortable working alongside technology on digital transformation projects Experience in defining data and working in data-driven environments A strong communicator, who is well-versed in managing external more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

traders, portfolio managers, and risk management to develop and implement effective hedge accounting strategies. Stay up-to-date on the latest accounting pronouncements and regulatory changes in hedge accountinge financial data, explain business performance and identify growth opportunities. Produce timely and accurate financial reports for a range of legal more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

meter optimisation; SaaS; carbon and certificate trading; short-term market access; and EMS design and build. Monitor asset performance, market trends, industry developments, and regulatory changes to identify emerging opportunities and risks. Manage supplier operations for our registered assets. Prepare and present reports, presentations, and recommendations to senior management … and stakeholders. Ensure compliance with legal, regulatory, and ethical standards in all asset development sales activities. Support other sales teams as necessary, especially origination and our EV business, e.g. tender responses, market research, commercial analysis, export brokers, project valuations. What do I need to be a good technical fit more »

Global Quality Operations to manage and perform audits with focus on Pharmacovigilance audits. Responsibilities include Continuous improvement of the Quality System Pharmacovigilance Audits Inspections - Regulatory Intelligence Provide advice and act as project liaison Skills Degree in natural science or equivalent number of years' experience Experience in Pharmacovigilance auditing KEY … business companies and provide training in the area of expertise as assigned. 3. Inspections · Support the preparation for GxP inspections · Support the responses to Regulatory Authorities · Supervise and provide input to the corrective and preventive actions · Follow-up on the development, implementation and completion of corrective and preventive actions … with the inspected Functional Areas · Maintain a tracking tool for inspections, findings and corrective and preventive actions 4. Regulatory Intelligence · Maintain an overview over the relevant regulatory requirements and state-of-the-art knowledge of development in the professional regulatory environment to be able to provide guidance more »

and innovative insurance products. Monitoring the performance of existing products and recommending adjustments to pricing and coverage as needed. Staying current with industry trends, regulatory changes, and emerging methodologies to ensure best practices are consistently applied. Preparing clear and concise reports for management and other stakeholders, outlining pricing recommendations … the ability to effectively collaborate with cross-functional teams. Proven ability to manage multiple projects and priorities in a fast-paced environment. Knowledge of regulatory requirements and industry standards related to insurance pricing. If this sounds of interest do send your CV across for consideration. Worthing, West Sussex. Hybrid more »

looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and services. As a Product Compliance Specialist, you will … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external parties … such as consultancy firms, auditor firms, testing laboratories) to ensure compliance; Become a bridge between regulatory compliance and software development: Map regulatory requirements with technical measures; Embed product compliance into existing or new processes and systems, proactively identifying and resolving compliance-related matters; Act as a SPOC toward more »

the Governance Teams changes and updates for approval. Continuously reviewing AML systems and controls and the technology providers utilised for effectiveness and suitability to regulatory expectations and to meet best industry standards. Evaluate and monitor the adequacy of AML policies, procedures, forms and any other internal controls and mechanisms … to ensure full compliance with regulatory obligations of MarTrust Europe and ensure the team perform the following processes correctly and in compliance with the relevant laws and regulations: Sanctions Screening Process: Assess screening alerts and eliminate false positives as appropriate; Transaction Monitoring Process: Reviewing rules in place are effective … is achieved by the following: Following updates of relevant laws, regulations, and other industry developments; Attending conferences, webinars, courses etc; Presenting relevant and local regulatory changes to the Chief Compliance Officer. This is what we need from you: ICA/ACAMS Certified Undergraduate Degree (at minimum) Minimum of more »