1 to 25 of 125 Regulatory Change Jobs in the UK

a highly diligent and detail-oriented Conflicts Analyst on a temporary basis, to help conduct and manage the risk management procedures in accordance with regulatory and statutory requirements/guidelines and the firms AML, sanctions and associated policies, including onboarding and ongoing monitoring of new and existing cases. Expected …/matters, ensuring all necessary documentation is obtained and verified and overseeing/verifying file opening procedures in accordance with the firms policies and regulatory requirements. Conducting and recording outcomes of risk assessments on new and existing clients and gathering CDD (Customer Due Diligence) and in appropriate matters EDD … and sanctions using the resources available from external providers (eg LSEG World-Check) and carrying out, assessing, reporting and recording adverse media searches. Assessing change of status reports from ongoing monitoring service of external providers for AML/sanctions and alerting case handlers accordingly. Completing and recording client and more »

Permanent/Full time Hours : 8.30 am - 5.00 pm Benefits : Competitive If youre passionate about data protection and dedicated to supporting schools in meeting regulatory requirements, wed love to hear from you. This role can be either home or office-based with the expectation of travelling to schools when … regarding data management, usage, and protection. This multifaceted role encompasses both external client support and internal compliance. You will be responsible for advising on regulatory obligations, conducting assessments, delivering training, and managing policy libraries. Additionally, ensuring companywide GDPR compliance, collaborating with IT Teams to enhance security, and fostering strong … relationships across the company. This position requires adeptness in handling data breaches, supporting regulatory changes, and promoting data protection objectives through various channels. Our ideal candidate will be passionate about data protection, dedicated to delivering exceptional service and driven by a desire to make a positive impact in the more »

needs across the business. Develop and maintain IT policies, procedures, and documentation to ensure compliance and standardisation. Stay informed about industry trends, advancements, and regulatory changes to recommend and implement relevant technologies and practices. About you: University degree in computer science preferred but other qualifications will be considered. Minimum more »

plans and managing the test calendar Collaborate with cross-functional teams to ensure alignment with PCI DSS requirements across all departments Stay abreast of regulatory changes and industry standards related to PCI DSS compliance and integrate them into our processes Manage relationships with external auditors and regulatory bodies more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

skills to work with autonomy interpersonal skills to nurture internal relationships drafting privacy notices; managing data incidents; leading Privacy Impact Assessments; negotiating contracts; leading regulatory change management programs; drafting policies and procedures to other global Data Protection laws (ex: CPRA, LGPD, GDPR, HIPAA) working in an international team … a culture of inclusion so everyone can succeed relationships and networks across the company and where appropriate, the industry feedback constructively with peers Leading Change opportunities for and delivers continuous improvement improves safety and wellness changes effectively, following clear plans and processes open to, and actively supports change data to make the business case for change or improvement Communicating Effectively people informed about business results and progress clear, consistent, timely, respectful communications listens to others approachable organization's values and an environment of openness and inclusion relationships built on trust and open communication to and encourages more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

The role is an opportunity to be part of a growing capability. You will be working on projects that include client service proposition design, regulatory change, process improvement, digital transformation, and technology platform implementation. Requirements: Operational or change experience in wealth, asset management, or private banking Ability … to deliver change from strategy through solution implementation Understanding of how these businesses deliver value, control costs, and grow their business Comfortable working alongside technology on digital transformation projects Experience in defining data and working in data-driven environments A strong communicator, who is well-versed in managing external more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

issues, adapting strategies as needed to maintain a competitive advantage. Conduct thorough market research and competitive benchmarking analysis to stay informed about industry trends, regulatory changes and market dynamics that may impact the company’s commercial strategies. Stakeholder Management Collate information and distil data into clear insights and compelling more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

traders, portfolio managers, and risk management to develop and implement effective hedge accounting strategies. Stay up-to-date on the latest accounting pronouncements and regulatory changes in hedge accountinge financial data, explain business performance and identify growth opportunities. Produce timely and accurate financial reports for a range of legal more »

Are you a collaborative Project Manager with experience of Business Change Projects? Do you love to truly partner with the business to improve ways of working? Are you looking to deliver projects with accountability and ownership? This could be a brilliant next move for your career development! Joining a … ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to deliver a range of projects, bringing your more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … client is able to adopt Identifying, driving and leading the development of new content when necessary for clients; Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to … seen as an expert and is a go-to person across a range of regulation Ability to give concise and clear explanations on complex regulatory concepts and requirements Identifying potential opportunities to upsell a piece of work/secondment/project with clients Optima Partners is committed to providing more »

and pricing. Building and maintaining strong relationships with brokers and clients. Providing expert guidance and support to junior underwriters. Keeping abreast of market trends, regulatory changes, and emerging risks. Collaborating with various internal stakeholders to drive business growth and profitability. Requirements: Extensive experience in professional indemnity underwriting, preferably within more »

customer experience. Build strong relationships with clients, Operations teams, and sales/trading counterparts. Participate in Fixed Income projects, including new product implementation and regulatory changes. Identify opportunities for process streamlining and automation. Maintain up-to-date documentation and procedures. Provide training and coaching to other team members. Other more »

and enhancements in security practices. Foster a positive team environment focused on achievement, development, accountability, and professionalism. Maintain an up-to-date understanding of regulatory changes and requirements to ensure continuous certification. Provide essential support for client-driven requests for information (RFIs) and questionnaires related to SOC2, ISO, and more »

advice to the Public, and Private Markets Groups. To support ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage … Certification Regime. To assist with the delivery of new joiner Compliance training. EXPERIENCE REQUIRED: 𝖬𝗎𝗌𝗍 𝗁𝖺𝗏𝖾 𝖨𝗇𝗏𝖾𝗌𝗍𝗆𝖾𝗇𝗍 𝖬𝖺𝗇𝖺𝗀𝖾𝗆𝖾𝗇𝗍 𝖾𝗑𝗉𝖾𝗋𝗂𝖾𝗇𝖼𝖾 Thorough knowledge of the UK regulatory framework. Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good understanding of public … market asset classes; including equity, credit, fixed income, derivatives and alternative investments. Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatory change agenda, and in particular impact of Public Markets. Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets more »

seeking a Chief Financial Officer to join their dynamic team. The company is poised for significant growth, driven by both technological advancements, and anticipated regulatory changes in the sector. Specializing in EV charging infrastructure, they are seeking a strategic financial leader to lead the scaling up of the business more »

and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This includes horizon scanning activities in relation to new or existing regulation … and reporting through to internal Committees for the purposes of oversight. Support the business through the provision of timely and outcomes-focussed regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring … by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the design and operational effectiveness of regulatory controls, report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist in the Implementation of the Bank more »

Pharma. With several decades in the industry, and new acquisitions, this company can offer security and opportunities for growth. Job Description Ensures compliance with regulatory agency regulations and interpretations. Prepares responses to regulatory agencies' questions and other correspondence. Gathers and assembles information necessary for submissions in accordance with … regulations and relevant guidelines. Develops timelines for submissions under the direction of senior regulatory affairs staff. Provides solutions to extreme complex problems in which data analysis requires an evaluation of intangible variables. Provides regulatory advice to project teams. Organizes and maintains reporting schedules for new drug application and … investigational new drug applications. Responsibilities and Deliverables: Regulatory review and approval of product labelling for Cosmetics and other non-OTC classes per the company portfolio in mainly UK & Ireland Regulatory review and approval and advertising or promotional copy for Cosmetics and other non-OTC classes mainly in UK more »

the Governance Teams changes and updates for approval. Continuously reviewing AML systems and controls and the technology providers utilised for effectiveness and suitability to regulatory expectations and to meet best industry standards. Evaluate and monitor the adequacy of AML policies, procedures, forms and any other internal controls and mechanisms … to ensure full compliance with regulatory obligations of MarTrust Europe and ensure the team perform the following processes correctly and in compliance with the relevant laws and regulations: Sanctions Screening Process: Assess screening alerts and eliminate false positives as appropriate; Transaction Monitoring Process: Reviewing rules in place are effective … is achieved by the following: Following updates of relevant laws, regulations, and other industry developments; Attending conferences, webinars, courses etc; Presenting relevant and local regulatory changes to the Chief Compliance Officer. This is what we need from you: ICA/ACAMS Certified Undergraduate Degree (at minimum) Minimum of more »