101 to 125 of 150 Regulatory Change Jobs in the UK

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. This is a hybrid role which will have a mixture of overseeing delivery, as well as a sales focus. The sales more »

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »

Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money Laundering Reporting Officer (MLRO … extensively analyse data to establish instances and sources of attempted money laundering. Monitoring of compliance within applicable regulations and analyse the impact of any regulatory changes. Receive escalations regarding high value and higher risk customers such as politically exposed persons (PEPs), play a key role in the decision making more »

Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: ACA qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Responsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the group's products and services. Manage the process of Suspicious Activity Reports (SARs) effectively. Compliance: Ensure that the business … remediation activities. Skills & Experience Previous experience as a compliance officer/manager in the FinTech industry (must) 6-10 years of experience in Compliance Regulatory Affairs, AML/CFT in the UK (must) Degree in Law is preferred FCA certification is mandatory Experience in developing and administering internal controls more »

next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports … to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the company's policy framework. Manage interactions with regulatory bodies, including responding to inquiries and organizing information. Coordinate the preparation of monthly Risk and Compliance Committee materials, including taking and distributing minutes. Skills …/Experience required – Extensive background in banking, financial services, and payments, with exposure to UK and European regulatory frameworks. Professional qualifications in risk or compliance - preferred. Comprehensive understanding of payments services and e-money sector, including card schemes and BIN Sponsorship model. Familiarity with UK and Finnish/EU more »

program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates. Experience/Skills/… years) relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels knowledge of the FCA’s regulatory rules relevant to asset managers attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems self-supportive, and more »

financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a professional to ensure the company operates within legal and … Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. … Collaborate with legal, risk management, and business units. Prepare reports for senior management and regulatory authorities. What you'll need to succeed Minimum of 5 years of experience in financial services compliance. In-depth knowledge of relevant regulations (e.g., FCA, GDPR). Strong analytical skills and attention to detail. more »

to design, develop and implement learning initiatives using agile learning methodologies and data analysis with comprehensive reporting to evidence the successful adoption of this change across Financial Services. This role requires a blend of agile learning design expertise, change management knowledge, data analysis and reporting skills along with … our operating model impacting systems, customer journeys & operational processes * Identify and assess the learning needs across the Financial Services business in relation to the change in the operating model * Utilise a variety of training methodologies include classroom training, online learning and on the job training to cater for diverse … adjustments as necessary to maximise effectiveness * Provide learning experiences that develops the leadership, behavioural and technical skills of the business * Work closely with the Change team and wider change programme to integrate learning into the wider change management plan Compliance and Regulatory training * Stay informed of more »

we strive to do it well, with integrity and their future in mind. We have a brand-new position at the PPF for a Regulatory Change Associate to join our Compliance and Ethics team. The role will primarily lead on how regulatory changes and developments may impact … the PPF and how it discharges its functions. The Associate will consider and analyse key aspects of regulatory change, chiefly policy and consultation statements and work with internal teams to provide guidance and advice on key matters. They will also be expected to participate in key projects to … ensure regulatory inputs are considered and will be expected to support the delivery of the compliance programme to ensure we adhering to regulatory expectations. Our ideal applicant will have demonstrable experience of working within a regulatory focused role from within a financial services environment. They will be more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

department policies and procedures, Experience in handling customer complaints; Have experience in CoP project or payment processing and be able to assist in interpreting regulatory requirements and completing CoP project testing and production Your New Salary: Highly Competitive + Bonus + Benefits, depending on experience Location: Central London Office … Manager Who You'll Be Working for: An international bank What You'll be Doing Each Day: * To lead, develop and manage the operational & regulatory support team. * To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); * To oversee and lead regulatory change … initial customer due diligence based on bank systems of record, existing document repositories and publicly available information to reduce the Bank's AML and regulatory risk; * To investigate AML transactional monitoring alerts forwarded by Compliance and Legal and to liaise with customers to obtain clarification; * To escalate any account more »

financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work across … all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required Maintain strong and co-operative relationships with our regulators. reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; team members with respect to applicable regulatory requirements … and non-compliance with laws and regulations; the root cause of issues and develop effective remediation plans to mitigate the risks; implementation of local regulatory change/remediation projects and initiatives. Requirements: 7+years of industry experience within institutional broker-dealer activities; experience with a broker is required experience more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential … compliance with laws and regulations; Determine the root cause of issues and develop effective remediation plans to mitigate the risks; Drive implementation of local regulatory change/remediation projects and initiatives. What they require: 7+ years of industry experience within institutional broker-dealer activities; Previous experience with a … Strong analytical, writing, and presentation skills; Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change; Strong attention to detail, balanced with a strong focus on execution and results; Self-starter, able to work in a fast-paced, results-driven more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

into by the firm Engage with and manage external legal advisors in multiple jurisdictions in respect of the same. Assist with monitoring of global regulatory change and payments industry initiatives relevant to the the firms system, with a specific focus on the EU and UK (post-Brexit) regulatory … enquiries and presenting the legal division’s approach to specific matters. Work across divisions to draft and contribute to letters and consultations relevant to regulatory and legal change. Provide legal advice, support and thought leadership to various teams and divisions, including with respect to the use of emerging technologies more »

What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »

What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »

What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »

other enterprise applications to produce mission-critical barcode labels, documents, RFID smart tags and packaging artwork. Our combined platform enables customers to uniquely meet regulatory mandates, mitigate risk, reduce complexity, ensure traceability, improve time to market and optimize costs as they meet customer-specific, brand, regional and regulatory …/subject matter expert, and aid in the creation of appropriate product documentation, sales tools and collateral. Remain up to date on market trends, regulatory changes and competitive alternatives, and to adjust product strategies and roadmaps accordingly. Be a subject matter expert on the functionality, features and design of more »