1 to 25 of 78 Regulatory Compliance Jobs in England with Remote Work Options

The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

you passionate about safeguarding critical information assets in the fast-paced realm of engineering and technology? Do you thrive on the challenge of ensuring compliance within the intricate landscape of pharmaceutical research? If so, we have the perfect opportunity for you! Overview: As a Information Security Manager, you will … play a pivotal role in fortifying my clients defenses and upholding regulatory compliance across their operations in the US, UK, and Europe. You'll work independently to champion and enforce best practice inline with policies and frameworks. Responsibilities: Governance, Risk, and Compliance (GRC): Lead the development and … implementation of robust information security policies, procedures, and controls to ensure compliance with industry standards and regulations. Risk Management: Identify, assess, and mitigate information security risks across all facets of our business operations, with a focus on safeguarding sensitive data and intellectual property. Security Operations: Oversee the day-to more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint Senior DevOps Consultant - Permanent - Manchester Salary: £70,000 - £80,000 p/a (plus pension contribution, healthcare … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

Risk and Compliance Lawyer Guildford/Surrey 3 days working from home Exciting opportunity for an experienced Compliance Lawyer/professional to take on a new Risk & Compliance role for this very well established and forward-thinking private practice law firm. You will currently work in a … Compliance role, and ideally already with experience of working in a law firm environment with all the unique regulatory and compliance requirements and challenges. In this role you will be a key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense a 360o role where you will enjoy being the primary point of contact on more »

trends, developments, and best practices in ERP systems and related technologies. Willingness to pursue relevant certifications and training programs to enhance skills and knowledge. Regulatory Compliance and Security: Knowledge of regulatory requirements and compliance standards relevant to the organisation's industry, ensuring ERP system configurations adhere more »

Job Title: Security Compliance Analyst Location: Birmingham (hybrid) Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the … highest regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our … internal systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. more »

you passionate about safeguarding critical information assets in the fast-paced realm of engineering and technology? Do you thrive on the challenge of ensuring compliance within the intricate landscape of pharmaceutical research? If so, we have the perfect opportunity for you!Overview:As a Information Security Manager, you will … play a pivotal role in fortifying my clients defenses and upholding regulatory compliance across their operations in the US, UK, and Europe. You'll work independently to champion and enforce best practice inline with policies and frameworks. Responsibilities:Governance, Risk, and Compliance (GRC): Lead the development and … implementation of robust information security policies, procedures, and controls to ensure compliance with industry standards and regulations.Risk Management: Identify, assess, and mitigate information security risks across all facets of our business operations, with a focus on safeguarding sensitive data and intellectual property.Security Operations: Oversee the day-to-day management more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … offers varied, interesting and challenging work within a collegiate environment, then look no further. We are keen to see applications from Conduct Risk/Compliance professionals who have a minimum of 8 years working in compliance for an insurer or insurance intermediary. This is a Business Partnering/… including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing more »

As the Operational Launch Project Manager, you will oversee the entire launch process, from initial planning stages to post-launch evaluations, ensuring seamless and regulatory compliance and will be responsible for the delivery of physical product to the market according to operational and desired commercial timelines. This is … specialty products, defining project timelines, milestones, and deliverables to ensure timely product launches. Collaborate effectively with numerous internal local and global functions such as regulatory affairs, Artwork teams, quality assurance and supply chain as well as external partners like CDMOs to achieve objectives and ensure adequate product availability for … launch. Ensure compliance with regulatory & GMP/GDP requirements for generic & specialty drug launches in relevant markets. Establish key performance indicators (KPIs) to track launch performance and evaluate post launch success metrics. About You: At STADA we celebrate diversity as Uniqueness. Everyone is unique and we recognise our more »

Senior Business Analyst - Technology Compliance SME - Fenergo - £120,000 - Hybrid 3 days per week Join an esteemed commodities trading firm positioned for remarkable growth. Our client, a global organization engaging in both physical and financial trading, fosters an entrepreneurial culture akin to a hedge fund. Located in London, they … are looking for a dynamic individual adept at bridging the gap of the technology and compliance functions. Position Summary: We're creating a new role for a Senior Business Analyst with a strong technical and data-oriented approach to bolster our technology compliance and reporting functions. This position … will be pivotal in optimizing our KYC onboarding processes and beyond, utilizing data to streamline reporting and ensure regulatory compliance across our operations. As part of this initiative, they'll be implementing Fenegro/Fen-X, though experience with other compliance vendors is also valued. The ideal more »

the project, the candidate must hold a live SC security clearance. Responsibilities: Cyber Security Management Systems (CSMS) aligned with ISA 62443-2-1 standard. compliance with regulatory standards such as NIS Regulations and industry guidelines. security assessments and gap analysis to enhance clients' security posture. and implement OT … Security Policies, Procedures, and Guidelines. risk assessments and support clients in creating OT Security Charters and Target Operating Models. as the SME for regulatory compliance and liaise with UK competent authorities. and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. Experience in … critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

candidate must hold a live SC security clearance. Responsibilities: Oversee Cyber Security Management Systems (CSMS) aligned with ISA (phone number removed)-1 standard. Ensure compliance with regulatory standards such as NIS Regulations and industry guidelines. Perform security assessments and gap analysis to enhance clients' security posture. Develop and … Policies, Procedures, and Guidelines. Facilitate risk assessments and support clients in creating OT Security Charters and Target Operating Models. Serve as the SME for regulatory compliance and liaise with UK competent authorities. Design and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. … Experience in critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

flexible for the right candidate. This is what you will be doing: Architect, deploy, and oversee Cyber Security Management Systems (CSMS) Navigate clients through compliance with regulatory standards such as the NIS Regulations. Perform comprehensive security assessments, including health checks and gap analysis against standards Develop and implement … lead in the creation and refinement of OT Security Charters and OT Security Target Operating Models Serve as the Subject Matter Expert (SME) for regulatory compliance The experience you will bring to the team: Recognised OT Security Certifications: Possession of at least one OT security industry certification with more »

People and have been voted the 43rd Best Small Employer in the UK for 2022. You may also have experience in the following: Clinical Compliance Coordinator, Quality Assurance Analyst, Regulatory Affairs Specialist, Clinical Standards Auditor, Clinical Quality Control Officer, Quality Assurance Manager, Clinical Quality Improvement Specialist, Compliance Auditor, Quality Assurance Coordinator, Clinical Regulatory Compliance Specialist. REF more »

decisions. Experience of working in a financial crime environment across retail and non-retail business areas Demonstrable relevant industry experience and knowledge of associated regulatory requirements Proven ability to demonstrate decisiveness and sound judgement on a consistent basis Proven negotiating, facilitation and influencing skills Proven ability to work across … all levels of the organisation and form effective professional relationships Extensive knowledge of Governance, Risk and Compliance frameworks and controls to support regulatory compliance Analysis, interpretation, and application of regulatory requirements Provide SME expertise, advise and guidance on Economic Crime Risk and issues Experience of managing … and influencing key stakeholders It would be nice if you also had: Industry standard risk management/compliance qualification or a willingness to work towards this Relevant technical/professional qualification experience Our Customer First behaviours are all about putting customers and members at the heart of how we more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »