The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “RegulatoryCompliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »
team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »
Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »
Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »
City of London, London, United Kingdom Hybrid / WFH Options
83zero Limited
advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatorycompliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatorycompliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »
Senior Business Analyst - Technology Compliance SME - Fenergo - £120,000 - Hybrid 3 days per week Join an esteemed commodities trading firm positioned for remarkable growth. Our client, a global organization engaging in both physical and financial trading, fosters an entrepreneurial culture akin to a hedge fund. Located in London, they … are looking for a dynamic individual adept at bridging the gap of the technology and compliance functions. Position Summary: We're creating a new role for a Senior Business Analyst with a strong technical and data-oriented approach to bolster our technology compliance and reporting functions. This position … will be pivotal in optimizing our KYC onboarding processes and beyond, utilizing data to streamline reporting and ensure regulatorycompliance across our operations. As part of this initiative, they'll be implementing Fenegro/Fen-X, though experience with other compliance vendors is also valued. The ideal more »
Greater London, England, United Kingdom Hybrid / WFH Options
ComplyLens Limited
Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »
London, England, United Kingdom Hybrid / WFH Options
Tempest Vane Partners
overall business goals, optimizing processes and enhancing efficiency. Risk Management: oversee risk management activities, identifying potential risks, and implementing measures to mitigate them, ensuring regulatorycompliance at all times. Fund Accounting: including T+1 PnL production and NAV reconciliation and oversight. Trade Settlement and Confirmation: manage trade settlement and more »
East London, London, United Kingdom Hybrid / WFH Options
Wilmington
Events Sales Team Leader - Governance, Risk & Compliance Location : London, E1 8QS - Hybrid Salary : Competitive, DOE + Benefits! Benefits: Hybrid Working, Performance-Related Bonus, Pension, Life Assurance, Additional Holiday Purchase, Health Cash Plan, Subsidised Gym Memberships, Cycle to Work scheme, Discount Vouchers and Access to Wellbeing Resources. You are an … business. Here you will be joining an award-winning team to work with multiple market-leading brands in the constantly evolving Governance, Risk and Compliance sector! We're Wilmington plc, a group of businesses united by governance, risk and compliance. Acting as a trusted partner, we help our customers … to do the right business in the right way as they navigate the RegulatoryCompliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. At a pivotal point in the development of our GRC Events team, this new role more »
strategies to minimise latency and downtime and guarantee the responsiveness, reliability, and scalability of online services. In order to protect user data and guarantee regulatorycompliance, establish and implement security methods and compliance requirements. Work directly with the teams responsible for product management, QA, and game development more »
Employment Type: Permanent
Salary: £100000 - £120000/annum Up to £120k | Fully Remote | AAA G
sector leader, one that offers an exciting career path and a great working environment. The Role With a focus on developing and implementing a regulatorycompliance framework, you will lead a strategic unit for the organisation. Act as a GC for the UK, EU and US and across … Legal function within Crypto payments or financial services In-depth knowledge of UK and EU financial regulations and legal requirements Track of success managing regulatory relationships & licencing processes Analytical skills and ability to provide practical solutions to mitigate compliance risk Leadership abilities, managing cross-functional teams The Reward more »
London, England, United Kingdom Hybrid / WFH Options
iO Associates - UK/EU
Oversee backup and disaster recovery systems and processes. Manage relationships with suppliers, ensuring smooth collaborations. Keep operational documentation up to date for reference and compliance purposes. Issue resolution and pro-active maintenance, delivering top-quality service. Ensure our operations meet ISO 27001 standards and lead the way in annual … including NLB and clustering. Strong expertise in Hyper-V and VMware. In-depth knowledge of all Microsoft business offerings. Cloud Architecture Design & Migration Strategy RegulatoryCompliance (e.g., GDPR, ISO 27001), ERP/CRM & legacy migrations Competence in Windows Script Host/VBScript/PowerShell. Desirable/Preferred: It more »
Stratford, London, United Kingdom Hybrid / WFH Options
Randstad Technologies Recruitment
Group Policy. Familiar with PowerShell scripting, Azure AD. Strong analytical and communication skills. Experience in User Life Cycle Management, RBAC automation. Understanding of regulatory compliance. Familiarity with ITIL processes. You will be rewarded with a package that includes: Basic salary of £30,000 - £35,000/annum 12% Pension more »
in technology law to advise clients on a wide range of legal matters related to technology, including IP, data privacy, cybersecurity, software licensing, and regulatory compliance. Work closely with clients to understand their needs and build lasting relationships. Requirements qualified with a valid Solicitors' Practicing Certificate and 5 years+ more »
Hounslow, England, United Kingdom Hybrid / WFH Options
Trinity Resource Solutions
Employee contributions Remote Working PerkBox Private Medical Insurance Life Assurance Plus more! Key Responsibilities Develop and implement comprehensive quality assurances strategies to ensure compliance with aviation regulations, industry standards, and company policies. Establish and maintain quality standards, procedures, and processes for aircraft maintenance, operations, and related services. Provide support … and training to ensure adherence to quality standards and regulatory requirements. Design implement, and oversee quality assurances programs, including audits and inspections. Coordinate with regulatory authorities, industry organisations, and stakeholders to stay updated on changes in aviation regulations, standards, and best practice. Collaborate with cross-functional teams, including … improvements. Develop and maintain KPIs and metrics to measure quality performance and track progress towards quality objectives. Conduct internal and external audits to assess compliance with aviation regulations, quality standards, and company procedures. Investigate quality incidents, safety occurrences, and customer complaints, and implement corrective and preventive actions as necessary. more »
Greater London, England, United Kingdom Hybrid / WFH Options
Albert Bow
focusing on options Conduct quantitative research and strategy development Support trading desk with analytics across business lines Contribute to pricing framework, model validation, and regulatorycompliance Candidate Profile: Proficiency in numerical methods including Monte-Carlo and Stochastic Calculus Extensive knowledge of derivative products, especially options Strong programming skills more »
South East London, England, United Kingdom Hybrid / WFH Options
Loans 2 Go Limited
borrower’s income and expenditure declaration, bank statements, payslips, tax returns etcIncome & Expenditure assessment to determine affordabilityAttributes and experience: Previous consumer finance underwriting experience Regulatorycompliance knowledge Ability to calculate simple to complex mathematical equations Strong communication, analytical skills, and reasoning ability Excellent organisational skills with the ability more »
East London, London, United Kingdom Hybrid / WFH Options
Wilmington
and compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the RegulatoryCompliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. As a Group Accountant more »
City of London, London, United Kingdom Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
City of London, London, United Kingdom Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
City of London, London, United Kingdom Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
Greater London, England, United Kingdom Hybrid / WFH Options
First Derivative
sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »
Regulatory - Professional Support Lawyer (3 days per week) 5+ PQE Top ranked in Chambers UK and Legal 500; our Regulatory team are recognised as one of the best in the UK. With expertise spanning the investigation and presentation of disciplinary cases across all sectors, our lawyers act for … individuals, organisations, corporates and regulators, providing advice on regulatorycompliance, investigations, adjudication, enforcement and prosecutions. We are recruiting for a part-time Professional Support Lawyer who will sit at the heart of the team and support the fee-earners & partners on complex areas of law. This is an … more traditional view and focuses on driving change through ‘horizon scanning’ and feeding updates and knowledge into innovation and tech. Candidates will ideally have regulatory and contentious/litigation experience. We’re looking for someone who loves what they do, who keeps their finger on the pulse with legal more »
Greater London, England, United Kingdom Hybrid / WFH Options
Consult Energy UK
Policy Analyst (Energy) Can you keep abreast of and translate complex energy market regulatory changes? Can you understand policy changes and write updates accordingly? This role could be for you! Consult Energy are working with an innovate business in the Energy industry where you will get the opportunity to … If you're ambitious and passionate about Energy change...get in touch today! Policy Analyst - What you'll do: Consult with the wider business on regulatory matters Keep an up-to-date knowledge of industry changes Write and update relevant policy documentation Review proposed legislative changes, assess impacts and mitigate … risks Policy/Regulation Analyst - What you'll need: Regulation, compliance or policy experience within UK energy sector Experience liaising with Ofgem Strong stakeholder engagement ability Strong commercial awareness Salary: £40,000-£55,000 Location: West London (hybrid) This Policy Analyst/Regulation Analyst role would be best suited more »
Greater London, England, United Kingdom Hybrid / WFH Options
Tate Recruitment
Contribute to ad hoc projects aimed at improving the efficiency of PCA Group. Adhere to the Training and Competence (T&C) scheme to ensure regulatory compliance. Qualifications: University degree or equivalent combination of education/experience. Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice more »