1 to 25 of 33 Regulatory Compliance Jobs in London with Remote Work Options

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led startup … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external more »

The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »

Head of Risk and Compliance About us Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets. Their technology is already being used by some … of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet. The role As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA in the … UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America. Due to an exciting and sustained period of growth and future expansion, we’re looking for a talented Head of Risk and Compliance to join the team and build on great more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

London Service line Enabling Functions Date published 20-Dec-2023 Req # 14744 Job description Connect to your IndustryAre you an experienced senior independence compliance professional? Would you like to take part in a new growing team? If you are looking for your next step, we are building Deloitte … s EMEA PE Centre of Excellence (‘CoE’) We are seeking a high-performing Director who wants to build off their existing experience in independence compliance and use such knowledge to add value to Deloitte’s quality and risk management practice, expand their knowledge of Independence rules, support business growth … quality of work and issue resolutionConnect to your skills and professional experience Your professional experienceSignificant experience in independenceDemonstrate track record of successfully delivering risk, compliance, or regulatory compliance programmes within a corporate backgroundStrong interpersonal skills and an ability to manage and support multiple stakeholders.Ability to step in more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

About the Role:Grade Level (for internal use):13The Team: This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology/Product team across Regulatory … Compliance.Responsibilities and Impact: Our comprehensive services bring greater transparency to financial markets, helping to reduce risk and create opportunity. We provide extensive risk and compliance management coverage, including support for Global regulations. We have the industry standard solution for counterparties to manage the onboarding workflow by sharing client, tax … regulatory, constitutional documents, and data to support account onboarding, KYC and legal review.Development and execution of a Managed Services commercial strategy with an emphasis on managing the regional P&L.Relationship management and development with key clients and stakeholders.Thought leadership generation by attending and representing S&P at market events.Strategic more »

processes and technology) relating to data protection (e.g. GDPR), privacy, information/cyber security, physical security, business continuity planning, crisis management and incident response, compliance and independent assurance of IT Controls.What You'll Spend Your Time Doing* Define and implement enterprise security strategy and cyber risk policies and standards … of all our assets globally* Oversee, manage and report any activity in relation to data protection, privacy and independent assurance of IT controls* Monitor regulatory compliance and security policies to educates business unit leaders and service managers on compliance efforts* Lead an experienced enterprise team that provides … operational resilience across the business* Keeps abreast with evolving threats/risks, industry trends and works to implement best practices* Proactively support audit and regulatory inquiries and external vendor activities. Participates in leading industry forums and consortiums (e.g. Lloyd's of London).The Successful ApplicantA proven Chief Information Security more »

CIB COODepartment/Function Level 2:Barclays Execution ServicesPrimary Location:LondonIAR RoleNoRegulated RoleNoContractual Legal Entity – Please refer to link below for legal and regulatory requirement.BXBarclays OverviewBarclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include … continues to develop the operating model for data privacy, this role is responsible for owning the strategic direction, execution and controls related to the regulatory compliance and controls related to data.Key AccountabilitiesResponsible for compliance with the control requirements in the Data Privacy StandardEnsuring there is appropriate and … this would either exceed the entity’s defined tolerance for risk, or otherwise is not appropriate.Where personal data breaches occur and advice from DP Compliance and/or DP Legal is that these should be reported to the relevant Data Protection Authority, ensuring the necessary support is there from more »

right attitude to deliver our global initiative in a lean way. Purpose We have an exciting roadmap and are looking for an experienced Risk & Compliance Manager based in London to join us on our journey. This role will support the oversight of risk and compliance across all of … be responsible for ensuring the underlying controls adhere to business risk appetite. The end-to-end accountability covers the whole risk taxonomy including operational, regulatory compliance, people, legal, resilience and data, financial crime, cross-border activity, reputation and brand risk as well as financial controls and financial exposure. … What you’ll be doing Governance Supporting the MLRO to understand key risks and compliance matters across the UK, including through advice on new products, businesses and technologies, and any changes to regulations. Establishing and maintaining effective arrangements to ensure that risks are being effectively managed to the new more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

the achievement of circular economy across the value chain, and to help suppliers build capacity, knowledge and skills for lasting impact and to meet regulatory requirements such as for Digital Product Passports and Supply Chain Due Diligence.Working closely with clients to help them support suppliers to meet their sustainability … standards and compliance requirements across key ESG subject areas.Developing and maintain strong relationships with clients and support them to build positive partnerships around the subject with their suppliers, ensuring that they understand the client's requirements and expectations.Supporting to clients in the development and implementation of the circular strategy … practices relating to circular economy action planning across the value chain, how clients are achieving success with supplier engagement activities to achieve decarbonisation, and regulatory developments across the subject matter.Developing the technical knowledge and capability of our junior team members working across sustainable supply chain transformation programmes.Connect to your more »

vendors meet certain security standards and requirements. Conduct internal audits and oversee Third Party Risk Management (TPRM). Respond to security incidents and ensure regulatory compliance. Monitor security toolsets and engage stakeholders. Required Skills: Experience in information security governance, risk and compliance. Cyber Essential Plus, GDPR and Data Protection more »

as Azure, or Google Cloud Platform (GCP), based on best practices and architectural principles. Implement security controls, identity, and access management (IAM), encryption, and compliance standards to ensure the security and integrity of cloud environments. Optimise cloud infrastructure and services for performance, reliability, and cost-effectiveness, utilising monitoring, logging … pipelines automation using tools like Jenkins, GitLab CI/CD, or CircleCI. Ability to implement infrastructure testing, deployment automation, and monitoring solutions. Security and Compliance: Knowledge of cloud security best practices, identity, and access management (IAM), encryption, and data protection. Experience implementing security controls, compliance standards, and security … monitoring in cloud environments. Understanding of regulatory compliance requirements such as GDPR, HIPAA, and PCI-CIS. Distributed Systems and Networking: Understanding of distributed systems principles, including scalability, fault tolerance, and eventual consistency. Knowledge of networking concepts, including virtual networks, subnets, routing, and firewall configurations. Experience with cloud-native more »

crisis management. Oversee staffing, training, and professional development initiatives for team members. ● Operations Oversight: Monitor and ensure the operational performance of the centre, maintaining compliance with maritime security protocols and regulatory standards. Supervise the systematic execution of Ship Security Alert System (SSAS) protocols and other security measures. ● Reporting … compliant. ● Crisis Response: Coordinate and manage the response to maritime security incidents, ensuring timely and effective action to mitigate risks and address security threats. ● Regulatory Compliance: Ensure adherence to all relevant maritime regulations and standards, including those set by the International Maritime Organization (IMO) and the International Ship … in maritime operations or security management. ● Strong leadership and team management skills. ● Excellent communication and interpersonal skills. ● Knowledge of maritime law, security protocols, and regulatory requirements. ● Ability to thrive in high-pressure situations and make critical decisions. This is a varied and interesting role for a candidate with a more »

strategies to minimise latency and downtime and guarantee the responsiveness, reliability, and scalability of online services. In order to protect user data and guarantee regulatory compliance, establish and implement security methods and compliance requirements. Work directly with the teams responsible for product management, QA, and game development more »

manages a varied and dynamic range of risk types, including security, fraud, information security, contingency planning, geopolitical, operational, credit, pension, insurance, financial crime and regulatory compliance, market and reputational risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and … means we will avoid circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.Job Field: Risk and Compliance more »

SQL Implementation Engineer - Fully Remote - £65,000 I am working with a global consultancy who specialise in regulatory compliance and systems implementation who are looking for a SQL Implementation Engineer to join their team. They work with clients from various industries which would give you the chance to more »

Employee contributions Remote Working PerkBox Private Medical Insurance Life Assurance Plus more! Key Responsibilities Develop and implement comprehensive quality assurances strategies to ensure compliance with aviation regulations, industry standards, and company policies. Establish and maintain quality standards, procedures, and processes for aircraft maintenance, operations, and related services. Provide support … and training to ensure adherence to quality standards and regulatory requirements. Design implement, and oversee quality assurances programs, including audits and inspections. Coordinate with regulatory authorities, industry organisations, and stakeholders to stay updated on changes in aviation regulations, standards, and best practice. Collaborate with cross-functional teams, including … improvements. Develop and maintain KPIs and metrics to measure quality performance and track progress towards quality objectives. Conduct internal and external audits to assess compliance with aviation regulations, quality standards, and company procedures. Investigate quality incidents, safety occurrences, and customer complaints, and implement corrective and preventive actions as necessary. more »

not limited to application vulnerability and infrastructure vulnerability assessments. o Manage prioritisation of vulnerabilities through a risk-based approach, to meet patch management policies, regulatory compliance, and audit findings. o Management and configuration of vulnerability management tools (Microsoft Azure and Qualys) o Support the InfoSec function in proactively more »

focusing on options Conduct quantitative research and strategy development Support trading desk with analytics across business lines Contribute to pricing framework, model validation, and regulatory compliance Candidate Profile: Proficiency in numerical methods including Monte-Carlo and Stochastic Calculus Extensive knowledge of derivative products, especially options Strong programming skills more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

and compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. As a Group Accountant more »