1 to 25 of 139 Regulatory Compliance Jobs in London

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech & Payment … industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those outlined … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business more »

actionable insights. Lead development and enhancement of MI reports and dashboards. Address data deficiencies and improve analytical capabilities. Develop reports for business performance and regulatory compliance. This is a contract position, outside IR35. Please apply below more »

Reporting Manager to join our high-performing global team. You’ll be a member of the Global Entity Management organisation supporting outsourcing governance and regulatory incident reporting programs. It will focus on ensuring regulatory compliance along with the development and implementation of strategies and relevant policies. Job … Description: This position will play a key role in bridging effective management of the outsourcing framework, and incident regulatory reporting requirements which enable PayPal to meet its obligations across regulated entities. Responsibilities: Support the maturing and implementation of the Outsourcing Framework and champion it’s adoption through effective communication … development of controls, polices and standard operating procedures, including understanding obligations and developing operational procedures for each jurisdiction that is within the scope of regulatory incident reporting Monitor incident queues and triage related data to identify and assess potentially reportable incidents Document incidents analysis, key risk indicators and metrics more »

About Zeidler Group Zeidler Group is a technology driven law firm revolutionizing legal and regulatory compliance services for the asset management industry. From innovative digital solutions for legal and compliance challenges to providing research based high quality legal advice. We build collaborative, strategic and meaningful partnerships with … registration of funds. Preparing country supplements and any additional documentation required for fund registrations. Filing of updated fund documents with regulators and ensuring all regulatory deadlines are met. Onboarding new clients Maintaining internal database and trackers Assist with IT projects, in particular manage the relevant parts of the firm … firm’s online fund registration and governance tool (Zeidler Swift); Create reports for our clients and their dedicated committees. Assist clients with audit or regulatory reviews when the information shared is extracted from the Zeidler platform. Liaise and communicate with various stakeholders including our internationally based clients, our translation more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and analysis. more »

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal … systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements more »

to make it happen. 👩‍💼 QPPV Office & Alliance Manager (f/m/d) 🔍 What You'll Do: Lead global Pharmacovigilance system with finesse, ensuring compliance and efficiency. Dive deep into international agreements, safeguarding Pharmacovigilance standards. Craft and negotiate Drug Safety Agreements, driving global consistency. Seamlessly integrate new products and … companies into our system, post-acquisition. Maintain templates and standards, ensuring regulatory compliance and risk mitigation. Support inspections and audits, ensuring our standards shine under scrutiny. Champion Basic PV Training, empowering our team with essential knowledge. 🚀 What You'll Bring: Advanced degree in science or law. 5+ years … of Drug Safety experience. A solid grasp of regulatory requirements and quality management. Proficiency in English, both spoken and written. A drive for operational excellence and a customer-centric mindset. Teamwork skills that elevate us to new heights. If this role is for you please reach out to dominic.pritchard more »

models Investigation of existing methodologies and development of new methodologies to meet business requirements. Support the development of new processes to improve efficiency or regulatory compliance. Communicate model output and changes to key stakeholders and to governance committees as required. Support business partners in Actuarial or Finance with uses … other areas of the model to meet timelines in the delivery of model changes, documentation and capital solutions for Major Model Changes and other regulatory filings. Ensure logs, reports and documentation are maintained and available for use/review by both internal and external parties. Support the coordination of more »

and reporting requirements. Integrating machine learning models seamlessly into data pipelines to facilitate predictive and prescriptive analytics. Ensuring adherence to data security protocols and regulatory compliance standards, maintaining the highest levels of database integrity and operational excellence. This position is available at either our London or locations around more »

Compliance Officer-6 month FTC Are you passionate about ensuring regulatory compliance within the banking sector? Do you thrive in a dynamic environment where your expertise is valued and your contributions make a real difference? If so, Oxbow Resourcing are on the lookout for a motivated Compliance … our client who are a challenger bank on a 6-month Fixed-Term Contract (FTC) and play a crucial role in ensuring adherence to regulatory standards. Established in 2007, this is not your average bank – they are a challenger bank operating under Shariah principles. With offices in London, Milton … and Wilmslow, they offer a range of personal and corporate savings products, along with financing for UK residential properties. If you're enthusiastic about compliance, thrive in a collaborative environment, and want to be part of a forward-thinking bank, then keep reading! The role As Compliance Officer more »

SSL decryption, and intrusion prevention systems (IPS). Network Security Architecture: Design and architect network security solutions that align with industry best practices and regulatory compliance requirements. Collaborate with other teams to integrate security controls seamlessly into the network infrastructure. Incident Response and Threat Mitigation: Monitor network traffic … security alerts, perform root cause analysis, and implement corrective actions to mitigate threats. Security Policy Management: Develop and enforce network security policies to ensure compliance with internal security standards and regulatory mandates. Regularly review and update firewall rules, access control lists (ACLs), and security policies to maintain an more »

performs complex ǪA activities involving evaluating and reviewing processes to ensure manufacturing, testing and clinical trials activities comply with GMP, GCP, HTA and other regulatory requirements relating to manufacture and clinical trials for cellular therapies and AT(I)MPs including. • Identifies and communicates significant quality related matters or risks … that could have major impact on product quality, product release or regulatory compliance that affect the site. • Manage and monitor the following elements of the PǪS relating to manufacture of cellular therapies including. o document control system o quality risk management o training system o qualification & validation o … including SOP’s, qualification/validation reports and batch records prior to ǪP review) to ensure good documentation, data integrity, essential GxP, quality and regulatory requirements are met. • Expert knowledge of GMP relating to sterile production, cleanrooms, aseptic technique, and hygienic requirements for sterile products • Extensive knowledge of regulatory more »

Position: Head of Compliance - Trade Finance House Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play a pivotal role in ensuring that … our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the compliance function within a … dynamic and fast-paced environment. Key Responsibilities: Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and implement controls to mitigate identified more »

looking for an IT Infrastructure & Systems Engineer who will manage and support the Groups IT infrastructure and systems, ensuring adherence with both market and regulatory compliance. You will be required to be involved in project management, albeit as a technical lead for business project or project management for IT … upgrades, patching, change and new. Provide IT technical resource to Business IT projects to ensure adherence to IT standards in terms of security, strategies, compliance and policies. Review and analyse the effectiveness and efficiency of existing systems and develop strategies accordingly. Provide 3rd line support to the service desk more »

developing and enhancing coverage and testing capabilities so that we can continue to meet and exceed client and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank … challenges that will be faced by industry participants in handling evolving requirements. Ability to bridge across technology and business facing teams to translate complex regulatory texts into actionable system functionalities (e.g the development of testing rules). Use your detailed knowledge of Transaction reporting to forge internal partnerships at … Technology-, Client Relationship- and Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for external more »

security operations technology roadmaps in conjunction with the wider Cybersecurity strategy. Propose changes to existing policies, procedures and configurations to ensure operating efficiency and regulatory compliance. Contribute to the security strategy, ensuring that technical and structural considerations regarding design, build and run components are considered. Aid the Head of … security trends and practices, and laws and regulations. Ensure audit trails, system logs and other monitoring data sources are reviewed periodically and are in compliance with policies and audit requirements. Contribute to the development of a Cybersecurity Operations Resource and Capacity planner managed through BDO's Azure DevOps environment. more »

actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »

Here at Compliance Group Electrical Ltd , were seeking a PAT Operativeto join our team based in South London. Youll be responsible for electrical testing and inspection of portable appliances for a myriad of clients and although your technical expertise is needed you must also be able to offer an … align perfectly? Don't hesitate to apply regardless; we value candidates with diverse skill sets and will carefully consider all applicants. Introducing our organisation: Compliance Group Electrical Ltd is proud to be part of Compliance Group, a leading organisation widely recognised for its commitment to providing unparalleled safety … and regulatory compliance services. With specialised divisions focusing on electrical, fire, and water services, we excel as an integrated provider. Trusted as compliance partners, we collaborate with clients in sectors such as Education, Health, Care Homes, Public Sector, Local Authority, Industry, Pharmaceutical, Hospitality, Leisure, Food & Beverage, Retail more »

Management for both FM and Scientific Assets across all UK sites. Engage in cross departmental projects. Support QA in internal/Sponsor Audits. Maintain regulatory compliance at all times Support to Smart Management Team to ensure all activities are completed. PERSON SPECIFICATION: Experience (essential) Good PC skills Experience more »

minimum of 10 years relevant experience. Principle Duties & Accountabilities Inspection of all project tender documentation to identify risk, establish deliverables and to ensure bid compliance and construction compliance Carry out site visits and inspections as required The preparation of any necessary scope documents for surveys, investigations and preconstruction … regulatory compliance trackers Preparation of Tender design briefs for designers & subcontractors/suppliers Obtaining and budgetary management of tender design fee proposals and preparation of detailed design fee estimates Preparation of tender submissions, including document formulation and collation Tender design planning & programming Develop innovative design solutions to meet … design and the management of any required RFIs Review of designs on behalf of BCL, including interrogating drawings and other technical documentation to ensure compliance Leading the evaluation of value added options and participation in value engineering meetings at bid and construction stage Liaison with project tender staff to more »

for businesses across various sectors. Their expertise lies in seamlessly integrating third-party IAM and PAM solutions into complex IT environments, ensuring enhanced security, compliance, and operational efficiency for their clients. Job Description: As a IAM/PAM Security Consultant you will play a crucial role in delivering bespoke … Directory, LDAP), SSO technologies, and federation protocols (SAML, OAuth, OIDC). Strong understanding of related technological approaches (e.g. Zero Trust, Least Privilege, ) Familiarity with regulatory compliance and industry standards related to identity and access management. Exceptional analytical and problem-solving skills, with the ability to translate complex requirements more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London … Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or more »