Regulatory Compliance Jobs in London

101 to 125 of 156 Regulatory Compliance Jobs in London

Head of Technology Governance (IT SOX/ Sarbanes Oxley/ SOX 404 Controls)

London Area, United Kingdom
Harrington Starr
a senior level Head of IT Governance to work for a global FS organisation. This role will play a key role in driving all regulatory compliance providing SME services to the business. The role reports in to the CTO, and requires senior level stakeholder management across the business … and with external regulatory bodies and third-party suppliers. The key focus of the role is taking an ownership of the SOX implementation, but will also include elements of business resilience, service management and strategic planning with SMEs in these areas reporting in to this person. Key deliverables will more »
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UK Enterprise & Op Risk Manager

London, England, United Kingdom
PayPal
lives. Job Description Summary: PayPal is seeking a dynamic, innovative, and driven Enterprise & Op Risk Manager to join our high-performing UK Risk and Compliance team. The role will manage the 2nd line oversight and advisory on all non-financial risk, financial risk, and broader enterprise risk management matters … for the business in the UK including the risk appetite, KRI, annual risk assessments etc. Engage with the first line of defence Risk and Compliance teams to ensure that risks are properly identified, assessed, managed, and controlled within the Bank’s Risk Appetite. Provide expertise/input on enterprise … wide risk management in the context of risk frameworks, governance, management and measurement, stress testing, strategy, and regulatory expectations. As the Risk SME collaborate with the PayPal globally, on designing the UK specific framework. Provide the second line advisory and oversight on regulatory compliance to the Safeguarding more »
Employment Type: Technology
Posted:

Senior Legal Counsel - Renewable Energy

London Area, United Kingdom
Hunter Philips Executive Search
Europe. Negotiating and reviewing contracts with lenders. Assisting in the drafting and review of agreements, tenders, and other commercial documents. Offering legal counsel on regulatory compliance, licensing, and the development of new projects. Updating existing contract templates and contributing to the creation of new templates. Reviewing corporate documents … monitoring relationships, tracking litigation cases, and ensuring compliance with company policies and regulations. Overseeing litigation cases and assessing risks involving suppliers, stakeholders, and business partners. Supporting Operations & Services with commercial agreements. Addressing compliance issues across projects. Providing support to the Health, Safety, and Environment (HSE) Manager. The Person more »
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KYC/AML Remediation Officer

Greater London, England, United Kingdom
CMC Markets
on a 3 month fixed term contract. You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation. Excellent communication skills are essential, as you will be required to provide verbal and … This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives. ***This role is based onsite at our London Liverpool Street office 5 days per week*** ROLE AND RESPONSIBILITIES Assist in reducing financial crime … and supporting the business to ensure the existence of a strong risk culture with robust supporting systems and controls. Keep up to date with regulatory requirements around Anti Money Laundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions. more »
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DevOps Engineer

London Area, United Kingdom
Explore Group
machines, containers, storage, networking, and databases. - Collaborating with development teams to optimize application performance and scalability in Azure environments. - Implementing security best practices and compliance standards to ensure data protection and regulatory compliance within Azure deployments. - Monitoring and optimize Azure resource utilization, performance, and cost efficiency. - Troubleshooting more »
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Security Engineer

Greater London, England, United Kingdom
Hybrid / WFH Options
Franklin Fitch
not limited to application vulnerability and infrastructure vulnerability assessments. o Manage prioritisation of vulnerabilities through a risk-based approach, to meet patch management policies, regulatory compliance, and audit findings. o Management and configuration of vulnerability management tools (Microsoft Azure and Qualys) o Support the InfoSec function in proactively more »
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Director

London Area, United Kingdom
Optima Partners
/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a standard that the client is able to adopt Identifying, driving and leading the development of new content when necessary for clients … Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to person for additional support and guidance on regulation/client queries Ownership of any reportees; inclusive of personal development more »
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Head of ESG (Environmental, Social and Governance) Infrastructure Investment

London Area, United Kingdom
Vita
decision-making, and asset management practices. ESG Risk Management: Identify, assess, and mitigate ESG-related risks across infrastructure investments, including climate change, social impact, regulatory compliance, and reputational risks. Stakeholder Engagement: Engage with investors, regulators, industry stakeholders, and community representatives to enhance transparency, disclosure, and accountability regarding ESG … communicate our ESG performance to internal and external stakeholders, including investors, regulators, and industry bodies. Stay Abreast of ESG Trends: Monitor global ESG trends, regulatory developments, and industry initiatives relevant to infrastructure investments, and incorporate emerging best practices into our ESG strategy and processes. Qualifications: Bachelor's degree in … sustainable investing, or related fields, with a focus on infrastructure or asset management. Strong understanding of ESG frameworks, standards (e.g., GRI, SASB, TCFD), and regulatory requirements applicable to infrastructure investments. Proven track record of successfully integrating ESG considerations into investment decision-making processes and portfolio management practices. Excellent communication more »
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Operational Resilience Manager

London, England, United Kingdom
BGC Group
closely with BCP, IT and other functions to align disaster recovery to the broader operational resilience frameworks; Stay abreast of industry best practices and regulatory requirements to address and percolate evolving risks via the risk/resilience committees as applicable; Operational Risk: - Assist in rolling out the Operational Risk … institution. Strong management and communication skills. A suitable understanding of the capital markets business. Understanding of other operational risks including IT security, BCP and regulatory compliance risks. Personal attributes: Credibility at Management level Excellent communication skills with the ability to build effective relationships with key stakeholders within a more »
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Buy-Side Sales, Director

London, United Kingdom
S&P Global
the Role:The Sales Associate Director will be a member of the high growth sales team, which is responsible for delivering and maintaining the Regulatory Compliance products and managed services. You will be working with both new and existing clients across UK and Europe, mainly financial services organizations … revenue targetsPreferred Qualifications:Bachelor’s Degree in business, finance, or related subjectsExperience selling into the financial services segment, focusing on Operations, KYC, Onboarding, Tax, Compliance and Technology departments.Background in selling solutions.About S&P Global Market IntelligenceAt S&P Global Market Intelligence, a division of S&P Global we understand more »
Salary: £ 70 K
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Microsoft Data Security Consutlant

London Area, United Kingdom
InfraView - Specialist Cloud & IT Infrastructure Technology Recruitment
expert for the Microsoft Purview suite of services; specifically, Insider Risk Management, Information Protection and Data Loss Prevention. Lead and deliver data security and regulatory compliance focused consultancy engagements. Proven experience curating technical and architectural documentation such as Designs, Operating Models and Solution Specifications. Support pre-sales activities more »
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Data Governance Lead

City of London, London
BCT Resourcing
Governance Lead to join their Data department. The successful candidate will be responsible for overseeing and implementing data governance policies and procedures to ensure regulatory compliance and accurate reporting. Key Skills: * MUST have insurance experience, ideally London Market. * Data Governance expertise - implementing governance policies & procedures in a regulated more »
Employment Type: Permanent
Salary: £90,000 - £110,000
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Data Governance Lead

London, United Kingdom
BCT Resourcing
Governance Lead to join their Data department. The successful candidate will be responsible for overseeing and implementing data governance policies and procedures to ensure regulatory compliance and accurate reporting.Key Skills: * MUST have insurance experience, ideally London Market. * Data Governance expertise - implementing governance policies & procedures in a regulated environment. more »
Salary: £ 100 K
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Senior SAP FICO consultant (contract)

London, United Kingdom
IO Associates
a S/4HANA migration are looking for a senior SAP FICO consultant to join the internal team to help enhance financial operations and regulatory compliance and reporting. Experience in the banking sector is essential as you will be expected to have expertise in the banking sub-modules more »
Employment Type: Contract
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Quantitative Strategist

Greater London, England, United Kingdom
Hybrid / WFH Options
Albert Bow
focusing on options Conduct quantitative research and strategy development Support trading desk with analytics across business lines Contribute to pricing framework, model validation, and regulatory compliance Candidate Profile: Proficiency in numerical methods including Monte-Carlo and Stochastic Calculus Extensive knowledge of derivative products, especially options Strong programming skills more »
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Senior DevOps Engineer

London Area, United Kingdom
Hybrid / WFH Options
83zero
advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »
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Senior DevOps Engineer - London

London, Fleet Street, United Kingdom
Hybrid / WFH Options
83zero Ltd
advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »
Employment Type: Permanent
Salary: £70000 - £75000/annum 10% Bonus, Pension 6% , PH
Posted:

Head Of Legal Services, Tech

London, England, United Kingdom
Jam Management Consultancy
The Head of Legal provides comprehensive and professional advice across all our clients legal, commercial and regulatory compliance matters. They lead commercial contract negotiation and as part of this responsibility they ensure proper administration and accuracy of all contracts. They provide a bridge between the legal team and more »
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Group Accountant - Hybrid

East London, London, United Kingdom
Hybrid / WFH Options
Wilmington
and compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. As a Group Accountant more »
Employment Type: Permanent, Work From Home
Salary: £40,000
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Review Manager - Market Oversight & Delivery / Underwriting

City of London, London, United Kingdom
Lloyd's
problems. NO AGENCIES PLEASE JOB REF: AWDO-P12110 This job is being advertised by AWD online on behalf of Lloyds Review Manager Jobs | Insurance Regulatory Compliance | Risk Management | Underwriting | Underwriter | Regulation | Internal Audit | Underwriting Governance more »
Employment Type: Permanent
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Senior Management Information Analyst

London Area, United Kingdom
Qurated Network
actionable insights. Lead development and enhancement of MI reports and dashboards. Address data deficiencies and improve analytical capabilities. Develop reports for business performance and regulatory compliance. This is a contract position, outside IR35. Please apply below more »
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Finance Consultant (Microsoft Dynamics 365)

City of London, London, United Kingdom
Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
Employment Type: Permanent, Work From Home
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ERP Consultant (Microsoft Dynamics 365)

City of London, London, United Kingdom
Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
Employment Type: Permanent, Work From Home
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KDB Developer

Greater London, England, United Kingdom
Hybrid / WFH Options
First Derivative
sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »
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Associate Director - Quality Assurance

London Area, United Kingdom
Northreach
performs complex ǪA activities involving evaluating and reviewing processes to ensure manufacturing, testing and clinical trials activities comply with GMP, GCP, HTA and other regulatory requirements relating to manufacture and clinical trials for cellular therapies and AT(I)MPs including. • Identifies and communicates significant quality related matters or risks … that could have major impact on product quality, product release or regulatory compliance that affect the site. • Manage and monitor the following elements of the PǪS relating to manufacture of cellular therapies including. o document control system o quality risk management o training system o qualification & validation o … including SOP’s, qualification/validation reports and batch records prior to ǪP review) to ensure good documentation, data integrity, essential GxP, quality and regulatory requirements are met. • Expert knowledge of GMP relating to sterile production, cleanrooms, aseptic technique, and hygienic requirements for sterile products • Extensive knowledge of regulatory more »
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Regulatory Compliance
London
10th Percentile
£47,286
25th Percentile
£62,500
Median
£73,750
75th Percentile
£103,125
90th Percentile
£123,250