51 to 75 of 154 Regulatory Compliance Jobs in London

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update … policies To implement any findings of internal and external auditors and to incorporate any necessary updates to procedures; To assist in the resolution of compliance problems following appropriate internal processes; To oversee initial customer due diligence based on bank systems of record To ensure customer files are up-to more »

scenarios, and sensitivity analyses to assess potential impacts on the trading desk and overall financial stability. Development and maintenance of the VaR model. 5. Regulatory Compliance: Stay abreast of regulatory requirements and industry best practices related to market risk management, ensuring compliance with relevant regulations and … and develop a team of risk professionals. - Excellent analytical skills, with proficiency in quantitative analysis, statistical modelling, and risk assessment techniques. - Solid understanding of regulatory requirements related to market risk management (e.g., Basel III, FRTB). - Advanced proficiency in programming languages such as Python. - Exceptional communication skills, with the more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … emerging markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure … that the Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for more »

of users globally, including the world's largest freight forwarders. We are dedicated to delivering efficiency, transparency, and confidence through our Governance, Risk, and Compliance (GRC) framework. The Opportunity: We are in search of an experienced Governance, Risk, and Compliance (GRC) Consultant to join our dynamic team. As … security questionnaires. Qualifications and Desired Experience: 3-5 years of hands-on experience in GRC, with a focus on acquisition integration. Strong knowledge of regulatory compliance requirements, risk management frameworks, and industry best practices. Familiarity with ISO 27001, NIST, SOC industry frameworks and standards, GDPR, and privacy frameworks. more »

Job Family:Risk & Regulatory Compliance ConsultingTravel Required:Up to 10%Clearance Required:NoneWhat You Will Do:As a Managing Consultant - FFI, you will play a pivotal role in guiding and leading our clients towards effective solutions in combating financial crime and fraud. You will leverage your expertise and … experience to enhance organisations' anti-financial crime systems and controls while ensuring compliance with UK and European regulatory standards. Your responsibilities will extend beyond assessments and investigations to strategic planning, project management and client engagement.What You Will Need:Lead and deliver high-quality client engagements to assess and … to fulfil project requirements.What Would Be Nice To Have:A minimum of 6+ years of relevant work experience in financial crime prevention, consulting, or regulatory roles.Bachelor's degree or completed apprenticeship program at a relevant institution (e.g., regulator, consulting firm, accounting firm).Strong passion for combating financial crime and more »

responsible to monitor trends, identify areas of improvement and collaborate with observational study stakeholders to continually improve processes for observational study conduct, quality, and compliance within the CDS-RWE function.This is a complex role and requires collaboration with observational research stakeholders within RWE and with other functions like Clinical … Operations, Medical Affairs, GHEOR and Biomarker Sciences.. The successful candidate has experience in drug-development process, clinical study lifecycle, regulatory compliance, and the uses of real world evidence in clinical development and safety endeavours. They have demonstrated attention to detail, program and project management expertise, and the ability … readiness for observational studies within the RWE function:Accountable for ensuring that all studies led by the RWE function are audit ready and in compliance with local and national regulations and with Gilead procedural documentEnsures study documentation are in compliance with all applicable regulatory requirements, industry standards more »

and assess their potential impact on business operations. Evaluate new tools and methodologies to drive innovation and competitive advantage in the retail space. Ensure Compliance and Security : Establish and enforce security protocols, regulatory compliance standards, and data privacy policies to protect sensitive retail information and ensure compliance more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial … manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the … monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory compliance activities, such as updating policies and procedures. Proven experience in team management. Strong more »

ensuring timely resolution and minimal impact on operations.• spearhead change management initiatives, aligning MEPF systems and processes with evolving business requirements in line with regulatory needs.• monitor and manage capacity across operational, environmental, and financial dimensions, providing regular and insightful reporting to stakeholders.• maintain accurate and comprehensive records of … MEPF systems and operations, ensuring regulatory compliance and operational readiness.• develop and deliver training on engineering processes, tools, and applications to enhance team capabilities and performance.Key Behavioral and Skills Competencies:• strong leadership skills with the ability to manage multidisciplinary teams and service providers with confidence and clarity.• exceptional more »

developing and enhancing coverage and testing capabilities so that we can continue to meet and exceed client and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank … challenges that will be faced by industry participants in handling evolving requirements. Ability to bridge across technology and business facing teams to translate complex regulatory texts into actionable system functionalities (e.g the development of testing rules). Use your detailed knowledge of Transaction reporting to forge internal partnerships at … Technology-, Client Relationship- and Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for external more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions … to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery of the privacy aspects of the Regulatory Compliance Management program. Skills/Experience Required Demonstrable privacy background more »

time. This role assesses site hazards, conducts incident investigations, implements business unit standards. The EHS Specialist is accountable for implementation and execution of site compliance, risk analysis, continuous improvement and managing incident investigation and corrective action. Responsibilities: Provide environmental and safety technical guidance on new and existing process including … chemical hazards, equipment safety and process changes Lead and conduct inspections to ensure regulatory compliance, perform and review risk assessments and lead incident investigations Serve as emergency response coordinator Prepare and maintain records for waste management, spill response and other applicable safety and environmental reporting requirements Ensure compliance with all applicable regulatory and company standards on all EHS matters Oversee and maintain equipment and chemical inventories, develop applicable environmental reports and submissions. Provide annual summary of incidents and other metrics as requested. Schedule annual Fire Risk Assessment, Building Risk Assessments and Health Surveillance Schedule an annual more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE REQUIRED) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

About the Role… Join our dynamic and expanding team at LEON as a Part-Time Technical Manager focusing on International Technical Compliance! We're seeking a proactive and detail-oriented individual to ensure our global operations meet the highest standards of technical compliance, with a focus on supplier … have a proven track record in successful supplier management and negotiation, be cross-culturally sensitive and be an adept problem-solver. U sing your regulatory compliance knowledge, you will maintain accuracy and organisation to ensure that information provided to customers is correct, clear, and easily accessible. If you … reliable suppliers vital to our global operations · Enforce accuracy and transparency in customer communications relating to nutrition and allergen information by supervising customer documentation compliance · Oversee the process of integrating product specifications into client data systems · Standardise procedures for operations in international restaurants by developing and implementing a set more »

team of c. 10+ globally and will look after a broad range of work, including: Drafting and implementing internal policies and procedures Legal and Compliance training Advising on IP, Technology, Data Protection, Regulatory Compliance, Employment etc Responsibility for regulatory advise Advising on any legal Issues that … Qualified solicitor (10-15 years pqe) Experience of both Private Practice and ia MUST A strong Corporate background is vital with experience dealing with regulatory and securities related matters. Significant experience drafting and negotiating client-facing commercial contracts. Strong leadership experience managing a global team. Strong interpersonal skills with more »

the achievement of circular economy across the value chain, and to help suppliers build capacity, knowledge and skills for lasting impact and to meet regulatory requirements such as for Digital Product Passports and Supply Chain Due Diligence.Working closely with clients to help them support suppliers to meet their sustainability … standards and compliance requirements across key ESG subject areas.Developing and maintain strong relationships with clients and support them to build positive partnerships around the subject with their suppliers, ensuring that they understand the client's requirements and expectations.Supporting to clients in the development and implementation of the circular strategy … practices relating to circular economy action planning across the value chain, how clients are achieving success with supplier engagement activities to achieve decarbonisation, and regulatory developments across the subject matter.Developing the technical knowledge and capability of our junior team members working across sustainable supply chain transformation programmes.Connect to your more »

enhancing quality assurance operations at our manufacturing site. Reporting to the Site Leadership Team (SLT), you will lead a team of QA professionals, ensuring compliance with regulatory standards and fostering a culture of continuous improvement. Key Responsibilities: Manage all site-related QA operations in accordance with Quality Agreements … an eQMS where applicable. Define and develop new quality processes, policies, and data management systems. Establish and monitor quality standards and metrics to ensure compliance and effectiveness. Utilize quality metrics to mitigate risks, enhance compliance, and improve business processes. Identify and communicate significant quality-related matters or risks … affecting product quality and regulatory compliance. Oversee complex QA activities related to manufacturing, testing, and clinical trials, ensuring compliance with regulatory requirements. Manage elements of the PQS pertaining to cellular therapies manufacture, including document control, risk management, training, and audits. Develop, review, and approve Quality and GxP more »

About Zeidler Group Zeidler Group is a technology driven law firm revolutionizing legal and regulatory compliance services for the asset management industry. From innovative digital solutions for legal and compliance challenges to providing research based high quality legal advice. We build collaborative, strategic and meaningful partnerships with … registration of funds. Preparing country supplements and any additional documentation required for fund registrations. Filing of updated fund documents with regulators and ensuring all regulatory deadlines are met. Onboarding new clients Maintaining internal database and trackers Assist with IT projects, in particular manage the relevant parts of the firm … firm’s online fund registration and governance tool (Zeidler Swift); Create reports for our clients and their dedicated committees. Assist clients with audit or regulatory reviews when the information shared is extracted from the Zeidler platform. Liaise and communicate with various stakeholders including our internationally based clients, our translation more »

the Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … information security incident management Responsibility for security assessments and assurance activities (e.g. penetration testing) and when to use them. Oversee and management of security compliance management and reporting in relation to any relevant regulatory or legal requirements Operational responsibility of management of third parties Responsibility for managing change more »

the Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … information security incident management Responsibility for security assessments and assurance activities (e.g. penetration testing) and when to use them. Oversee and management of security compliance management and reporting in relation to any relevant regulatory or legal requirements Operational responsibility of management of third parties Responsibility for managing change more »

define technology requirements and deliver solutions that meet the needs of our clients and business stakeholders. Stay abreast of industry trends, emerging technologies, and regulatory developments in asset management and financial services, leveraging insights to inform technology strategy and drive business growth. Ensure compliance with industry regulations and … big data technologies. Excellent communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization. Experience with regulatory compliance (e.g., SEC, FINRA, GDPR) and security best practices in the financial services industry. Proven track record of successfully delivering complex technology projects more »

SSL decryption, and intrusion prevention systems (IPS). Network Security Architecture: Design and architect network security solutions that align with industry best practices and regulatory compliance requirements. Collaborate with other teams to integrate security controls seamlessly into the network infrastructure. Incident Response and Threat Mitigation: Monitor network traffic … security alerts, perform root cause analysis, and implement corrective actions to mitigate threats. Security Policy Management: Develop and enforce network security policies to ensure compliance with internal security standards and regulatory mandates. Regularly review and update firewall rules, access control lists (ACLs), and security policies to maintain an more »

e.g., CloudWatch, Stackdriver, ELK Stack). Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC). Collaborate with IT security teams to conduct regular security assessments, vulnerability scans, and penetration tests of cloud … subnets, routing, load balancing, and security groups in cloud environments. Knowledge of cloud security best practices, identity and access management (IAM), encryption mechanisms, and regulatory compliance requirements in financial services (e.g., SEC, GDPR). Excellent analytical, problem-solving, and troubleshooting skills, with a keen attention to detail and more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with with … a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … that combines lateral thinking with sector expertise across Financial Services operating in Dublin, London and New York. Coopman’s expertise spans across front office, compliance, risk, accounting and finance - delivering solutions on a retained, contingent and interim basis. As a Certified B Corporation™, we take a different approach to more »