4 Permanent Regulatory Compliance Jobs in Somerset

Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Advisory Manager. Responsibilities: Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. Maintain Regulatory development log and provide business impact assessments and … regulatory updates in a timely manner. Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration. Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks. Develop and implement compliance training programs to educate employees on relevant laws, regulations, and internal policies. Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements. Collaborate with internal stakeholders, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance. Investigate and respond more »

Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and … the wider EU. Ensuring that the business meets and adheres to all regulatory requirements, including but not limited to consumer rights and data protection, impacting the UK & EU. The function is managed by an experienced team working with a phenomenally positive culture. Key Accountabilities/Responsibilities: abreast of relevant … regulations and industry standards, applicable to the retail environment. scanning for future changes in regulations and assess any emerging risk. commercially sound risk based regulatory compliance support and advice to internal stakeholders, relating to (including but not limited to): the Green Claims Directive; Consumer Protection Laws and Regulations more »

the project, the candidate must hold a live SC security clearance. Responsibilities: Cyber Security Management Systems (CSMS) aligned with ISA 62443-2-1 standard. compliance with regulatory standards such as NIS Regulations and industry guidelines. security assessments and gap analysis to enhance clients' security posture. and implement OT … Security Policies, Procedures, and Guidelines. risk assessments and support clients in creating OT Security Charters and Target Operating Models. as the SME for regulatory compliance and liaise with UK competent authorities. and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. Experience in … critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

employment checks and NSV cases to ensure a Right First Time (RFT) approach; Conduct Quality Management Checks and Assurance of PEC's to ensure regulatory compliance; Authorisation Decisions for PECs Initiate and progress National Security Vetting (NSVs) applications cases. Deliver a Security Screening Provider (SSP) role for minor more »