1 to 25 of 40 Permanent Regulatory Compliance Jobs in the South East

Compliance Officer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the … Bank’s operational environment. This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank’s second line of defence (2LOD). … Key responsibilities Compliance Framework/Strategy: • Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. • Collation and validation more »

to improve quality and increase efficiencies Analyse and interpret data in order to lead functional process improvement initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Lead and effectively manage constructive crucial interactions with clients or regulatory agencies Lead functional process improvement … initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Interpret applicable quality regulations/standards and create appropriate policies and procedures Ensure Regulatory Compliance and Quality Assurance (RC&QA) management responsibilities, as indicated in applicable controlled documents, are followed Perform other … duties, as assigned by management Minimum Required: 8 years in regulatory environment (experience in GXP roles) Experience & regulatory expertise of industry quality systems/standards Ability to interpret applicable regulations/standards Experience in leading process improvement initiatives Ability to communicate and negotiate internal stakeholders effectively Recommended Education more »

out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … of the company's equipment and assets. Ensure proper maintenance and tracking of all equipment and assets. Provide technical support to ensure products meet regulatory compliance requirements. Assist in the preparation and submission of compliance documentation. Collaborate with the engineering team to generate accurate and comprehensive test more »

Company description: Rina Job description: Job Overview RINA is a global leader in providing compliance solutions in the Energy Business Unit. Our team specialises in guiding manufacturers through the complex landscape of regulatory requirements, primarily focusing on substance requirements in hardware, including RoHS, REACH, POPs, and more. With … quality and technical excellence, we support clients in meeting all legal obligations when bringing products to market. Responsibilities Individual Technical Project Delivery: Provide expert regulatory and strategic advice to clients. Conduct technical documentation analysis and drafting. Assess products for compliance with legislation and standards. Develop and maintain technical … conferences and networking events. Promote our services through appropriate channels. Requirements Essential: Degree in a relevant scientific discipline or equivalent experience. Strong understanding of regulatory requirements such as REACH, RoHS, etc. Excellent communication skills in English, both written and verbal. Desirable: Knowledge of manufacturing techniques and materials. Familiarity with more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Risk and Compliance Lawyer Guildford/Surrey 3 days working from home Exciting opportunity for an experienced Compliance Lawyer/professional to take on a new Risk & Compliance role for this very well established and forward-thinking private practice law firm. You will currently work in a … Compliance role, and ideally already with experience of working in a law firm environment with all the unique regulatory and compliance requirements and challenges. In this role you will be a key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense a 360o role where you will enjoy being the primary point of contact on more »

trends, developments, and best practices in ERP systems and related technologies. Willingness to pursue relevant certifications and training programs to enhance skills and knowledge. Regulatory Compliance and Security: Knowledge of regulatory requirements and compliance standards relevant to the organisation's industry, ensuring ERP system configurations adhere more »

Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a … professional to ensure the company operates within legal and ethical boundaries. Your new role As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and … implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. Collaborate with legal, risk management, and business units. Prepare reports for senior management and more »

Job DescriptionJob Title: Security Compliance AnalystLocation: LondonSalary: Up to £70k DOEWe are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest regulatory standards are met while delivering exceptional client service.In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal systems meet … stringent security control standards.Key Responsibilities:Conduct access certification audits and identify non-compliant permissions.Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation.Generate actionable metrics for leadership review.Maintain internal team documentation.Address employee inquiries and issues promptly and effectively.Requirements:Bachelor's degree preferred.Proficiency in MS Office applications more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … offers varied, interesting and challenging work within a collegiate environment, then look no further. We are keen to see applications from Conduct Risk/Compliance professionals who have a minimum of 8 years working in compliance for an insurer or insurance intermediary. This is a Business Partnering/… including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

of our IT products. Analyze product performance, gather customer feedback, and iterate on product features to continuously improve user experience and drive business growth. Regulatory Compliance: Stay informed about industry regulations and compliance requirements related to IT products. Ensure products adhere to relevant standards and regulations. Requirements more »

Job DescriptionVice President ComplianceInvestment BankingLondon – Up to £100,000Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer.Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX … markets, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements.This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will be responsible for providing timely … and accurate advice to the trading floor, and train colleagues on compliance matters.The successful candidate will have:5+ years’ regulatory compliance experience within an advisory capacity in an investment, commercial, or wholesale bankGood knowledge of Debt Capital Markets and/or private finance marketsGood knowledge of MiFID more »

to define technology requirements and deliver solutions that meet the needs of our clients and business stakeholders.Stay abreast of industry trends, emerging technologies, and regulatory developments in asset management and financial services, leveraging insights to inform technology strategy and drive business growth.Ensure compliance with industry regulations and security … Azure), and big data technologies.Excellent communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization.Experience with regulatory compliance (e.g., SEC, FINRA, GDPR) and security best practices in the financial services industry.Proven track record of successfully delivering complex technology projects on more »

degree in business administration, Economics, Finance, or related fields required Experience in Digital Transformation, Financial Modeling, Leadership, Legal Compliances, Mergers and Acquisitions (M&A), Regulatory Compliance, Risk Management, Strategic Advisory, Strategic Analysis Proven track record of successfully driving strategic initiatives and achieving business outcomes Substantial experience in a more »

CIMP) Certified Identity and Access Manager (CIAM) Certified Identity and Security Technologist (CIST) NIST experience a plus Familiarity with risk management and understanding of regulatory compliance frameworks (e.g., ISO/SOC/NIST) Salary dependent on experience Bonus: 15% | Holiday: 25 days | Pension: Employer 9% contribution; private medical more »

avoid a recurrence of known data quality issues and are based on good commercial acumen. Collaboration with Privacy, Legal and Procurement colleagues to ensure regulatory compliance (GDPR, PRA, FCA), conduct, risk and audit requirements of all data quality activities. Strong understanding of data quality management best practice with more »

Morgan Hunt are currently working with a UK Regulatory Body in their search for a permanent Pensions Payroll Specialist to act as the Regulatory Compliance subject matter expert and advise on all payroll related queries. You will be responsible for conducting Large Employer and Sector deep dives … to ensure pension contributions are calculated accurately and efficiently. You will support the Compliance and Enforcement directorate from a payroll perspective on all case work, as required, attending the more complex inspections. You will also monitor developments and provide close compliance oversight of all payroll middleware and software … Brighton Office 6 days per month) Annual Salary: £48,000 - £55,000 Job Type: Permanent Hours: Full-Time Key Responsibilities Support Automatic Enrolment (AE) Compliance and Enforcement (C&E) from a payroll perspective on all case work, as required, attending the more complex inspections Provide effective and specialist support more »

latest trends and developments in the industryProducing electronic documentation in addition to hard copy manualsLead by exampleLead the technical documentation and requirements to achieve regulatory complianceCollaborate with product teamsCollaborating with engineers, developers and other technical specialists to ensure that they understand the subjectElevate product at the BankProactively and independently more »

or software testing roles within the biopharmaceutical, pharmaceutical, or healthcare IT industry Profound understanding of software development lifecycle (SDLC) methodologies, quality assurance principles, and regulatory standards applicable to the biopharmaceutical sector. Proven expertise in both manual and automated testing techniques, tools, and frameworks, with hands-on experience in test … leadership, communication, and stakeholder management skills, with the ability to influence and collaborate effectively across functional teams. Experience with software validation, risk management, and regulatory compliance in a regulated environment. more »

a daily basis Responsibilities of the KYC Analyst: checks on Fiserv overnight screening to thoroughly research matches against sanctions lists and criminal lists, ensuring compliance with the companies AML manual and JMLSG requirements. due diligence on overseas outgoing and incoming payments, assigning appropriate risk ratings. documentation for high-risk … Player: Willingness to provide support and guidance to team members and collaborate across departments. If you are passionate about combating financial crimes and ensuring regulatory compliance, we encourage you to apply for the KYC Analyst attaching your CV for this challenging and rewarding position. more »

mix of: Service delivery or operations management experience Budget management experience Supplier contract management skills IT asset management skills Knowledge of software licenses and regulatory compliance Excellent analytical and problem-solving skills Excellent verbal and written communication skills Strong interpersonal skills, including the ability to work collaboratively across more »

documentation. Strong communication, leadership, and stakeholder management abilities. Preferred Qualifications: Experience developing and delivering strategies in cyber threat defence and vulnerability management. Awareness of regulatory compliance requirements such as GDPR. Familiarity with threat intelligence sources and their application in practical contexts. more »

CIMP) Certified Identity and Access Manager (CIAM) Certified Identity and Security Technologist (CIST) NIST experience a plus Familiarity with risk management and understanding of regulatory compliance frameworks (e.g., ISO/SOC/NIST) Salary dependent on experience Bonus: 15% | Holiday: 25 days | Pension: Employer 9% contribution; private medical more »