76 to 100 of 311 Regulatory Compliance Jobs in the UK

policies, standards, and best practices to ensure the accuracy, consistency, security, and privacy of data across the organization. Develop data quality metrics and monitor compliance with regulatory requirements. Data Architecture: Define and maintain the organization's data architecture, including data models, schemas, and taxonomies. Evaluate and select appropriate … a leadership role. Proven track record of developing and implementing data strategies that drive business growth and innovation. Deep understanding of data governance principles, regulatory compliance requirements, and industry best practices. Strong technical proficiency in data modeling, SQL, ETL tools, data visualization tools, and advanced analytics techniques (e.g. more »

Vice President Compliance Investment Banking London – Up to £100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the … Fixed Income and FX markets, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will … be responsible for providing timely and accurate advice to the trading floor, and train colleagues on compliance matters. The successful candidate will have: 5+ years’ regulatory compliance experience within an advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/ more »

The Manager, Global Aggregate Reports Quality and Compliance is an integral member of the Global Aggregate Report office and PV Writing Organization. The position holder responsibility includes the entire CSL product portfolio and development pipeline. Be one of the first applicants, read the complete overview of the role below … then send your application for consideration. Responsibilities include: - Acts as a Regulatory Intelligence Triage Manager, responsible for driving initial assessment of regulatory changes related to Safety Sciences in alignment with functional Leads (e.g., Signal detection processes, aggregate reporting processes and templates, literature surveillance) based on comprehensive review of … the GRIP process. Coordinates the Aggregate Reports Quality Review Board and overseeing Aggregate report KPIs across CSL business units. The authoring of high quality regulatory required aggregate reports including scientific analysis and presentation of safety data which is a key contribution for successful product registrations. Acts as a Regulatory more »

As the Operational Launch Project Manager, you will oversee the entire launch process, from initial planning stages to post-launch evaluations, ensuring seamless and regulatory compliance and will be responsible for the delivery of physical product to the market according to operational and desired commercial timelines. This is … specialty products, defining project timelines, milestones, and deliverables to ensure timely product launches. Collaborate effectively with numerous internal local and global functions such as regulatory affairs, Artwork teams, quality assurance and supply chain as well as external partners like CDMOs to achieve objectives and ensure adequate product availability for … launch. Ensure compliance with regulatory & GMP/GDP requirements for generic & specialty drug launches in relevant markets. Establish key performance indicators (KPIs) to track launch performance and evaluate post launch success metrics. About You: At STADA we celebrate diversity as Uniqueness. Everyone is unique and we recognise our more »

controls, authentication mechanisms, and intrusion detection. Risk Assessment: perform risk assessments to evaluate the potential impact of cybersecurity threats and develop risk mitigation strategies. Regulatory Compliance: ensure compliance with relevant automotive cybersecurity standards, such as ISO/SAE 21434 and SAE J3061. Key Requirements: Bachelor's or more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and more »

and play a pivotal role in ensuring the security and integrity of our systems and data. The ideal candidate will be responsible for leading compliance assessment and enforcement efforts, designing and implementing robust security architectures, managing threat detection and response activities, and overseeing identity and access management initiatives. Responsibilities … Conduct compliance assessments and enforce security policies and standards to ensure adherence to regulatory requirements and industry best practices. Design, implement, and maintain security architectures that protect our systems and data from cybersecurity threats and vulnerabilities. Lead threat detection and response efforts, including monitoring and analyzing security events … Security, or related field. Advanced degree or relevant certifications (e.g., CISSP, CISM, CEH) preferred. Proven experience as a Security Engineer, with a focus on compliance assessment, security architecture, threat detection and response, and identity and access management. Deep understanding of cybersecurity principles, methodologies, and technologies, with hands-on experience more »

minimum of 10 years relevant experience. Principle Duties & Accountabilities Inspection of all project tender documentation to identify risk, establish deliverables and to ensure bid compliance and construction compliance Carry out site visits and inspections as required The preparation of any necessary scope documents for surveys, investigations and preconstruction … regulatory compliance trackers Preparation of Tender design briefs for designers & subcontractors/suppliers Obtaining and budgetary management of tender design fee proposals and preparation of detailed design fee estimates Preparation of tender submissions, including document formulation and collation Tender design planning & programming Develop innovative design solutions to meet … design and the management of any required RFIs Review of designs on behalf of BCL, including interrogating drawings and other technical documentation to ensure compliance Leading the evaluation of value added options and participation in value engineering meetings at bid and construction stage Liaison with project tender staff to more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update … policies To implement any findings of internal and external auditors and to incorporate any necessary updates to procedures; To assist in the resolution of compliance problems following appropriate internal processes; To oversee initial customer due diligence based on bank systems of record To ensure customer files are up-to more »

flexible for the right candidate. This is what you will be doing: Architect, deploy, and oversee Cyber Security Management Systems (CSMS) Navigate clients through compliance with regulatory standards such as the NIS Regulations. Perform comprehensive security assessments, including health checks and gap analysis against standards Develop and implement … lead in the creation and refinement of OT Security Charters and OT Security Target Operating Models Serve as the Subject Matter Expert (SME) for regulatory compliance The experience you will bring to the team: Recognised OT Security Certifications: Possession of at least one OT security industry certification with more »

scenarios, and sensitivity analyses to assess potential impacts on the trading desk and overall financial stability. Development and maintenance of the VaR model. 5. Regulatory Compliance: Stay abreast of regulatory requirements and industry best practices related to market risk management, ensuring compliance with relevant regulations and … and develop a team of risk professionals. - Excellent analytical skills, with proficiency in quantitative analysis, statistical modelling, and risk assessment techniques. - Solid understanding of regulatory requirements related to market risk management (e.g., Basel III, FRTB). - Advanced proficiency in programming languages such as Python. - Exceptional communication skills, with the more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … emerging markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure … that the Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for more »

of users globally, including the world's largest freight forwarders. We are dedicated to delivering efficiency, transparency, and confidence through our Governance, Risk, and Compliance (GRC) framework. The Opportunity: We are in search of an experienced Governance, Risk, and Compliance (GRC) Consultant to join our dynamic team. As … security questionnaires. Qualifications and Desired Experience: 3-5 years of hands-on experience in GRC, with a focus on acquisition integration. Strong knowledge of regulatory compliance requirements, risk management frameworks, and industry best practices. Familiarity with ISO 27001, NIST, SOC industry frameworks and standards, GDPR, and privacy frameworks. more »

the design and implementation of key security controls. Deliver related communications, training, and awareness. Partnering with teams across technology and the business to ensure compliance requirements are understood. Coordinating engagements with internal and external auditors. Support third-party assessments including due diligence activity, compliance questionnaires, vendor assurance, and … RFPs. Developing and maintaining ISMS. Maintaining processes and documentation to support compliance in a manner that can be evidenced in relation to industry and regulatory drivers such as ISO27001 and SOC2 and driving appropriate improvements. Conducting assurance testing on control effectiveness and providing recommendations. Monitoring and reporting on … compliance gaps. Essential Experience Experience in Operational/Non-financial Risk, preferably in the financial service or technology space. Knowledge of security, industry, and regulatory compliance frameworks and drivers such as NIST, ISO, SOC2, GDPR. The ability to identify, analyse and propose risk mitigating actions risks in more »

looking for a Quality Systems Engineer to provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). The successful applicant will: Implement and monitor established policies and procedures to … ensure compliance with necessary regulatory bodies in the areas of: Corrective and Preventive Action (CAPA), Complaint, Post Market Surveillance and Non-conformance Report (NCR). Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the … relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part 820) and local quality standards. Provide effective solutions/advice to design and manufacturing teams on established procedures to ensure products are designed and more »

Join our dynamic team at a global leader in eyecare and embark on an enriching apprenticeship in Legal, Compliance, and Employee Relations. Gain experience navigating the complexities of legal frameworks, ensuring regulatory compliance, and fostering positive employee relationships in a vibrant and supportive environment. Role Compliance … Procedures in line with UK and Irish regulation. Monitoring business activities in line with internal Standard Operating Procedures. Involvement in commercial/Legal and compliance discussions and providing input together with Senior Legal Counsel and Compliance Manager. Live monitoring of Surgical Vision and Vision Care events to see … process from cross functional planning to implementation. Legal Remit: Review and/or drafting of agreements and templates. Drafting of company paperwork to ensure compliance with companies house. Employee relations remit: Document preparation: assisting in the preparation of various documents, such as meeting agendas, minutes, drafting policies or procedures. more »

and assess their potential impact on business operations. Evaluate new tools and methodologies to drive innovation and competitive advantage in the retail space. Ensure Compliance and Security : Establish and enforce security protocols, regulatory compliance standards, and data privacy policies to protect sensitive retail information and ensure compliance more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial … manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the … monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory compliance activities, such as updating policies and procedures. Proven experience in team management. Strong more »

client flow through the system and analyse client performance. Strategic Projects: Participate in documenting business requirements and testing new processes, systems rollouts, and UAT. Regulatory Compliance: Understanding product and regulatory environments impacts client portfolios. Adhere to group procedures and policies. Thought Leadership: Drive cross-departmental initiatives and … contribute as a thought leader. Risk Assessment: Make informed business decisions, considering risk factors and compliance with applicable laws and regulations. Qualifications : Experience: Substantial previous experience in a similar position. Business/Financial Background: Relevant experience in a business or financial environment is preferred. Project Management Skills: Demonstrated ability more »

housing and neighbourhood management service. You will be part of a team designed to better support our customers and colleagues, to help us ensure regulatory compliance and continuous improvement in the standard of customer service and housing management across the organisation. The Role: Lead and manage your team … arrears, void loss, ASB resolution, and customer satisfaction Develop and facilitate team adherence to policies and procedures that deliver value for money and ensure compliance with best practice, regulatory and statutory requirements Lead on tenancy matters, providing the Housing Team and other teams in the organisation with expert … tenures Experience of line management/leadership An ability to place the customer front and centre of service delivery while operating within legislative and regulatory requirements Knowledge of the legislative and regulatory framework underpinning the social housing sector We will support you to continue your leadership and management more »

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and … implement and embed the companywide Risk Management Framework. Responsibilities: Develop the risk and compliance function, as well as lead the company’s regulatory strategy in line with commercial strategy and product development roadmap. Act as regulatory strategic advisor to members of the Executive Board and Senior Management … expansion. Develop and embed a robust risk management framework to support sustainable growth of the business. Develop, manage and implement policies and procedures for regulatory compliance. Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance matters. Ensure all new products are developed more »