1 Compliance Analyst Jobs in Wales

focused and confident individual who is looking to be part of a fast growing financial services business. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of second line of defence compliance including thematic review work, compliance monitoring and interfacing … with the business. What youll be doing You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team. Carrying out required monitoring reviews within scheduled timescales. Producing high quality monitoring reports, suggesting remedial action where required … and tracking issues to closure. Producing monthly QA MI for the Head of Compliance to review on an on-going basis. Providing constructive feedback development points to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines. Maintaining detailed knowledge of regulatory more »