4 of 4 FINRA Jobs in England

/vendor risk assessments, particularly for vendors supporting sensitive deal-related workflows. Support regulatory and compliance efforts relevant to global financial services (e.g., FCA, FINRA, SEC, GDPR, MAS, DFS 500-series, and similar regional regulations) as they pertain to information security controls. Develop and maintain security documentation, standards, and runbooks ...

digital communications, serving highly regulated industries — principally financial services (banking, wealth management, broker-dealers) and the public sector — against requirements such as SEC, FINRA, and MiFID II. We're recognised as a Leader in Gartner's Magic Quadrant for Digital Communications Governance and Archiving Solutions, and we're extending that ...

CISSP (Associate or full), CEH, or vendor-specific certifications aligned to email or cloud security.Familiarity with compliance frameworks relevant to Mimecast’s key verticals: FINRA, HIPAA, FCA, GDPR, ISO 27001 and SOC 2.Ability to interpret API logs, review connector health and diagnose integration issues without first-level escalation.The attributes that ...

injection, model inversion, and inference attacks. Regulated Environment Navigation: Ability to translate security and compliance requirements (e.g., GDPR, EU AI Act, HIPAA, SEC/FINRA guidelines) into practical technical safeguards for high-compliance sectors. Client Advisory & Delivery: Proven capability in leading technical discussions, structuring client challenges, and communicating complex ...