4 of 4 MiFID Jobs in Belfast

a track record of using data to drive decision-making and deliver process improvements. Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K. Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review. Skills and More ❯

a track record of using data to drive decision-making and deliver process improvements. Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K. Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review. Skills and More ❯

a track record of using data to drive decision-making and deliver process improvements. Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K. Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review. Skills and More ❯

responsibilities include: Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring … and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf of the Business and other First Line functions and provide expert guidance and support to first line functions during reviews of the ASA … E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving skills Ability to see the big picture with high attention to critical More ❯