4 of 4 MiFID Jobs in the South East

implementation of frameworks/offerings experience in any of the Regulations/Act/Laws like CCPA, GDPR, AML, KYC, CDD, MiFID, BCBS, HIPPA, IFRS, etc. Personal Besides the professional qualifications of the candidates we place great importance in addition to various forms personality profile. These include: High analytical skills ...

/IT Internal Audit Strong knowledge of global regulatory and compliance frameworks , including: GDPR, SOx, ISO 27001 PRA, FCA, EBA, BaFin, OCC, FFIEC, Basel, MiFID II, NIS 2, TISAX, HIPAA Ability to translate complex technical risk into clear, board-level insight Leadership & Advisory Senior Manager–level consulting experience Track record ...

Your day-to-day activities will involve engaging with stakeholders at all levels to understand their needs, analysing intricate business processes related to ESG, MIFID 2, and SFTR disclosures, and translating these requirements into actionable plans for technology teams. You will facilitate workshops that bring together diverse perspectives, ensuring everyone ...

Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:- UK/EU Regulations: MIFID Article 26 (Transaction Reporting) EMIR Article 9 (Trade Reporting) Securities Financing Transactions Regulation (SFTR Reporting) North American Regulations: CFTC (Part 43/45) Securities Based ...