Senior Compliance Analyst
London Area, United Kingdom
Asta Capital Limited
Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Key Tasks: to a variety compliance related of queries … from managed clients (including queries relating to sanctions, complaints and conduct risk). reliable information, analysis and guidance to the Compliance team and to staff at Asta and its managed clients. This includes drafting compliance board reports and regulatory bulletins. and contribute to syndicate Product Oversight Groups. Produce more »
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