4 of 4 Permanent MiFID Jobs in the City of London

Head of Compliance, MLRO & Data Protection Officer

Hiring Organisation
Prime Personnel
Location
City of London, London, United Kingdom
Employment Type
Permanent, Work From Home
ideally SMF 17 Strong knowledge of FCA and PRA regulatory requirements, AML & Financial Crime regulations, UK GDPR and Data Protection Requirements, SMCR and MIFID II, Market Abuse Regulation and EMIR Good understanding of corporate and wholesale banking activities Excellent communication skills to liaise at all levels and with regulators ...

Senior Trader Voice and Voice Recording Engineer

Hiring Organisation
Jobleads-UK
Location
City Of London, England, United Kingdom
pressured environment. A pro-active approach to Service Management, focus on preventative to reactive support. Shift left Continuous Improvement approach. Understanding of Compliance regulations (MiFID, DODD-Frank etc.). Job Band & Level Manager/6 #LI-Hybrid #LI-MID Location UK - 135 Bishopsgate - London Connecting clients, communities and colleagues ...

Senior Trader Voice and Voice Recording Engineer

Hiring Organisation
Jobleads-UK
Location
City Of London, England, United Kingdom
multitask in a pressured environmentA pro-active approach to Service Management, focus on preventative to reactive support.Shift left Continuous Improvement approach.Understanding of Compliance regulations (MiFID, DODD-Frank etc.)Job Band & LevelManager/6#LI-Hybrid #LI-MIDNot The Perfect Fit Concerned that you may not meet the criteria precisely ...

MIFID Transaction reporting Business Analyst banking

Hiring Organisation
Huxley Associates
Location
City of London, London, United Kingdom
Employment Type
Permanent, Work From Home
Salary
£75,000
MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...