9 of 9 Permanent MiFID Jobs in the City of London

Trade Capture, Trade Lifecycle). Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. Ability to support business process More ❯

ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯

systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯

to join their financial trading division. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), front-office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev, you will More ❯

They are growing their team ready for all regulatory transactions project work due over (Apply online only) These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯

Project Manager with MiFID ?" City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks/issues - Implement appropriate communication channels at all levels i.e. Weekly Status … Challenge and track milestones and ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge proposed IT solutions. - Have effective More ❯

Regulatory Reporting Analyst/financial reporting EMIR SFTR MiFID This is a new and exclusive opportunity for a junior/associate level Regulatory Reporting Analyst/financial reporting focused on EMIR SFTR MiFID new opportunity Role details Title: Regulatory Reporting Analyst Focus on global post-trade regulatory reporting requirements, including the regimes of MIFID II, EMIR, ASIC & SFTR, EMIR SFTR … MiFID Permanent role This is a junior associate level role, we are looking for someone we can develop and grow Salary £47-67,000 base salary Location: London city and home working hybrid (3 days in office, 2 days at home) This is a superb new permanent opportunity where the manager is specifically looking for a Regulatory Reporting Analyst/… financial reporting analyst who they can grow and develop. This role focuses on EMIR Refit- MiFID II &- SFTR The Regulatory Reporting team is responsible for the regulatory reporting requirements and ensuring that all regulatory reports are submitted on a daily basis. This will include EMIR Transaction, Position, Valuation and Collateral Reporting SFTR Reporting MiFID Reporting Production of timely and accurate More ❯