practices. Training and Education: Conduct training sessions for employees on compliance-related matters. Keep staff informed about changes in regulations and guide ethical conduct. RiskAssessment: Assist in risk assessments to identify potential compliance risks. Propose mitigation strategies and monitor their implementation. Record Keeping: Maintain accurate records … related to compliance activities, including documentation of training sessions, policy updates, and risk assessments. Reporting: Prepare regular compliance reports for senior management and relevant authorities. Highlight any non-compliance issues and recommend corrective actions. Investigations: Participate in internal investigations related to compliance violations or breaches. Collaborate with legal and … and legal requirements What you'll need to succeed Degree in Business Administration, Law, or a related field. Previous experience in compliance, legal, or risk management roles. Strong understanding of relevant laws and regulations (e.g., GDPR, AML, etc.). Excellent communication and interpersonal skills. Attention to detail and analytical more »
practices. Training and Education: Conduct training sessions for employees on compliance-related matters. Keep staff informed about changes in regulations and guide ethical conduct. RiskAssessment: Assist in risk assessments to identify potential compliance risks. Propose mitigation strategies and monitor their implementation. Record Keeping: Maintain accurate records … related to compliance activities, including documentation of training sessions, policy updates, and risk assessments. Reporting: Prepare regular compliance reports for senior management and relevant authorities. Highlight any non-compliance issues and recommend corrective actions. Investigations: Participate in internal investigations related to compliance violations or breaches. Collaborate with legal and … and legal requirements What you'll need to succeed Degree in Business Administration, Law, or a related field. Previous experience in compliance, legal, or risk management roles. Strong understanding of relevant laws and regulations (e.g., GDPR, AML, etc.). Excellent communication and interpersonal skills. Attention to detail and analytical more »
Ferndown, Dorset, South West, United Kingdom Hybrid / WFH Options
Bond Williams Limited
for: In-depth understanding of Legal and Compliance Regulations, focusing on SIPP and ISA products and HMRC laws Strong leadership and critical thinking for riskassessment Exceptional problem-solving with acute attention to detail Skilled in advising, negotiating, and influencing stakeholders at all levels. Top of Form Hours more »