1 to 12 of 12 Permanent Compliance Specialist Jobs in England

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject … matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements. as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme. as the Compliance Specialist providing Asset … Servicing entity support for all Compliance matters. a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector … offering a range of services and advanced technology solutions. What we're looking for: In-depth understanding of Legal and Compliance Regulations, focusing on SIPP and ISA products and HMRC laws Strong leadership and critical thinking for risk assessment Exceptional problem-solving with acute attention to detail Skilled in … off for your birthday Private Healthcare Smart Pensions Plan Hybrid working options Perks at work Team social events Are you interested in the Technical Compliance Specialist and would like to be considered? We would love to hear from you! Click the apply button now or contact us on more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully. What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement more »

Compliance Monitoring Specialist - Consumer Credit London - Hybrid Do you have deep Consumer Credit and Compliance Monitoring experience? Are you looking to join a team with authentic passion for Compliance? Do you want to demonstrate your insights at ExCo? This is a great opportunity to drive 2nd … Line oversight for Compliance Monitoring in an evolving Consumer Lending business Key Responsibilities Identify and monitor compliance monitoring risks Execute the Compliance Monitoring Plan, producing reports for the Committee. Conduct thematic reviews for risk controls Apply for this role if you have Consumer Credit experience, preferably within … Retail Banking/Consumer Lending/FCA related consumer businesses Compliance Monitoring experience, including Thematic Reviews (preferred) To take the next step in your career, please send your CV to Jim Chappell at Don't miss out on this fantastic opportunity! InterQuest Group is acting as an employment agency more »

Compliance Learning Specialist Locations: Epsom Salary: Circa £60,000 plus benefits Job Type: Full-time Working Pattern: Hybrid (2 days per week in office, 3 days remote) Annual bonus of up to 10% Private medical insurance Pension contributions: up to 6% employee, 15% employer. On-site gym and … to the location being not close to a train station) Latham and Bond HR are currently supporting our client in their search for a Compliance Learning Specialist. In this role, you will have the opportunity to work collaboratively with the Compliance and Quality Assurance teams to develop and … interventions that are crucial for maintaining focus on optimal customer outcomes. Additionally, you will play a key role in shaping the future landscape of compliance training, ensuring the cultivation of the right cultural framework within the organisation. Your responsibilities will include designing, developing, and delivering comprehensive financial services training more »

The company: A people-centred business in the North East is searching for a Governance Risk and Compliance Specialist to join the team. This business has recently received huge investment from a global tech phenomenon and is looking to drive technical innovation across its platforms and applications. They … security teams as well as a data protection team, you'll play a crucial role. Your primary responsibilities will involve: Establish an effective technical compliance framework. Ensure that the business maintains a robust security posture while remaining agile and competitive. Work closely with compliance experts, technology teams, and … risks. Maintaining and enhancing the Information Security Management System (ISMS), policies, standards, and processes Lead in audits, partnering with external test houses and Group compliance teams. Ensure that all platforms meet all technical compliance requirements set by local and international regulators. Key skills required for this role: Experience more »

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading … team. Responsibilities: Provide regulatory guidance to the business; regulatory reporting. Design and maintenance of compliance standards and procedures. Managing operational efficiency. Represent Compliance in project-specific PRD meetings. Maintain a deep understanding of the investment industry. Experience: Minimum 5 years of relevant work experience, with at least more »

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. This position supports our cyber security and ESG certification programme, and the successful candidate will need extensive experience in … compliance activities associated with ISO 27001, ISO 9001 and SOC 2 as a minimum . The nature of this position requires contact with company employees at all levels as well as contact with external auditors, client representatives, vendors and other business-related representatives. What You'll Do: Work with more »

Job Description: Job Title: Compliance and Operational Risk Specialist Location: London Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver … your physical wellness is well-catered for with our onsite gym facilities and medical centre. Role Overview: This role is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defence compliance and operational risk oversight for a Front Line Unit, Control Function … and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the Policies”), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely more »

a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in … the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking regulatory horizon developments in the UK as they relate to financial crime. Support on … the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and oversee updates to the framework of Compliance Policies, Manuals and Procedures, including approvals via relevant committees. Manage and oversee responses to counterparty diligence requests. Support the Operational Due Diligence Team on more »

Location: BD4 6HN Division: Commercial Contract Type: Permanent - Salaried We're looking for a Field Operations Compliance and Administration Specialist to join our team. Supporting our customer, you'll brief in store activity for a team of Field Merchandisers. Develop, collate, prepare and publish effective and usable compliance … of your role will be to manage the relationship with our key customer to agree the in store activity required and report back on compliance updates. Your main responsibilities will include: Work as an embedded member of the customers team, and an active part of the Hallmark team, balancing … the interests of both parties. Own the compliance data, dashboards and operational outputs required to manage customer SLAs, expectations and contractual obligations. Identify the right data required to fulfil internal and external customer needs. Communicate regularly with the customer users to evolve and improve outputs. Own and develop accurate more »

grow and make an impact, along with the power to make a difference. Join us! Job Description: This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function … and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the Policies”), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely … manner. Responsibilities: Assists in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies, and developing reporting and documentation Engages in activities to provide support to the Compliance and Operational Risk teams in order to provide independent compliance more »