and Skills: • 12+ years of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.) • Degree in Data Analytics, Statistics, Computer Science, Finance, or other More ❯
online brokerage and investment education services to self-directed traders and investors. Its self-clearing broker-dealer/FCM subsidiary, TradeStation Securities, Inc. (Member FINRA, SIPC,CME and NFA ), offers securities and futures accounts for investment and trading in stocks, ETFs, equity and index options, commodity and financial futures, and More ❯
. Proficiency in business process modeling , use case creation, and data flow analysis. Prior involvement in regulatory change projects , especially those driven by SEC, FINRA, or equivalent global bodies. Experience working in Agile and Waterfall project environments. Preferred Qualifications: Experience with change programs triggered by T+1 settlement migration . Working … knowledge of trade lifecycle management systems (e.g., Murex, Calypso, Broadridge). Professional certifications such as CBAP , PMP , or FINRA Series licenses . Bachelor's or Master's degree in Finance, Business, Technology , or a related field. Key Competencies: Strong analytical and problem-solving skills Excellent stakeholder engagement and communication abilities More ❯
